Compliance Associate
7 months ago
**Role**: Compliance Associates (All levels)
**Expertise**:FinCrime, Payments, Internal Audit, Conduct, IT Risk, Information Security, Operational Resilience
**Location**: Belfast, on a hybrid basis, we are a collaborative team and enjoy working remotely and in person together.
- __________________________________________
A leading Governance Risk and Compliance Consultancy
**ABOUT FSCOM**
fscom is one of the leading specialist consulting firms providing governance, risk, and compliance solutions to financial services institutions in the UK and Ireland.
Keeping pace with ever changing regulatory requirements, while remaining competitive, presents a significant challenge for financial services businesses. This is an expansive landscape, and the nuances of compliance are extremely complex. That’s where we come in.
At fscom we take a commercial approach to help our clients grow their business in a compliant way. We work in partnership with our clients and go the extra mile to understand their needs. Often, our clients are at the cutting edge of innovation, requiring our people to have deep domain knowledge and technical expertise to provide appropriate and accurate advice.
With fscom, there is the opportunity to gain exposure and work with exciting global brands leading the way in asset management, banking, capital markets, digital assets, and payments and to undertake varied and intellectually stimulating work and to build relationships, becoming our clients’ trusted advisors.
**THE ROLE**
As a Compliance Associate, you will be responsible for delivering support to our clients, and for providing them with guidance, advice and valuable insight. You will work as part of a team and alongside senior consultants and under the supervision of trailblazers and experts in this industry. With our expertise across banking, capital markets, digital assets, asset management and payments we will enable you to have the opportunity to engage in a variety of projects across a diverse range of exciting and cutting-edge clients.
**RESPONSIBILITIES**
- Assisting with the provision of high-quality compliance work products to our clients
- Working and delivering on multiple projects across authorisations, advisory, audit and managed services.
- Partnering with our client base to understand their business and be able to design and implement their regulatory strategy.
- Undertaking compliance audits for clients and make appropriate recommendations which achieve regulatory compliance for the client
- Stay up to date with the ever-evolving regulatory requirements
- Any other duties as reasonably required
**ESSENTIAL CRITERIA**
- 2 + years’ experience working within a compliance role gained working in-house within a financial services institution or professional services advisory business Strong analytical skills with the ability to interpret complex information
- Displays professionalism in everything they do
- Ability to work with, and communicate information clearly and effectively to, both clients and team members
- Excellent organisational skills with the ability to manage numerous deadlines and projects simultaneously
- Excellent attention to detail and understands the importance of pride in the work delivered internally and to clients
- Quick to learn, curious with initiative, and constantly striving to develop technical expertise
- Collegiate outlook with the ability to work effectively as part of a cohesive team, whilst taking ownership for areas under their responsibility.
- A strong desire to build consultancy skills and client base in the future.
**WHAT WILL I GET FROM THE ROLE?**
You will have the opportunity to work for an award-winning consultancy business, with award winning experts in their field and with high-profile clients. This is an exciting opportunity to work with fscom at a critical time in our journey as we continue to grow and expand.
Our culture is friendly and promotes a stimulating working environment, where you will have a challenging and autonomous role that is critical to successful business delivery.
We will reward you with fast tracked opportunity and a competitive benefits package.
We are an equal opportunities employer, committed to Diversity & Inclusion and currently hold the Bronze standard in Diversity Mark NI.
**To apply**:
**Job Types**: Full-time, Permanent
**Benefits**:
- Company events
- Company pension
- Private medical insurance
- Work from home
Schedule:
- Monday to Friday
Application question(s):
- Are you currently a resident in Northern Ireland?
**Education**:
- Bachelor's (preferred)
**Experience**:
- professional services: 2 years (preferred)
Work authorisation:
- United Kingdom (required)
Work Location: Hybrid remote in Belfast
-
Core Compliance Associate
1 week ago
Belfast, United Kingdom Abacus Professional Recruitment Full time**Core Compliance Associate** **Client**: Abacus Group are working with a leading global inter-dealer broker to recruit for a Core Compliance Associate to join the team. You will be working with a company going through considerable growth over the next year. This company boasts an outstanding work environment, highly renowned for their respectful culture...
-
Compliance Monitoring Associate
7 months ago
Belfast, United Kingdom TP ICAP Full timeJob Description - Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect...
-
Compliance and Governance Associate
3 weeks ago
Belfast, United Kingdom McGregor Boyall Full timeAbout the RoleWe are seeking a Compliance and Governance Associate to support our clients in the financial services sector. This role involves preparing and circulating meeting materials, developing and maintaining accurate records of committee proceedings and decisions, and supporting the Risk Committee and Main Board in key governance matters.The ideal...
-
Core Compliance Associate
2 weeks ago
Belfast, United Kingdom TP ICAP Full timeCorporate culture and guiding principles: TP ICAP is a global firm of professional intermediaries that plays a pivotal role in the world’s financial, energy and commodities markets. Operating through our core businesses, Tullett Prebon, ICAP, PVM, Institutional Services and TP ICAP Data & Analytics, we create strong networks in person and through...
-
Compliance & Risk Associate
7 months ago
Belfast, United Kingdom Davy Full timeDavy UK is one of Northern Ireland’s leading financial advice, wealth management and capital markets firms. Based in Belfast with an office in London, our purpose is to deliver world-class outcomes for our private and professional clients. **Why work with us** There are lots of benefits to working at Davy. Our city centre location, free access to our...
-
Compliance Associate
4 weeks ago
Belfast, United Kingdom TP ICAP Group Services Ltd Full timeJob Title: Compliance Associate - Global Market GovernanceThe TP ICAP Group Services Ltd is a leading provider of market infrastructure, offering clients access to global financial and commodities markets. Our purpose is to provide clients with superior liquidity and data solutions, improving price discovery and distribution of data through responsible and...
