Regulatory Risk

6 months ago


London, United Kingdom Digby Morgan Full time

summary
- _ city of london, london_
- _ £400 - £450 per day, Umbrella_
- _ contract_- specialism
- financial services- sub specialism
- compliance- reference number
- PR-1247212
- job details

Purpose of the Role:
...
- Report to the Head of Central Compliance and discharge the Compliance Regulatory Risk & Control Oversight and Control function for Regional Compliance UK ('RC UK'), mitigating compliance risk and supporting the financial crime, markets compliance and central compliance functions.
- Carry out the Policy Coordination role for the Department, liaising with Group Compliance Policy Portal
Team.
obligations and their impact on the London business, including liaising with the 2nd line and 1st Line,
overseeing their respective implementation of regulatory changes.
- Coordinate the annual Compliance Control Self-Assessment (CSA) exercise for RC UK and liaising with
the IC Non-Financial Risk team (NFR) to support the over-arching London control self-assessment.
- Coordinate the annual Compliance Risk Analysis exercise on behalf of RC UK teams, monitoring
deliverables and reporting to local Senior Management.
- Liaise with Compliance Assurance on relevant Compliance reviews and assist with remediation of
findings where appropriate.

Key Requirements:

- Banking experience in a financial institution on an international scale
- Strong knowledge of UK regulatory obligations and how they impact corporate and wholesale market
business.

show more

Purpose of the Role:

- Report to the Head of Central Compliance and discharge the Compliance Regulatory Risk & Control Oversight and Control function for Regional Compliance UK ('RC UK'), mitigating compliance risk and supporting the financial crime, markets compliance and central compliance functions.
- Carry out the Policy Coordination role for the Department, liaising with Group Compliance Policy Portal
Team.
obligations and their impact on the London business, including liaising with the 2nd line and 1st Line,
overseeing their respective implementation of regulatory changes.
- Coordinate the annual Compliance Control Self-Assessment (CSA) exercise for RC UK and liaising with...
- the IC Non-Financial Risk team (NFR) to support the over-arching London control self-assessment.
- Coordinate the annual Compliance Risk Analysis exercise on behalf of RC UK teams, monitoring
deliverables and reporting to local Senior Management.
- Liaise with Compliance Assurance on relevant Compliance reviews and assist with remediation of
findings where appropriate.

Key Requirements:

- Banking experience in a financial institution on an international scale
- Strong knowledge of UK regulatory obligations and how they impact corporate and wholesale market
business.

show more**skills**:

- compliance-
**qualifications**:

- a levels



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