Operational Risk Control Specialist, Investment Bank

2 weeks ago

London, United Kingdom UBS Full time

United Kingdom
- Compliance
- Group Functions

**Job Reference #**
- 268923BR

**City**
- London

**Job Type**
- Full Time

**Your role**
- Are you independent and analytical with strong organizational skills? Can you provide independent oversight, review and challenge?
- We are looking for an Operational Risk Control Specialist like you to:
- review, challenge and guide business management and COO as well as functional leaders in compliance, legal, risk, credit risk, market risk and IT on operational risk matters
- support business-aligned operational risk activities, including event reviews, new business initiative reviews, issue management and control assessments
- support and develop thematic reviews, control assessments and other risk initiatives
- actively participate in Non-Financial Risk Framework requirements such as Risk Appetite, Risk Identification for RCSA, and review of manual business processes
- utilize data and metrics to facilitate the identification, assessment, and review and challenge of operational risks and the internal control environment
- participate and provide input into regular production calls

**Your Career Comeback**

**Your team**
- You will be working in our EMEA IB C&ORC team based in London. We are a dynamic, driven, diverse, and collaborative team of professionals with oversight responsibility for managing the compliance and operational risks arising from our UBS Global Markets business.
- Operational Risk Control (ORC) is a unit within Compliance & Operational Risk Control, whose main purpose is to independently ensure that all operational risks are understood, owned, and managed to our risk appetite. ORC provides independent oversight of the operational risks arising from our Investment Bank's business activities to support our C&ORC vision, be an industry-leading function in the effective oversight of consequential risk management and help drive sustainable performance and the right outcomes for our clients, markets, and people.

**Your expertise**
- a strong educational background with a university degree, further professional qualifications (MA, MBA, CFA, etc.) preferred
- a minimum of 8 years of prior experience, preferably covering trading and capital markets businesses and operations, and/or financial institutions’ operational risk management and internal control
- ideally Investment Bank product-specific knowledge and experience in managing risks, preferably covering electronic trading
- strong business analysis and problem-solving skills, excellent attention to detail and accuracy
- team-oriented mentality with strong interpersonal skills, able to manage priority conflicts
- flexible attitude and capable of prioritizing workload based on changing internal or external demands
- experienced in handling sensitive information with a high degree of discretion
- strong communication and collaboration skills, and adept at presenting key results or other outcomes to management
- ability to join the dots across divisions and business areas to provide a more holistic risk control environment, as well as drive sustainable change and influence (you are excellent at upholding industry leading standards)
- sound judgment and a natural curiosity to question and challenge, with the ability to adapt to a changing landscape

LI-Hybrid

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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