-
Compliance Associate
2 weeks ago
Belfast, United Kingdom Artemis Human Capital Full time**Description**: Artemis Human Capital are delighted to be partnering with a highly successful financial services business who have had huge success & growth across the UK & Ireland. Our client are market leaders in their field & are seeking for a driven & experienced compliance professional to join their busy team. **The Job...** Working closely with the...
-
Compliance Expert
3 weeks ago
Belfast, United Kingdom Signatus Recruitment Full timeSignatus Recruitment is partnering with a leading specialist consultancy in financial services, based in Belfast with offices across GB & Ireland.We are recruiting multiple Investment Compliance Associates roles considering professionals with 2+ years of experience who can offer expertise in FinTech, FinCrime, Technology risk, advisory, assurance, or...
-
Compliance Manager
3 weeks ago
Belfast, United Kingdom REED Specialist Recruitment Full timeJob Title: Compliance ManagerJob Summary:A leading research organisation based in Belfast is seeking a skilled Compliance Manager to join their team. This full-time, temporary position offers a competitive hourly rate of £21.93. As a Compliance Manager, you will be responsible for managing the business's interests in developing, negotiating, and executing...
-
Compliance Risk Manager
4 weeks ago
Belfast, United Kingdom Signatus Recruitment Full timeSignatus Recruitment partners with a rising specialist consultancy in financial services based in Belfast with offices across GB & Ireland. They seek Investment Compliance Associates to join their team, requiring 2+ years of experience in governance, risk, and compliance matters.Job Description:Assist in client engagements and manage client portfoliosConduct...
-
Investment Compliance Specialist
4 weeks ago
Belfast, United Kingdom Signatus Recruitment Full timeEstablished in Belfast with offices across GB & Ireland, a leading specialist consultancy in financial services seeks multiple Investment Compliance Associates. With 2+ years of experience, you will assist and sometimes lead client engagements, managing a portfolio of clients. Sectoral analysis research feeds into high-quality client insights and informs...
-
Core Compliance Administrator
4 weeks ago
Belfast, United Kingdom TP ICAP Group Services Ltd Full timeJob Description: We are seeking a skilled Compliance Associate to join our EMEA Core Compliance Team. As a Compliance Associate, you will be responsible for providing expert advice and support to the business, ensuring compliance with regulatory requirements and maintaining our reputation as a trusted and innovative IDB.Responsibilities:Develop and maintain...
-
Regulatory Affairs Associate
4 weeks ago
Belfast, United Kingdom Signatus Recruitment Full timeA dynamic and rapidly growing consultancy in Belfast is seeking Investment Compliance Associates to join their team. As an associate, you will be responsible for assisting in client engagements, managing client portfolios, and conducting sectoral analysis research. This role requires 2+ years of experience in governance, risk, and compliance matters.What We...
-
Icg Compliance Programs Associate
2 weeks ago
Belfast, United Kingdom eFinancialCareers Full time**Overview of Citi**: Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a broad range of financialproducts and services, including consumer banking and credit, corporate and...
-
Investment Management Compliance Specialist
3 weeks ago
Belfast, United Kingdom Signatus Recruitment Full timeJoin a leading specialist consultancy in financial services and take on a rewarding role as an Investment Compliance Associate.We are partnering with a well-established firm based in Belfast with offices across GB & Ireland to recruit multiple Investment Compliance Associates. This is an excellent opportunity for professionals with 2+ years of experience to...
-
Senior Associate
3 weeks ago
Belfast, United Kingdom HAYS Specialist Recruitment Full timeSenior Associate - Tax Job Summary: We are seeking an experienced Senior Associate - Tax to join our team at Hays Specialist Recruitment. As a Senior Associate, you will play a key role in delivering high-quality tax services to clients. This includes corporate tax, indirect tax compliance, and advisory.Key Responsibilities:Deliver complex tax projects and...
-
AML Compliance Specialist
2 months ago
Belfast, United Kingdom Baker & McKenzie Rechtsanwaltsgesellschaft mbH Full timeJob DescriptionBecome a key player in our Anti-Money Laundering (AML) team as an AML Analyst. In this 12-month contract role, you will be responsible for undertaking AML processes such as Client Due Diligence (CDD), Risk Assessments, Monitoring, and Reporting.We are looking for an individual with a strong understanding of AML/CTF requirements and financial...
-
Regulatory Compliance Professional
6 days ago
Belfast, United Kingdom McGregor Boyall Associates Limited Full timeMcGregor Boyall Associates Limited seeks a highly motivated Regulatory Compliance Professional to join their team in Belfast. As a key member of the organization, you will be responsible for ensuring adherence to regulatory requirements across global operations. About the Company: Mcgregor Boyall Associates Limited is a leading recruitment agency with a...
-
Audit and Compliance Manager
3 weeks ago
Belfast, United Kingdom McKinty Associates Full timeWe are seeking an experienced Audit and Compliance Manager to join our team at McKinty Associates. As an Internal Auditor, you will be responsible for managing the internal audit process for various clients.">You will lead and supervise junior auditors' work, providing job training and technical audit guidance.Draft audit planning documents and review them...
-
Compliance Expert in Asset Management
6 days ago
Belfast, United Kingdom Signatus Recruitment Full timeSignatus Recruitment is partnering with a rising specialist consultancy to find Investment Compliance Associates. We are seeking professionals with 2+ years of experience to assist and sometimes lead client engagements and manage a portfolio of clients.You will undertake sectoral analysis research, working collaboratively with other teams in financial crime,...