Business Risk and Compliance Officer
2 days ago
Citigroup Global Markets Limited is seeking an experienced Business Risk and Compliance Officer to join its Markets Governance & Control Team. This role will play a critical part in supporting the identification, evaluation, and management of operational and compliance risks in Markets Sales and Trading businesses.
The estimated annual salary for this position is $120,000-$150,000, depending on location and experience.
About the Team
The Markets Governance & Control Team is responsible for supporting the identification, evaluation, and management of operational and compliance risks in Markets Sales and Trading businesses. The team works closely with the Markets businesses and functions, including Compliance, Operational Risk, and Internal Audit, to ensure that risks are effectively identified, assessed, and mitigated.
About the Role
This role will be responsible for executing and reporting the results of control testing covering Markets Trading and Sales businesses. Key responsibilities include:
- Executing and reporting results of control testing
- Supervising and coaching junior team members in execution of control testing
- Monitoring execution of parts of the testing programme to agreed timelines, escalating and resolving obstacles to delivery
- Maintaining high standards and best practice for execution of testing activities
- Providing challenge to stakeholders on the design and effectiveness of controls
- Supporting stakeholders in determining necessary control remediation identified through the testing programme
- Maintaining strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk
- Presenting impactful summary outputs from the testing programme to stakeholders
- Providing Markets controls subject matter expertise to stakeholders across all three lines of defence
Requirements
To be successful in this role, you will need:
- Relevant experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines
- Understanding of Markets business activities and associated regulations
- Knowledge of Markets Operational and Compliance risks, and related controls, associated with trading and sales activities
- Strong understanding of control design assessment and effectiveness testing techniques and practices
- Experience of coaching and developing team members
- Experience of overseeing a team to deliver rigor and attention to detail in execution
- Experience of developing and maintaining effective senior stakeholder relationships
- Track record of providing constructive, effective challenge to Senior Stakeholders on risk management matters
Benefits
Citi offers a comprehensive benefits package, including medical, dental, and vision insurance, as well as a 401(k) plan and paid time off.
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