Compliance Monitoring Vp

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

Line management responsibilities Our client is a leading Corporate and Investment Bank based in the city of London. The VP - Compliance Monitoring Lead - Banking and Markets will be responsible for: # Assist in the development and annual planning of the Compliance Monitoring Plan as well as ongoing adjustments to the plan. # Execute all assigned...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side. THE RESPONSIBILITIES: Maintain policies, procedures, systems and controls governing IPO and divestment activities. Oversight of compliance...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

My client is a leading financial services firm with an office in central London. As a Trade Surveillance VP at you will play a critical role in ensuring the integrity and compliance of trading activities across multiple desks, including Credit and Rates, Foreign Exchange & Treasury, Debt Capital Markets, Securitisation, and Global Investment Banking. This...

When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you’ll learn and grow as we help you create a career journey that’s unique and meaningful to you with benefits, programs, and flexibility that support you personally and...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

Job OverviewWe are seeking a highly experienced Compliance VP to join our team at Compliance Professionals. This is an exciting opportunity for a seasoned professional with expertise in Public Markets compliance.The role will suit someone with at least 6 years' experience in in-house Compliance roles, preferably with public markets oversight. The ideal...

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

HSL Compliance Limited seeks a skilled Monitoring and Compliance Technician to join our Water Hygiene team. As a key member of our team, you will be responsible for undertaking monitoring and water hygiene services to ensure compliance with legionella guidelines.Your duties will include conducting water testing and monitoring, taking water samples, testing...

Job Title:VP of Regulatory ComplianceEstimated Salary:$180,000 - $250,000 per annumWe are seeking a highly experienced VP of Regulatory Compliance to join our team at Barclays.In this role, you will be responsible for leading the development and implementation of regulatory compliance programs, working closely with cross-functional teams to ensure alignment...

**Description**: Our client, an investment bank based in London City are looking to hire a Compliance Advisory VP into their team. This person will advise straight into the front office and will have a strong understanding of investment banking & public side compliance (Thisis a must!) at advisory level knowledge. They will also be looking for someone with a...

**THE COMPANY**: Our client is a UK-leading investment firm, specialising in private client services. **THE RESPONSIBILITIES**: - Assist with the ongoing update to Compliance policies and procedures. - Maintenance of the Compliance monitoring action log. - Contribute to the development of the annual compliance monitoring plan. - Undertake compliance...

London, United Kingdom | Posted on 18/06/2024 As the VP of Compliance at Deriv, you will be based in our brand new office in Shoreditch, London. This office is the central hub for our Compliance operations, offering a dynamic and stimulating environment for your professional growth. Compliance is at the core of Deriv’s global operations, with the team...

London, United Kingdom | Posted on 18/06/2024 As the VP of Compliance at Deriv, you will be based in our brand new office in Shoreditch, London. This office is the central hub for our Compliance operations, offering a dynamic and stimulating environment for your professional growth. Compliance is at the core of Deriv’s global operations, with the team...

Key ResponsibilitiesAs a Compliance VP at Compliance Professionals, you will:Maintain policies, procedures, systems, and controls governing IPO and divestment activities.Oversight of compliance with beneficial ownership and other trade reporting rules.Implementation of MNPI protocols for IPO and divestment activity.Perform gatekeeper role for market...