Regulatory Control Support-case Resolutions

3 weeks ago


Birmingham, United Kingdom Deutsche Bank Full time

**Job Title **Regulatory Control Support-Case Resolutions Investigator

**Corporate Title **Associate

**Location **Birmingham

Deutsche Bank benefits from having a highly experienced and dedicated Anti Financial Crime (AFC) function, which performs a crucial role in keeping Deutsche Bank’s business operations and global financial services clean from financial crime while serving the interests of the bank and society. Our regional/global matrix structure allows for flexible responses to challenges in the core areas of: Anti-Money Laundering, Sanctions & Embargoes, Anti-Fraud, Bribery & Corruption, Investigations & Intelligence, Monitoring & Screening, and Risk Assessment.

Our AFC Team will provide you with opportunities to learn, grow and define your career. We foster an open, diverse, and inclusive team culture, that is engaged and well-supported for prosperity and enjoyment of a life/work balance.

You’ll be joining the Anti-Money Laundering (AML) / Counter Terrorist Financing (CTF) Financial Crime Investigations team which ensures that the systems it is tasked with monitoring are, at all times, operating and being used in accordance with all relevant legal and regulatory Anti-Money Laundering and Counter Terrorist Financing requirements.

**What we’ll offer you
A healthy, engaged, and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its Centre.

You can expect:

- Hybrid Working arrangements with the opportunity to work in the office and remotely from home
- Competitive salary and non-contributory pension
- 30 days’ holiday plus bank holidays, with the option to purchase additional days
- Life Assurance and Private Healthcare for you and your family
- A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
- The opportunity to support a wide-ranging CSR programme + 2 days’ volunteering leave per year

**Your key responsibilities**:

- Preparing and submitting Suspicious Activity Reports (SAR) to the relevant authorities
- Part of a team tasked with Case Resolutions investigations of internal escalations (Business Intelligence Unit, Anti-Fraud, Bribery and Corruption etc.) and escalations from AML Investigations team
- Utilise your knowledge of AML / Counter Terrorist Financing (CTF) typologies / trends in the investigation of cases and keep abreast of emerging typologies, ensuring knowledge learnt is disseminated to the wider team and key stakeholders in the 1st and 2nd line
- Maintaining robust records of Case Resolutions Investigations in anticipation of regulatory / audit level reviews

**Your skills and experience**:

- Strong Experience and background as an AML / CTF Investigator, with knowledge of AML / CTF typologies and trends
- Investigative experience in financial crime investigations within the financial sector
- An ability to investigate and produce evidential case files using knowledge of legislation
- Strong analytical skills and an attention to detail with an investigative mind-set
- An understanding of the legal and compliance issues of complex banking organisations

**How we’ll support you**
- Training and development to help you excel in your career
- Flexible working to assist you balance your personal priorities
- Coaching and support from experts in your team
- We value diversity and as an equal opportunities’ employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g., screen readers, assistive hearing devices, adapted keyboards)

**About us and our teams**

Deutsche Bank is the leading German bank with strong European roots and a global network.

Our values define the working environment we strive to create - diverse, supportive and welcoming of different views. We embrace a culture reflecting a variety of perspectives, insights and backgrounds to drive innovation. We build talented and diverse teams to drive business results and encourage our people to develop to their full potential. Talk to us about flexible work arrangements and other initiatives we offer.



  • Birmingham, United Kingdom RICS Full time

    **Regulatory Support and CPD Officer** **Job type: FTC - 12 Months** **Location: Birmingham - **We anticipate that this particular role can be performed with a hybrid working arrangement which balances working from home and the office. As this role is contractually based in our Birmingham office, it is expected that regular attendance in the office will be...


  • Birmingham, United Kingdom Grist Legal Recruitment Full time

    Regulatory Solicitor/Barrister   A Birmingham office of a UK law firm has a requirement for an experienced Regulatory Solicitor/Barrister to join their Regulatory department. Working upon a hybrid and flexible working pattern.   The Work   The role will be primarily presenting cases at final substantive hearing and represent regulators at interim...


  • Birmingham, United Kingdom Grist Legal Recruitment Full time

    Regulatory Solicitor/Barrister A Birmingham office of a UK law firm has a requirement for an experienced Regulatory Solicitor/Barrister to join their Regulatory department. Working upon a hybrid and flexible working pattern. The Work The role will be primarily presenting cases at final substantive hearing and represent regulators at interim...


  • Birmingham, Birmingham, United Kingdom Grist Legal Recruitment Full time

    Regulatory Solicitor/Barrister A Birmingham office of a UK law firm has a requirement for an experienced Regulatory Solicitor/Barrister to join their Regulatory department. Working upon a hybrid and flexible working pattern. The Work The role will be primarily presenting cases at final substantive hearing and represent regulators at interim application...

