Senior Compliance Officer

3 days ago


Bolton, United Kingdom MERJE Ltd Full time

The role of the Senior Compliance Officer is to assist the Compliance Manager in the successful delivery of the firm’s internal compliance and oversight program.

**Key responsibilities include**:

- Conduct routine compliance monitoring reviews in with line with the Compliance Monitoring Plan
- Conduct both field based and desktop reviews of retail partners
- Assess the compliance arrangements of retail partners on an ongoing basis by reviewing websites, policies, processes & marketing materials and providing feedback with recommendations
- Produce regular reports and MI for key stakeholders
- Play a key role in the identification, mitigation and ongoing management of risk
- Provide guidance on regulatory matters to the business and its retail partners
- Support retail partners and lenders in the timely resolution of complaints

**The Person**:

- Working knowledge of FCA regulations, in particular CONC, DISP and SM&CR
- Experience of working in a compliance role, such as compliance monitoring, auditing or quality assurance
- Experience of working in consumer credit or financial services



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