Part-time Compliance Manager Smf16/17, Innovative

2 months ago

London, United Kingdom eFinancialCareers Full time

**About our client**
Our client, an innovative and diverse investment fund are looking to hire a Compliance Manager on a part-time basis. The fund invests in technology-focused companies with commercially viable solutions, and innovations that serve the environment. Having justclosed their first fund after a highly successful fund raise, the team are experiencing increasing levels of growth. The Compliance Manager would become part of the small but highly impressive London-based team, making it a very exciting opportunity. As itis a first-time hire for the fund, the Compliance Manager can mould and adapt the role as they see fit, with room to grow and develop within the team.
**What the job involves**
As Compliance Manager you will be responsible for overseeing the regulatory compliance function and providing operational support on an ad-hoc basis. You will also be required to:

- Coordinate due diligence on new investee companies, new investors into the fund and the investment process
- Carry out financial crime oversight
- Carry FCA Senior Manager functions SMF16/17
- Complete AML/ KYC for new investments
- Offer support to the finance team through carrying out fund notices, investor reports and management/ statutory accounts
- Manage ESG including for portfolio companies and as Company Secretary for entities in the fund

**Who we are looking for**:

- Compliance experience within the private markets or alternative investment space
- Familiarity with FCA requirements and previously held role of FCA "approved person" (SMF16/17)
- Exposure to operations teams within venture capital funds/ investment management would be advantageous
- Highly numerate and excellent attention to detail
- A can-do attitude, with a willingness to collaborate and experience with a high level of autonomy

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