Compliance Consultant

2 months ago


Milton Keynes, United Kingdom MERJE Ltd Full time

Our client is a well-respected General Insurance Consultancy who provide Compliance support and services to Brokers. Due to the firms continued growth and taking on an increasing number of new clients, they are looking to recruit within the Compliance function.

In this role you will provide expert advice and guidance on the Financial Conduct Authority’s (FCA) regulation to network member/partner brokers. Conduct health-checks visits to member/partner brokers as specified in their business services agreements. Conductregulatory based visits to support the achievement of their regulatory obligations.

This is a great opportunity to join a well-established and experienced Team with interesting and varied work.

Responsibilities of the job include:

- To develop and implement an annual programme of health check visits and regulatory compliance support to network member/partner brokers through engagement with the businesses, developing and agreeing the audit scope and the detailed fieldwork plans.
- To execute the health check programme assessing adherence to the regulatory requirements being tested within the scope of the review.
- To identify issues for consideration in reporting and to flag potentially serious issues to line manager as they emerge.
- To report on each health check and regulatory support visits by drafting reports, and agreeing compliance action plans to address all identified issues and target dates for completion
- To liaise with line manager and compliance team, where required, to review the action plans and consider alternative approaches to addressing the control gaps.
- To maintain and develop and maintain a strong understanding of key business and regulatory activities and risks, and to ensure ongoing familiarity with the key themes of the FCA and the emerging regulatory risk landscape.

**Requirements**:

- Knowledge of the general insurance business environment
- General insurance broking experience desirable
- Experience in an audit, control or consultancy role
- Experience in dealing with parties external to the Network
- Excellent FCA rules and general insurance regulation knowledge
- If you would like this job advertisement in an alternative format, please contact MERJE directly._


  • Compliance Consultant

    2 weeks ago


    Milton Keynes, United Kingdom Ad Warrior Full time

    **Compliance Consultant** **Location**:Remote working (Field based role covering Buckinghamshire, Bedfordshire, Hertfordshire, Middlesex, Essex & Central London areas) **Salary**: Up to £50,000 per annum Our client provides compliance and business support services to directly authorised adviser firms in the UK. The company are looking for a proactive,...


  • Milton Keynes, United Kingdom Volkswagen Full time

    **Department**:Sales**Contract Type**:Fixed Term Contract Full Time**Sales Compliance Consultant - Fixed Term Contact until 1st June 2025** **Salary starting from £40,000 depending on skills and experience** **Benefits: company car + company bonus potential, pension, private medical, discounted loan car scheme, life insurance, 27 days holiday plus much...


  • Milton Keynes, United Kingdom Volkswagen Full time

    **Full Time Permanent** **Salary: £37,180 - £50,308 depending on skills and experience** **Location - **Field Based** **Closing Date: 10**th** September 2023** **The role** We are looking for **x2 Full Time Permanent** **Sales Compliance Consultants **to deliver the VWFS (Volkswagen Financial Services) Sales Compliance strategy to ensure VWFS meet our...

  • Compliance Officer

    24 hours ago


    Milton Keynes, United Kingdom EAC Consulting Group Full time

    EAC Consulting Group are representing a leading technology service provider based in Milton Keynes. They are looking for a Compliance Officer who will report to the Supplier Engagement Manager. This is a new role due to the continued growth and expansionof this business. This position offers fantastic development opportunities. **On Offer for the Compliance...

  • Compliance Officer

    2 months ago


    Milton Keynes, United Kingdom Wild Recruitment Full time

    Go Back - Shortlist - Apply **Compliance Officer**: **LWCOMPML_1675270379**: Salary Package: £21000 - £22000 per annum Location: Milton Keynes, England Consultant: Lee Warren Posted: 01/02/2023 Description: I am recruiting for an Administrator to join our well-established client based in Milton Keynes, who are a vibrant, exciting company to work for. As...

  • Compliance Advisor

    2 months ago


    Milton Keynes, United Kingdom Wild Recruitment Full time

    Go Back - Shortlist - Apply **Compliance Advisor**: **EFREC-1233_1677744352**: Salary Package: £22000 - £25000 per annum Location: Milton Keynes, England Consultant: Emma Foley Posted: 02/03/2023 Description: **The Role**: Building and maintaining client relationships - Checking Right to Work documents - Administration - Following compliance...


  • Milton Keynes, United Kingdom Service Care Solutions Full time

    Quality and Compliance OfficerService care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council.The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children and families...


