Compliance Adviser
4 months ago
We're on the lookout for an experienced and motivated Compliance Adviser to be part of our Compliance Advisory team here at Nucleus. This role is a great opportunity to join an ambitious and diligent team who advocate for and promote a strong risk and compliance culture throughout the company. As we continue through an exciting phase of organisational growth and evolution, there is no better time to join our journey in a role that adds true value to our business and our customers.
Our new Compliance Adviser will have the opportunity to make a real difference by supporting the wider business through involvement in change projects and engaging with our people on compliance related matters. By working collaboratively across various teams, you'll have the opportunity to build relationships and work in partnership with colleagues and third parties to promote engagement and embed a culture of continuous process improvement.
It's a varied role with lots of interesting and value-add work to keep you busy, and here are some of the ways you'll spend your time:
Provide second line compliance advice and support to all areas of the business
Steer the design, implementation and maintenance of regulatory compliance based on technical insight and full understanding of the business case
Act as compliance representative on new business initiatives and change projects
Embed regulatory compliance policies and procedures across the company
Analyse, evaluate and provide regulatory support to business challenges
Highlight where regulatory requirements are not being met, or a control could be improved to ensure we meet the needs of our clients and safeguard their money
**A bit about you**
Tenacious, unafraid to challenge, and leaving no stone unturned, you're thorough, with an eye for detail, who'll ask great questions to help solve problems and will persevere to get the best outcome possible. You're a pro at understanding how the little things influence the big picture.
You'll demonstrate an open and honest approach and be able to build relationships and communicate confidently across the business. You'll encourage the right behaviours and support our core values. You'll set the bar high and be part of a team environment which is both supportive and rewarding, where high performance is the norm.
We've always placed more importance on cultural contribution above technical ability, but we'd really like you to have:
Detailed knowledge of the FCA Handbook - in particular COBS and CASS handbooks, MiFID 2, IFPR and SMCR
Familiar with JMLSG requirements; Data Protection legislation; HMRC rules; ISA rules; and TPR requirements
Experience and understanding of SIPP and platform structures and associated products (e.g., ISA, GIA and Bonds)
Excellent PowerPoint/Word/Excel skills
Excellent relationship building skills
Great written and verbal communication skills, with the ability to present to groups and engage with a diverse workforce
Strong negotiation and conflict resolution skills
Ability to work on own initiative and independently when required
Ability to manage conflicting priorities and evolving work demands without sacrificing quality or accuracy
**A little about us**:
Our purpose at Nucleus is to help make retirement more rewarding, with a vision to build the best retirement-focused platform in the UK. It is this purpose that drives everything we do. Whether you are working in a role that is customer-facing or not, you'll need to be service-obsessed to work here.
It's a fast paced and exciting environment, and one where we believe you will get the chance to fulfil your potential and do work that really matters, to you and our customers. We believe in you having your own chunk of responsibility and being trusted to make things happen.
Nucleus' culture is something our people believe sets us apart from other places they've worked. This short film gives you an insight into what it is like to work with us.
**Inclusion and diversity at Nucleus**:
As with most things in life, who cares, wins. We really care about inclusion.
For us this is not a box-ticking thing, it's a commercial imperative. It isn't about being PC. It's about being future-relevant and durable. Find out more on our inclusion page.
We offer a generous blend of benefits for the things that really matter to our people, including pension, bonus, enhanced parental leave, paid time off for emergencies, health and wellbeing initiatives and flexible working options.
-
Senior Specialist Security Adviser
4 months ago
Salisbury, United Kingdom Defence Science and Technology Laboratory Full time**Details**: **Reference number**: - 327784**Salary**: - £35,970 - £41,848- A Civil Service Pension with an average employer contribution of 27%**Job grade**: - Senior Executive Officer- Dstl Level 5**Contract type**: - Permanent**Business area**: - DSTL - Operations Division**Type of role**: - Security**Working pattern**: - Flexible working,...
-
Tax Compliance Supervisor
1 month ago
Salisbury, Wiltshire, United Kingdom Evelyn Partners Full timeJob OverviewWe are looking for a skilled and newly qualified professional to join our Private Tax division at Evelyn Partners. This team is dedicated to managing annual tax compliance tasks for a diverse range of clients.As a Tax Compliance Supervisor, you will play a vital role in the team responsible for client compliance, planning, and conducting routine...
-
Tax Compliance Supervisor
1 month ago
Salisbury, Wiltshire, United Kingdom Evelyn Partners Full timeJob OverviewWe are looking for a skilled and motivated individual to join our Private Tax division at Evelyn Partners. This role is essential in managing annual tax compliance tasks for a diverse range of clients.As a Tax Compliance Supervisor, you will play a key role in our delivery team, focusing on client compliance, strategic planning, and routine...
-
Risk and Compliance Advisor
4 months ago
Salisbury, United Kingdom qed legal Full timeCompliance AdvisorLegal 500 firmWe're working with an exceptional Legal 500 firm in the South West, ranked in 9 key practice areas, they've grown brilliantly over the last few years. Currently looking to add to their Risk and Best Practice teamThis is a great opportunity to report directly into the Compliance Director, working across the firm to offer...
-
Risk and Compliance Advisor
3 months ago
Salisbury, United Kingdom QED Legal Full timeCompliance AdvisorLegal 500 firmWe're working with an exceptional Legal 500 firm in the South West, ranked in 9 key practice areas, they've grown brilliantly over the last few years. Currently looking to add to their Risk and Best Practice teamThis is a great opportunity to report directly into the Compliance Director, working across the firm to...
