Compliance & Risk Associate
6 months ago
Davy UK is one of Northern Ireland’s leading financial advice, wealth management and capital markets firms. Based in Belfast with an office in London, our purpose is to deliver world-class outcomes for our private and professional clients.
**Why work with us**
There are lots of benefits to working at Davy. Our city centre location, free access to our onsite gym and fitness studio, impressive social calendar, clear CSR programme, performance related bonuses, and investment in your further education demonstrate the value we place in developing and rewarding our staff. But above all, we have a clearly-defined purpose and culture which guide everything we do. We hope more than anything else that it is our diverse, welcoming and positive environment that makes Davy such a great team to be part of. **Please note this role is based in Belfast and we support hybrid working.**
**Key Responsibilities**:
- Advise and assist Davy UK staff in complying with the firm’s regulatory obligations;
- Support for staff training in compliance-related matters;
- Reviewing and advising on the establishment of policies and procedures, based on thorough research of regulations and best practice;
- Support the firm’s controls for countering the risks of money laundering and provide timely advice and decisions to the business;
- Review regulatory publications and provide advice to the business on matters arising;
- Support the Compliance & Risk function in preparing for, and embedding of, new and changing regulations;
- Meeting preparation; and supporting completion of relevant actions arising.
- Comply with the Risk and Compliance frameworks, policies and procedures associated with the role.
**Requirements**:
- Third level degree in Law, Business, Finance or equivalent; or 3+ years’ experience working in a regulatory, risk, audit or management position within a financial services environment;
- Demonstrable experience of SMCR, MIFID II, Consumer Duty and an understanding of the FCA approach and guidance to Wealth Management and Investment firms
- Attention to detail and good organisational skills;
- Willingness and ability to challenge and to influence;
- Ability to self-motivate and to work to deadlines;
- Excellent interpersonal skills and strong communication skills;
**Equal Opportunities**
**Davy wishes to ensure equal opportunity is given to all job applicants. This company will not discriminate on the grounds of race, gender (including gender reassignment status), sexual orientation, religious belief, political opinion, marital status, age or disability.**
Davy Group is a member of the Bank of Ireland Group.
-
Compliance Risk Manager
4 days ago
Belfast, United Kingdom Signatus Recruitment Full timeSignatus Recruitment partners with a rising specialist consultancy in financial services based in Belfast with offices across GB & Ireland. They seek Investment Compliance Associates to join their team, requiring 2+ years of experience in governance, risk, and compliance matters.Job Description:Assist in client engagements and manage client portfoliosConduct...
-
Compliance and Risk Manager
2 weeks ago
Belfast, United Kingdom Signatus Recruitment Full timeRole OverviewThis Compliance Associate role will suit any consultant based in Belfast or GB who is willing to undertake occasional travel to Belfast or the UK. The successful candidate will have experience working in FinTech, Fin Crime, Technology risk, advisory, assurance, or payments sector and a proven record of providing consulting experience to GB/EU...
-
Business Risk and Compliance Officer
3 weeks ago
Belfast, United Kingdom Citigroup Inc. Full timeAbout the Role:Citi is seeking an experienced Market Controls Specialist to join our team. As a key member of the Markets Governance & Control Team, you will play a crucial role in supporting the identification, evaluation, and management of operational and compliance risks in our Markets Sales and Trading businesses.The ideal candidate will have relevant...
-
Business Risk and Compliance Officer
3 weeks ago
Belfast, United Kingdom Citigroup Global Markets Limited Full timeJob SummaryCitigroup Global Markets Limited is seeking an experienced Business Risk and Compliance Officer to join its Markets Governance & Control Team. This role will play a critical part in supporting the identification, evaluation, and management of operational and compliance risks in Markets Sales and Trading businesses.The estimated annual salary for...
-
Risk and Compliance Manager
3 weeks ago
Belfast, United Kingdom Citigroup Global Markets Limited Full timeAbout Citigroup Global Markets Limited:We are a leading global financial institution seeking talented professionals to join our team. Our Client Strategy group is responsible for driving an enterprise-wide approach to client coverage, identifying and filling in gaps or reducing duplication to ensure consistency throughout the firm.Job Overview:In this role,...
-
Compliance Associate
6 months ago
Belfast, United Kingdom fscom Full time**Role**: Compliance Associates (All levels) **Expertise**:FinCrime, Payments, Internal Audit, Conduct, IT Risk, Information Security, Operational Resilience **Location**: Belfast, on a hybrid basis, we are a collaborative team and enjoy working remotely and in person together. - __________________________________________ A leading Governance Risk and...
-
Compliance and Risk Management Specialist
6 hours ago
Belfast, United Kingdom Department for the Economy Full timeDo you want to build a career in regulatory compliance and risk management? EY is offering a unique opportunity for talented individuals to join their Northern Ireland team as Compliance and Risk Management Specialists. This six-week intensive training course is fully funded by the Department for the Economy and delivered in partnership with Belfast...
