Financial Crime Sme Risk and Compliance

4 weeks ago

Milton Keynes, United Kingdom Lorien Full time

Financial Crime SME - 6 month rolling contract

A leading UK bank are currently looking for a Financial Crime SME with a risk and compliance background to join their team on a 6 month contract which is extendable to 12 months

This role will support the management of a wide range of risk associated responsibilities, as appropriate depending on the Directorate, to include but not restricted to; Third Party Supplier Risk Management, Segregation of Duty, Business Continuity Planning,End User Computing, Record & Retention, Operational Risk Assessment completion, Scenario Analysis, Anti-Bribery & Corruption, Audit & Compliance Recommendations, S-OX & COSO control framework, Data Security

This role will ensure business unit stakeholders understand and appropriately assess the changing risk environment in BAU or change programmes; obtaining buy-in to mitigate risk and providing a forward-looking view of risk.
- Promotes and encourages good culture and behaviours personally and across the Team, in line with I AM Risk.
- Identifies, assesses, manages, and reports risks, taking proactive personal responsibility for doing the right thing in compliance with regulatory requirements and our frameworks and policies.
- Progresses specific actions that could minimise or mitigate risks identified (e.g., conduct risk, operational risk, credit risk etc.) and ensures 100% completion of mandatory training and any other role specific training required.
- Proactively supports the bank in meeting its business, regulatory and stakeholder obligations in respect of Financial Crime Compliance. Including identifying, deterring, detecting, and disrupting money laundering, sanctions non-compliance, terrorist financing,bribery, corruption, and tax evasion risks that arise by way of its activities.
- Contributes to the maintenance of an effective risk management framework in which risks are effectively identified, quantified monitored and communicated.
- Promotes compliance to risk policies across the Directorate and to all business stakeholders / internal network.
- Actively participates in risk control forums on behalf of the Directorate, such as Fraud Risk Control Forum, CB ORCF, RB ORCF, Resiliency of Physical Assets Forum. Deputises for Senior Risk Manager / Head of Risk Management as required.

Carbon60, Lorien & SRG - The Impellam Group STEM Portfolio are acting as an Employment Business in relation to this vacancy.

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