Senior Compliance Monitoring Officer

**Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

**Salary**: From £37460.00-£46825.00 **Who are Diligenta?**: Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing...

**Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

**Compliance Monitoring Officer** **Liverpool / Hybrid Working** Our client is the largest private pension scheme in the UK and in the top 50 globally. As the principal pension scheme for universities and other higher education institutions in the UK, it now has more than 450,000 members across more than 350 employers responsible for the management and...

**Place of Work: Liverpool** *** **Contract Type: Permanent** *** **Hours: Full Time** *** *** **The Universities Superannuation Scheme (USS) has circa 396,000 members, and over £60 billion in assets, we’re one of the largest private pension schemes in the UK and in the top 50 worldwide. Established in 1974, we’re entrusted by over 350 higher...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a remote Compliance Officer within an International law firm.In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations from...

**Who are Diligenta?** Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as ‘home’ by existing employees, we drive a culture that is founded...

**Salary**: From £29471-£36838 **Who are Diligenta?**: Diligenta's vision is to be acknowledged as Best in-class Platform based Life and Pensions Administration Service provider. Customer service is at the heart of everything we do and our aim is to transform our clients' operations. A business that has been described as 'home' by existing employees, we...

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our team at AJ Fox Compliance. As a Junior Compliance Officer, you will play a critical role in ensuring the firm's compliance with anti-money laundering (AML) regulations and client due diligence (CDD) processes.Key Responsibilities:Conduct thorough CDD checks to ensure...

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our team at AJ Fox Compliance. As a Junior Compliance Officer, you will play a critical role in ensuring the firm's compliance with anti-money laundering (AML) regulations and client due diligence (CDD) processes.Key Responsibilities:Conduct thorough CDD checks to ensure...

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Junior Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Conduct thorough client due diligence checks...

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Junior Compliance Officer, you will play a critical role in ensuring the firm's compliance with anti-money laundering (AML) regulations and client due diligence (CDD) processes.Key Responsibilities:Conduct thorough CDD checks to ensure...

We are seeking a highly motivated and detail-oriented Junior Compliance Officer to join our team at AJ FOX COMPLIANCE. As a Junior Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key Responsibilities:Conduct thorough client due diligence checks...

Liverpool City Centre (Hybrid, 2 days per week) - Regulatory Compliance (FCA) - Circa £45,000 + Benefits Our Liverpool based client requires a Compliance Officer to join their small, but well-established team. **THE ORGANISATION** An exciting and growing organisation with some of the best talent in region, this is an attractive organisation to work...

Job Description:Our client is a growing wealth management firm who are looking for a Compliance Monitoring Officer to join the team. As the Compliance Monitoring Officer, you will be responsible for reviewing advice files in line with agreed business standards as part of the company’s QA programme that safeguards the quality in our dealings with customers....

Company description:A rewarding place to work. At Rathbones, We invest in everyone's tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business.Job description:Department:Middle OfficeLocation:...

Job SummaryThe Compliance Monitoring File Reviewer is a key member of the Compliance Monitoring Team at Compliance Wise, responsible for assisting with the completion of a specific client and proposition review project. This role requires a high level of analytical skill, attention to detail, and excellent communication skills.Key ResponsibilitiesCollaborate...

Job SummaryThe Compliance Monitoring File Reviewer is a key member of the Compliance Monitoring Team at Compliance Wise, responsible for assisting with the completion of a specific client and proposition review project. This role requires a high level of analytical skill, attention to detail, and excellent communication skills.Key ResponsibilitiesCollaborate...

**Job Title**: Compliance Officer **Contract Type**: Permanent **Salary**: £33,720.49 (£37,163.94 is achieved after 12 months successful performance in the role) **Working Hours**: 35 hours per week **Working Pattern**: Hybrid **Location**: Liverpool **Why Riverside?** At Riverside, we’re a housing association with a difference - enhancing the everyday...

Job SummaryWe are seeking a highly motivated and detail-oriented Junior Compliance Analyst to join our team at AJ FOX COMPLIANCE. As a Junior Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key ResponsibilitiesClient Onboarding: Ensure that...