-
Compliance Risk Governance Specialist
3 weeks ago
Belfast, United Kingdom Citigroup Global Markets Limited Full timeAbout the RoleAt Citigroup Global Markets Limited, we are seeking an experienced Compliance Business Control Senior Analyst to join our team. This is a challenging and rewarding opportunity to work on high-impact projects that drive business growth and improve operational efficiency. As a Compliance Business Control Senior Analyst, you will be responsible...
-
Compliance Associate
2 weeks ago
Belfast, United Kingdom Fscom Full timeRole: Compliance Associate Practices: Payments, Asset Management and Europe Consulting Location: Belfast, on a hybrid basis, we are a collaborative team and enjoy working remotely and in person together.There will be some travel involved to clients located in Dublin.ABOUT FSCOM fscom is one of the leading specialist consulting firms providing governance,...
-
Risk and Compliance Expert
3 days ago
Belfast, United Kingdom Department for the Economy Full timeJob Title:Risk and Compliance ExpertAbout the Role:We are seeking a highly skilled Risk and Compliance Expert to join our team at EY. As a key member of our Risk and Regulatory Compliance team, you will play a vital role in ensuring the highest standards of compliance and risk management across our organization.The successful candidate will have a strong...
-
Compliance and Risk Specialist
3 days ago
Belfast, United Kingdom Department for the Economy Full timeAbout the Opportunity:EY is a leading global professional services firm, employing over 300,000 people across 150 countries. Our Risk and Regulatory Compliance team is responsible for ensuring the highest standards of compliance and risk management across our organization.We are seeking a highly skilled Compliance and Risk Specialist to join our team,...
-
Compliance Monitoring Associate
6 months ago
Belfast, United Kingdom TP ICAP Full timeJob Description - Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect...
-
Compliance and Governance Associate
15 hours ago
Belfast, United Kingdom McGregor Boyall Full timeAbout the RoleWe are seeking a Compliance and Governance Associate to support our clients in the financial services sector. This role involves preparing and circulating meeting materials, developing and maintaining accurate records of committee proceedings and decisions, and supporting the Risk Committee and Main Board in key governance matters.The ideal...
-
Risk and Compliance Expert
7 hours ago
Belfast, United Kingdom Citigroup Inc. Full timeWe are seeking a seasoned Risk and Compliance Expert to join our team at Citigroup Inc. The successful candidate will have a deep understanding of regulatory requirements and be able to design and implement effective risk management strategies.Key Responsibilities:Develop and implement comprehensive risk management frameworks to ensure compliance with...
-
Risk and Compliance Specialist
4 weeks ago
Belfast, United Kingdom Citigroup Global Markets Limited Full timeJob DescriptionA key role in Citigroup Global Markets Limited is to manage and mitigate operational and compliance risks. As a Business Risk and Control Officer, you will be responsible for identifying, assessing, and addressing risks that could impact the firm's reputation, assets, and overall performance.Key ResponsibilitiesContribute to the development...
-
Compliance Risk Manager
4 weeks ago
Belfast, United Kingdom Just Group plc Full timeCompany Overview">We are Just Group plc, a leading organization in the financial services industry. Our mission is to provide exceptional services and solutions to our customers.About the Role">We are seeking an experienced Compliance Risk Manager to join our team. As a key member of our compliance department, you will play a crucial role in ensuring that...
-
Risk And Regulatory Compliance Academy
2 weeks ago
Belfast, United Kingdom Department For The Economy Full timeRisk and Regulatory Compliance Academy with EY If you want to learn life-long skills that will equip you for jobs of the future, the Risk and Regulatory Compliance Academy with EY is for you.These academies are a great way to get industry-leading training before entering the workplace or changing career.Training The Risk and Regulatory Compliance Academy...
-
Compliance Associate
2 weeks ago
Belfast, United Kingdom fscom Full timeRole: Compliance AssociatePractices: Payments, Asset Management and Europe Consulting Location: Belfast, on a hybrid basis, we are a collaborative team and enjoy working remotely and in person together. There will be some travel involved to clients located in Dublin.ABOUT FSCOMfscom is one of the leading specialist consulting firms providing governance,...
-
Compliance Associate
2 weeks ago
Belfast, United Kingdom fscom Full timeRole: Compliance AssociatePractices: Payments, Asset Management and Europe Consulting Location: Belfast, on a hybrid basis, we are a collaborative team and enjoy working remotely and in person together. There will be some travel involved to clients located in Dublin.ABOUT FSCOMfscom is one of the leading specialist consulting firms providing governance,...
-
Risk and Compliance Coordinator
8 hours ago
Belfast, United Kingdom Abacus Professional Recruitment Full timeJob Opportunity: Regulatory Compliance Officer Location: Belfast, UKWe are looking for a skilled Risk and Compliance Coordinator to join our team in Belfast, UK. As a Risk and Compliance Coordinator, you will play a key role in ensuring the company's operations adhere to laws, regulations, and internal policies. You will be responsible for designing and...