  • Milton Keynes, United Kingdom Service Care Solutions Full time

    Quality and Compliance Officer Service care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council. The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children and...

  • Compliance Officer

    2 weeks ago


    Milton Keynes, United Kingdom Wild Recruitment Full time

    **LWCOMPML_1688046236**: Salary Package: Up to £22000 per annum Location: Milton Keynes, England Consultant: Izabela O'Halloran Posted: 29/06/2023 Description: I am recruiting for an Administrator to join our well-established client based in Milton Keynes, who are a busy, vibrant company to work for. As soon as you walk into the office you will feel the...


  • Milton Keynes, United Kingdom Service Care Solutions Full time

    Quality and Compliance OfficerService care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council.The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children and families...


  • Milton Keynes, United Kingdom Service Care Solutions Full time

    Quality and Compliance OfficerService care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council.The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children and families...


  • Milton Keynes, United Kingdom TechNET IT Full time

    **Job Title: Compliance and Operations Coordinator** **Location: Crownhill, Milton Keynes** **Type: Full-time** **Purpose of the Role**: The Compliance and Operations Coordinator will ensure that all compliance, contracting, and general office requirements are efficiently managed. This role is critical in maintaining high standards of compliance and...


  • Milton Keynes, United Kingdom Service Care Solutions Full time

    Quality and Compliance OfficerService care Solution are currently recruiting for a Quality and Compliance Officer in Childrens Services, with Milton Keynes Council.The Children's Quality and Compliance Officer will ensure that all services are in compliance with relevant regulations and standards, and that they meet the needs of the children and families...


  • Milton Keynes, United Kingdom Belmont Recruitment Remote Work Freelance Full time

    Belmont Recruitment are working with Milton Keynes Council to recruit for a Children’s Quality and Compliance Officer. This is a 3 to 6 month contract with the view to extend.In this role you will: * Undertake quality assurance reviews of children’s services commissioned to make sure best value for money is delivered and to ensure the strategic local...


  • Milton Keynes, United Kingdom Belmont Recruitment Full time

    Belmont Recruitment are working with Milton Keynes Council to recruit for a Children’s Quality and Compliance Officer. This is a 3 to 6 month contract with the view to extend. In this role you will: * Undertake quality assurance reviews of children’s services commissioned to make sure best value for money is delivered and to ensure the strategic...

  • Technical Consultant

    4 weeks ago


    Milton Keynes, United Kingdom Intertek Electrical Full time

    As a **Technical Consultant,** your main focus is supporting the commercial team to scope and solution consultancy opportunities within the existing customer base whilst supporting the acquisition of new customers. **ABOUT THE COMPANY** **Intertek's Electrical** business line applies more than 100 years of product testing expertise to help clients meet...


  • Milton Keynes, United Kingdom Belmont Recruitment Full time

    Belmont Recruitment are working with Milton Keynes Council to recruit for a Children’s Quality and Compliance Officer. This is a 3 to 6 month contract with the view to extend.In this role you will: * Undertake quality assurance reviews of children’s services commissioned to make sure best value for money is delivered and to ensure the strategic local...

  • Compliance Officer

    1 month ago


    Milton Keynes, United Kingdom Pertemps Medical Full time

    **Compliance Officer - £23 - £27K + Commission - Pertemps Medical - Milton Keynes** **Location**: Kents Hill, Milton Keynes **Job Role**: Compliance Officer **Sector**: Medical Recruitment **Salary**: £23 - £27K **Hours**: Full-time 40hrs per week Mon-Fri We have an exciting opportunity to work at our dynamic medical recruitment company for an...


  • Milton Keynes, United Kingdom Osborne Appointments Full time

    Job Title: Admin and Compliance Officer Location: Milton Keynes Salary: £28,000 Days: Monday - Friday Flexible Hours: 8:30am – 5:30pm Do you have strong administration skills? Do you have experience carrying out audits or compliance? If yes, we would love to hear from you! Our client in Milton Keynes are looking for a Admin and Compliance...

  • Compliance Officer

    2 months ago


    Milton Keynes, United Kingdom Pertemps Network Group Full time

    **Job Description**: **Compliance Officer - £23 - £27K + Commission - Pertemps Medical - Milton Keynes** **Location**: Kents Hill, Milton Keynes **Job Role**: Compliance Officer **Sector**: Medical Recruitment **Salary**: £23 - £27K **Hours**: Full-time 40hrs per week Mon-Fri We have an exciting opportunity to work at our dynamic medical recruitment...