-
Employee Relations Adviser
4 months ago
Salisbury, United Kingdom Nucleus Financial Full time**About the role**: We're looking for an Employee Relations Adviser to join us on a 18-month fixed term contract. You'll be responsible for providing advice and guidance on all ER cases, proactively managing them to completion in line with Nucleus policy and current employment law. You'll work to develop the ER capability and confidence of our people...
-
Risk and Compliance Advisor
3 months ago
Salisbury, United Kingdom Wilsons Solicitors LLP Full time**The Team** The Risk and Best Practice team comprises a Risk and Best Practice Director (R&BPD), the Advisor role, a Senior Administrator and three Administrators. **The Role** Reporting to the R&BPD, the role involves providing support, guidance, and advice to the firm in identifying and managing regulatory risk and ensuring internal controls manage,...
-
Risk and Compliance Advisor
3 months ago
Salisbury, United Kingdom Wilsons Solicitors LLP Full time**The Team** The Risk and Best Practice team comprises a Risk and Best Practice Director (R&BPD), the Advisor role, a Senior Administrator and three Administrators. **The Role** Reporting to the R&BPD, the role involves providing support, guidance, and advice to the firm in identifying and managing regulatory risk and ensuring internal controls manage,...
-
Salisbury, United Kingdom Bond Williams Full timeRisk & Compliance Advisor - Salisbury - up to £37,000About the company:Are you a seasoned professional in risk management and compliance looking for an exciting opportunity in the legal sector? Our client is a reputable solicitors' firm seeking a dedicated and experienced Risk and Compliance Advisor to join their thriving team. In a nutshell, you will be...
-
Salisbury, United Kingdom De Lacy Executive Limited Full timeIf you are looking for a change of career without sacrificing being on-farm, becoming a rural compliance/health and safety consultant with a trusted, well established business may be the right path. This well renowned company with eleven consultants based in Wiltshire are seeking a second consultant to join the team due to consistent business growth over...
-
HR Policy Specialist
3 days ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £20 - £22We are partnering with a Housing Association in Trowbridge to recruit a HR Advisor on a temporary, 2-month contract. The position starts immediately, with an hourly rate of £20-£22 p/hour, depending on experience. The ideal candidate will be CIPD L3 qualified, with experience in employee relations, including absences, performance management,...
-
HR Policy Specialist
3 days ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £20 - £22We are partnering with a Housing Association in Trowbridge to recruit a HR Advisor on a temporary, 2-month contract. The position starts immediately, with an hourly rate of £20-£22 p/hour, depending on experience. The ideal candidate will be CIPD L3 qualified, with experience in employee relations, including absences, performance management,...
-
HR Policy Specialist
3 days ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £20 - £22HR Policy Adviser Job Description **Job Summary** We are partnering with a Housing Association in Trowbridge to recruit a HR Advisor on a temporary, 2-month contract. The position starts immediately, with an hourly rate of £20-£22, depending on experience. **Key Responsibilities** * Providing guidance on employee relations matters, including absences,...
-
HR Policy Specialist
3 days ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £20 - £22HR Policy Adviser Job Description **Job Summary** We are partnering with a Housing Association in Trowbridge to recruit a HR Advisor on a temporary, 2-month contract. The position starts immediately, with an hourly rate of £20-£22, depending on experience. **Key Responsibilities** * Providing guidance on employee relations matters, including absences,...
-
Relationships and Partnerships Lead
2 weeks ago
Salisbury, Wiltshire, United Kingdom Nucleus Financial Full timeAbout the RoleWe're seeking a highly skilled and experienced professional to join our team as a Senior Client Relations Manager. As a key member of our organization, you will be responsible for managing a portfolio of adviser firms and working closely with aligned account managers and support colleagues to provide exceptional service.This role requires a...
-
Relationships and Partnerships Lead
2 weeks ago
Salisbury, Wiltshire, United Kingdom Nucleus Financial Full timeAbout the RoleWe're seeking a highly skilled and experienced professional to join our team as a Senior Client Relations Manager. As a key member of our organization, you will be responsible for managing a portfolio of adviser firms and working closely with aligned account managers and support colleagues to provide exceptional service.This role requires a...
-
HR Generalist
1 week ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: HR AdviserJob Type: Temporary, 2-month contractHourly Rate: £20-£22 per hourAbout the Role:We are currently working in partnership with a Housing Association to recruit an HR Advisor. The ideal candidate will be CIPD L3 qualified and experienced in dealing with employee relations matters, including absences, performance management, and...
-
HR Generalist
1 week ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full timeJob Title: HR AdviserJob Type: Temporary, 2-month contractHourly Rate: £20-£22 per hourAbout the Role:We are currently working in partnership with a Housing Association to recruit an HR Advisor. The ideal candidate will be CIPD L3 qualified and experienced in dealing with employee relations matters, including absences, performance management, and...
-
HR Policy Specialist
6 days ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £20 - £22Job Opportunity: HR Advisor **About the Role** We are partnering with a Housing Association in Trowbridge to recruit an HR Advisor on a temporary, 2-month contract. The successful candidate will work closely with the Talent Acquisition Adviser to support managers through the recruitment and selection process, ensuring compliance with our policies. **Key...
-
HR Policy Specialist
6 days ago
Salisbury, Wiltshire, United Kingdom James Andrews Recruitment Solutions Ltd Full time £20 - £22Job Opportunity: HR Advisor **About the Role** We are partnering with a Housing Association in Trowbridge to recruit an HR Advisor on a temporary, 2-month contract. The successful candidate will work closely with the Talent Acquisition Adviser to support managers through the recruitment and selection process, ensuring compliance with our policies. **Key...
