Managing Consultant, Compliance/mifid

**Background Information** This role is available to freelance contractors/ consultants who are a looking for a short term project, with the potential for ongoing project based work. The role will involve supporting a range of client projects and will likely include the following: - Contract reviews and requirements gathering - Conducting a compliance...

**About Projecting** - 10+ years experience writing, reviewing compliance policies. - Previous consulting/banking experience - Knowledge on MIFID II, Market abuse, conflicts of interest in investment banking (Capital markets, transactional banking, M&A etc.) **Location**: Remote, UK **Job type**:Contract **Contract type**:Inside IR35 through UC **Initial...

About Projecting 10+ years experience writing, reviewing compliance policies. Previous consulting/banking experience Knowledge on MIFID II, Market abuse, conflicts of interest in investment banking (Capital markets, transactional banking, M&A etc.)Location: Remote, UKJob type:ContractContract type:Inside IR35 through UCInitial duration:6 monthsSalary/Rate...

**About us** Source Intelligence, specializing in SaaS software systems development, implementation and service delivery, is seeking an experienced Sustainability Consultant to join our Regulatory team. Source Intelligence has a proven track record of success providing best practice sustainability regulatory consultancy, and at some of the largest and...

**About us** As Environmental Social & Governance (ESG) regulations continue to expand worldwide, and consumers increasingly demand sustainable products, companies struggle to collect, validate, and report supply chain data to meet due diligence and compliance obligations - particularly when sourcing materials and commodities from around the world. Source...

A legal and professional services firm is hiring a Compliance & Ethics Officer to join their team. This is an exciting opportunity at a genuinely friendly and caring firm offering opportunities for progression within. This role offers remote working. Key responsibilities will include: - Responding to queries relating to conflicts, AML, CDD, and SRA...

Have existing knowledge /experience of Discretionary Fund Management & Retail Financial Advisers - Have a comprehensive knowledge of FCA Handbook - Have a thorough understanding of current market regulatory requirements - Knowledge of discretionary investment management desirable - Excellent attention to detail and ability to identify errors, discrepancies,...

We are hiring for Manager - Internal Audit Location Work from home Role Summary: This position will be responsible for 1. Audit Planning: Assisting in the development of audit plans and ensuring that audit procedures are designed to meet the audit objectives. 2. Audit Execution: Executing audit procedures and documenting the results of testing clearly and...

Are you currently working in recruitment, whether in an agency or internal capacity? Do you aspire to join a talent acquisition team that will not only enhance your skills but also elevate your CV, providing you with the tools to excel as a recruiter throughout your career? While this may seem like a bold assertion, allow me to explain why we are confident...

**Senior Account Manager** HSL Compliance is one of the leading companies in the legionella compliance industry providing services to a wide range of public and private sector organisations. As a committed people company we strive to develop our employees who have the desire to work hard and build a career. **Job Purpose** Reporting to the Regional...

Source Intelligence (The Compliance Map Ltd) specializing in SaaS software systems development and implementation is seeking an experienced Environmental Compliance Consultant to join our environmental compliance team. Source Intelligence The Compliance Map Ltd. has a proven track record of success, environmental regulatory consultancy, and providing best...

Assistant Compliance Officer required. Established wealth management/financial planning firm. Work from home anywhere in the UK with occasional visits to London. This is a full-time role. Do you have experience in compliance or regulatory oversight within the financial services or wealth management industry? Have you been working in compliance for many...

Title: Administrator/Customer Service Location: Homebased Hours of Work: Full-time Salary/Hourly Rate: Up to £25,000 p/a DOE Contract Type: Permanent - 6 Month probationary period Transport Provided: No Closing date: 1 August 2024 ABOUT US We're a thriving business, passionate about working together to deliver excellence in a rapidly expanding...

About the job: Red Hat is looking for a Senior Compliance Specialist to join the Subscription Education and Awareness Program (SEAP) initiatives in the EMEA region, with an initial focus on the UK market. What is SEAP? SEAP is a team of highly specialised professionals in software asset management, software licensing & compliance working directly with...

Our passionate and busy consultancy are seeking a Specialist Consultant (Data Protection). You will play a critical role in providing highly specialised expertise and oversight in compliance-related matters to our healthcare clients. Your responsibilities encompass delivering specialist training, chairing formal meetings, offering expert advice, managing...

So, what are you waiting for? Join a Community that cares about youMore about your roleWith a shared commitment to the ongoing safety and compliance of our property portfolio we are looking for an Asbestos Compliance Advisor to join our growing team.Providing a high quality administrative support to the Asbestos Compliance Manager as our Compliance Advisor...

The Company: Marigold helps brands foster customer relationships through the science and art of connection. Marigold Relationship Marketing is a suite of world-class martech solutions that help marketers create long term customer love and loyalty. Marigold provides the most comprehensive set of use cases for marketers at any level. Headquartered in...

**So, what are you waiting for? Join a Community that cares about you!** **More about your role** With a shared commitment to the ongoing safety and compliance of our property portfolio we are looking for an Asbestos Compliance Advisor to join our growing team. Providing a high quality administrative support to the Asbestos Compliance Manager as our...

Are you a management systems professional looking for an exciting and challenging new role? An opportunity has arisen for a client-facing management systems consultant to join our expanding governance, risk and compliance (GRC) consultancy practice. Our consultants lead and support a wide range of clients across the public and private sectors in the UK and...

The Company:Marigold helps brands foster customer relationships through the science and art of connection. Marigold Relationship Marketing is a suite of world-class martech solutions that help marketers create long term customer love and loyalty. Marigold provides the most comprehensive set of use cases for marketers at any level. Headquartered in Nashville,...