Head of Compliance SMF16/17

3 weeks ago

London, United Kingdom Heronsgate Capital Full time
Company Description

Do not wait to apply after reading this description a high application volume is expected for this opportunity.
Heronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs.

Role Description
This is a senior, part-time role, for Head of Compliance with responsibility for SMF16 and 17. As a member of the firm's senior management team, the role holder will lead on compliance and risk, preserving and enhancing our existing framework of systems, controls and policies to fulfil our regulatory responsiblities and maintain our "best in class" culture. The role also involves extensive collaboration with internal stakeholders, providing leadership, guidance and expert support on compliance matters. Full role description available on request.

Qualifications
Minimum of 5 years experience within a wealth management environment.
Previously held SMF 16 and 17 leadership role, or equivalent senior position within a comparable business.
Strong knowledge and understanding of FCA regulations, and wider expertise in risk and corporate governance.
Ability to lead function, act as expert trusted adviser and be responsible for building and maintaining a strong culture of compliance adherence across the business.
Professional communication manner (written and verbal) and the ability to form strong working relationships with the existing team.
Highly organised with an ability to work accurately to deadlines with accountability and ownership for own deliverables and task management.
A pro-active 'can-do’ personality and ability to influence and effect change where necessary, by confidently communicating with employees at all levels.
Educated to degree level and/or holding a relevant professional qualification.

Competitive remuneration package

  • Head of Compliance

    20 hours ago

    London, United Kingdom Golden Bees Full time

    An International Bank based in London seeks to recruit an experienced Compliance professional to lead, manage and develop their Compliance department, taking on SMF16/17 approval. The ideal candidate will have extensive experience working in a banking environment as Head of Compliance and/or MLRO.  Responsibilities: Overall management responsibility for...

  • Head of Compliance

    12 hours ago

    London, United Kingdom C James Full time

    An International Bank based in London seeks to recruit an experienced Compliance professional to lead, manage and develop their Compliance department, taking on SMF16/17 approval. The ideal candidate will have extensive experience working in a banking environment as Head of Compliance and/or MLRO.  Responsibilities: Overall management responsibility for...

  • Head of Compliance

    5 days ago

    London, United Kingdom c james Full time

    An International Bank based in London seeks to recruit an experienced Compliance professional to lead, manage and develop their Compliance department, taking on SMF16/17 approval. The ideal candidate will have extensive experience working in a banking environment as Head of Compliance and/or MLRO. Responsibilities: Overall management responsibility...

  • Head of Compliance

    6 days ago

    London, United Kingdom c james Full time

    An International Bank based in London seeks to recruit an experienced Compliance professional to lead, manage and develop their Compliance department, taking on SMF16/17 approval. The ideal candidate will have extensive experience working in a banking environment as Head of Compliance and/or MLRO. Responsibilities: Overall management responsibility for...

  • Head of Compliance

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly...

  • Head of Compliance

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is...

  • Head of Compliance

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly...

  • Head of Compliance

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly...

  • Head of Compliance

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly...

  • Head of Compliance

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is...

  • Chief compliance Officer

    2 weeks ago

    London, United Kingdom CER Financial Full time

    Chief compliance officer / MRLO (SMF16/17) – Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP - Please do not apply UNLESS YOU HAVE RELEVANT EXPERIENCE IN THE PAYMENTS SECTOR  We are looking for a Chief compliance officer (SMF16/17) on behalf of a cross-border transactions/ payments business who are about to...

  • Chief compliance Officer

    2 weeks ago

    London, United Kingdom CER Financial Full time €140,000

    Chief compliance officer / MRLO (SMF16/17) – Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP - Please do not apply UNLESS YOU HAVE RELEVANT EXPERIENCE IN THE PAYMENTS SECTOR  We are looking for a Chief compliance officer (SMF16/17) on behalf of a cross-border transactions/ payments business who are about...

  • Chief compliance Officer

    2 weeks ago

    London, United Kingdom CER Financial Full time

    Chief compliance officer / MRLO (SMF16/17) – Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP - Please do not apply UNLESS YOU HAVE RELEVANT EXPERIENCE IN THE PAYMENTS SECTOR  We are looking for a Chief compliance officer (SMF16/17) on behalf of a cross-border transactions/ payments business who are about to begin the...

  • Head of Compliance SMF16/17

    4 weeks ago

    London, United Kingdom Heronsgate Capital Full time

    Company DescriptionnHeronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs.Role DescriptionnThis is a senior, part-time role, for Head of...

  • Head of Compliance SMF16/17

    3 weeks ago

    London, United Kingdom Heronsgate Capital Full time

    Company DescriptionHeronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs.Role DescriptionThis is a senior, part-time role, for Head of...

  • Head of Compliance SMF16/17

    3 weeks ago

    London, England, United Kingdom Heronsgate Capital Full time

    Company DescriptionDo not wait to apply after reading this description a high application volume is expected for this opportunity.Heronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management...

  • Head of Compliance SMF16/17

    5 days ago

    London, Greater London, United Kingdom Heronsgate Capital Full time

    Company Description Heronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs. Role Description This is a senior, part-time role, for Head...

  • Head of Compliance SMF16/17

    3 weeks ago

    London, United Kingdom Heronsgate Capital Full time

    Company DescriptionHeronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs.Role DescriptionThis is a senior, part-time role, for Head of...

  • Head of Compliance SMF16/17

    4 days ago

    London, Greater London, United Kingdom Heronsgate Capital Full time

    Job DescriptionCompany DescriptionHeronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs.Role DescriptionThis is a senior, part-time role,...

  • Head of Compliance SMF16/17

    4 weeks ago

    London, United Kingdom Heronsgate Capital Full time

    Company DescriptionHeronsgate Capital is a boutique financial planning and investment management firm based in central London. We specialise in providing a high touch personal service to city professionals, offering comprehensive wealth management advice, tailored to client's individual needs.Role DescriptionThis is a senior, part-time role, for Head of...