Chief compliance Officer

7 days ago

London, United Kingdom CER Financial Full time

Chief compliance officer / MRLO (SMF16/17) – Payments

Permanent

Remote

Paying up to £140k for right candidate

Start date ASAP - Please do not apply UNLESS YOU HAVE RELEVANT EXPERIENCE IN THE PAYMENTS SECTOR 

We are looking for a Chief compliance officer (SMF16/17) on behalf of a cross-border transactions/ payments business who are about to begin the process for their FCA application. This is an international business with bases around the globe and now need an incumbent CCO to hold the SMF16/17 function and ensure the FCA that they have the core staff needed, in place for the application process and long-lasting UK based business.

This business focusses on cross-border transactions including SWIFT and SEPA payments. They work on behalf of both individual and corporate clients.

This role requires a candidate with:

  • Relevant experience as a Chief compliance officer/ Head of compliance / MLRO within the payments industry
  • Experience Holding the SMF16/17 function
  • Great hands-on experience working alongside the FCA in both BAU and more challenging circumstances (Helping a firm through an FCA application process would be the perfect experience)
  • Solid knowledge of the FCA regulatory framework and ability to articulate this
  • Great communication skills and stakeholder management experience

  • Chief Compliance Officer

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

  • Chief Compliance Officer

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

  • Chief Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

  • Chief Compliance Officer

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance...

  • CHIEF COMPLIANCE OFFICER

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring programme on...

  • CHIEF COMPLIANCE OFFICER

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring programme on...

  • Compliance Officer

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

  • Chief Compliance Officer

    2 weeks ago

    London, United Kingdom Remium Limited Full time

    Chief Compliance Officer Location: London, UK We are a fast-growing payments firm based in London, UK that provides innovative payment and electronic money solutions to clients worldwide and is registered with the FCA as an electronic money institution. Our firm is committed to maintaining the highest level of ethical and regulatory standards, and we are...

  • Chief Compliance Officer

    3 weeks ago

    London, United Kingdom Remium Limited Full time

    Location: London, UK Company Overview: We are a fast-growing payments firm based in London, UK that provides innovative payment and electronic money solutions to clients worldwide and is registered with the FCA as an electronic money institution. Our firm is committed to maintaining the highest level of ethical and regulatory standards, and we are looking...

  • Chief Compliance Officer

    9 hours ago

    London, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many...

  • Chief Compliance Officer

    13 hours ago

    London,, UK, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program.This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many rules...

  • Chief Compliance Officer

    11 hours ago

    London, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many...

  • Chief Compliance Officer

    18 hours ago

    London, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program.This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many rules...

  • Chief Compliance Officer

    17 hours ago

    London, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program.This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many rules...

  • Chief Compliance Officer

    13 hours ago

    London Area, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program.This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many rules...

  • Chief Compliance Officer

    6 hours ago

    London Area, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program.This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many rules...

  • Chief Compliance Officer

    6 hours ago

    London Area, United Kingdom Morningstar Sustainalytics Full time

    About the role: Sustainalytics is currently seeking a Chief Compliance Officer who will be responsible for the implementation of the Sustainalytics Global Compliance Program. This position reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks. Job responsibilities: Given the current market and regulatory environment, many...

  • Chief Compliance Officer

    4 days ago

    London, United Kingdom cer Financial Full time €140,000

    Chief compliance officer – Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP We are looking for a Chief compliance officer (SMF16) on behalf of a cross-border transactions/ payments business who are about to begin the process for their FCA application. This is an international business with bases around the globe and now...

  • Chief Compliance Officer

    5 days ago

    London, United Kingdom cer Financial Full time €140,000

    Chief compliance officer – Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP We are looking for a Chief compliance officer (SMF16) on behalf of a cross-border transactions/ payments business who are about to begin the process for their FCA application. This is an international business with bases around the globe and now...

  • Chief Compliance Officer

    4 days ago

    London, United Kingdom cer Financial Full time

    Chief compliance officer – Payments Permanent Remote Paying up to £140k for right candidate Start date ASAP We are looking for a Chief compliance officer (SMF16) on behalf of a cross-border transactions/ payments business who are about to begin the process for their FCA application. This is an international business with bases around the globe and now...