  • Credit Controller

    4 weeks ago


    Birmingham, United Kingdom Central Support Office Full time

    Boparan Private Office and its associated businesses include leading food manufacturing companies, restaurants, and a large property portfolio. Your role will be to manage key accounts and to be responsible for the end to end processing of all transactions within the accounts receivable function. To be proactive in our service to internal and external...


  • Birmingham, United Kingdom WJF Technical Support Full time

    We are looking to recruit someone for a Workshop Control Support role in Birmingham. This is a full-time, permanent position. **Main Duties and Responsibilities** - Preparing job cards & raising invoices in line with works carried out & manufacturer guidelines using Kerridge DMS system, and outside customer authorisation platforms. - Identifying parts using...


  • Birmingham, United Kingdom A637 DBOI Global Services (UK) Limited Full time

    Description : Job Title Employee Compliance Officer – UK Certification Location Birmingham Corporate Title Associate The Certification Regime forms part of the broader Senior Managers and Certification Regime (SMCR), which is implemented through Deutsche Bank’s UK Employee Licensing function within Employee Compliance. Based in Birmingham,...

  • Er Case Specialist

    4 weeks ago


    Birmingham, United Kingdom BT Full time

    ER Case Specialist **Job Req ID**:28706**Posting Date**:23 Jan 2024**Function**:HR**Location**:Snowhill, Birmingham, United Kingdom**Salary**:Competitive + Excellent Benefits**Location** Birmingham - hybrid working 3 days in the office, 2 wherever. **Why this job matters** This role is crucial to our organisation as you will influence the employee...

  • Safety Case Engineer

    3 weeks ago


    Birmingham, United Kingdom Assystem Full time

    Join Our Team as a Safety Case Engineer CRA is looking for safety case engineers to join our growing team. If you are a safety professional seeking a new challenge, we want to hear from you. Opportunities are available in our offices in Glasgow, Warrington, and London. For those based elsewhere, we also offer home-based working. We are seeking...


  • Birmingham, United Kingdom Flannery Plant Hire (Oval) Ltd. Full time

    Office Based Technical Support Machine Control Birmingham, UK Flannery Plant Hire is a leading provider of plant hire and specialist attachments to the construction industry across the UK and Ireland. With a comprehensive fleet of innovative machinery, we pride ourselves on delivering exceptional customer service and meeting our clients' project...

  • Credit Controller

    6 days ago


    Birmingham, United Kingdom Robert Half Full time

    Credit Control and Credit Analysis on a UK based ledger of Accounts - Query resolution and Credit note processing resolving disputes efficiently - Sales Ledger account reconciliations and associated commentary + forecasting - Running stop processes on accounts and communicating with internal stakeholders - Providing support to the Credit Manager and...


  • Birmingham, United Kingdom Goldman Sachs Group, Inc. Full time

    INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations....


  • Birmingham, United Kingdom Talk Staff Full time

    Are you Solicitor with experience in litigation and dispute resolution looking for a new and exciting challenge? Our reputable client based in Birmingham are looking to hire a Litigation & Dispute Resolution Solicitor to join their growing business. **To be considered for the role, you’ll require the following essentials**: - Qualified with a good level...


  • Birmingham, United Kingdom A637 DBOI Global Services (UK) Limited Full time

    Description : Job Title Regulatory Adherence Specialist Location Birmingham Corporate Title Assistant Vice President The Regulatory Adherence Team is the 2nd Line control function responsible for the lifecycle for regulatory change and management of the regulatory change risk. The team manages the process around the assessment of regulatory...


  • Birmingham, United Kingdom Deutsche Bank Full time

    **Job Title **Recovery and Resolution Planning (RRP) Specialist **Location **Birmingham **Corporate Title **Assistant Vice President In order to meet the Bank’s global RRP obligations, you would be joining the Financial Market Infrastructures (FMIs) Operations Team under Regulatory Cross-Product Operations. The FMI Operations Team ensure the Bank Group...

  • Credit Controller

    4 weeks ago


    Birmingham, United Kingdom Walters People Full time

    Robert Walters: Credit Controller - Birmingham - Permanent - £25,000 - £30,000 - Hybrid I’m currently working alongside a leading business based in Central Birmingham in their recruitment of a Credit Controller on a permanent basis. You will support the Credit Manager and ensure effective credit control of accounts to maximise cash flow and minimise bad...


  • Birmingham, United Kingdom Goldman Sachs Full time

    INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations....


  • Birmingham, United Kingdom Kennedys Law Full time

    Kennedys is looking for an Associate to work on NHS Resolution EL/PL matters. This is an exciting opportunity to join our highly regarded Healthcare team which is located in our London, Cambridge, Birmingham and Sheffield offices. **Team** The Healthcare division advise the NHS Resolution, NHS Trusts and medical malpractice insurers of private hospitals,...


  • Birmingham, United Kingdom Goldman Sachs Full time

    INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations....


  • Birmingham, United Kingdom Goldman Sachs Full time

    INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations....