Financial Promotions

7 months ago


London, United Kingdom Rothstein Recruitment Full time

Rothstein Recruitment London, United KingdomPosted 3 hours ago Hybrid Permanent £60k

Financial Promotions - Compliance - Crypto

Excellent opportunity for intelligent and pasisonate idivdual to make theit mark in a f**ully FCA Regulated FinTech Crypto/Digital Assets Environment.**

**The role**

This role will be part of our Financial Promotions team and will focus on:

- setting up and implementing service to approve third-party financial promotions
- providing strategic input and expertise into the production of our proprietary marketing materials.

This role would suit an enthusiastic Team Member who is confident in creating and implementing new processes and procedures.

**Compliance Senior Associate (Financial Promotions) covering the following areas**:
**Key Accountabilities/Responsibilities**:

- To be one of the primary Compliance points of contact for all technical queries and regulatory matters relating to marketing, distribution and financial promotions
- To help design and embed the firm’s third-party financial promotions approval service
- To provide advice, guidance and training to the business in relation to current and emerging regulations in respect of product distribution and marketing, including cross border activities
- To embed relevant workflow tools and working practices that enable more efficient reviews of both UK and global marketing materials
- To provide support, training and guidance to the business in regard to financial promotions
- To assist in the development of management information to track marketing approvals and assess the effectiveness of producing quality documentation
- To assist in the maintenance and revision of applicable policies and documents
- To assist the Compliance monitoring team with periodic compliance monitoring reviews relevant to production of marketing materials
- To assist the business with the preparation and compilation of regulatory reports and summaries to various committees of the Board and Senior Management, as required

**[Technical] Knowledge and Experience Required**:

- At least 3 years relevant experience, preferably gained in a financial services or regulatory environment
- Financial Promotions experience skills, knowledge and expertise

**Other required Skillsets/Traits**:

- Knowledge of FCA COBS Regulations specific to financial promotions. AIFMD and UCITS, cross-border marketing knowledge desirable
- Energetic personality with the drive to effect change and develop relationships across all levels of the organisation
- Strong written and verbal communication skills
- Strong analytical skills including problem solving and solution-orientated thinking
- Able to use initiative, work unsupervised and comfortable taking responsibility

FinProm Bank Banking Trading Exchange Investment Banking
- Job ID ef-finprom



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