Regulatory Reporting

About Us

As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth.

Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to large institutions, families, individuals and governments, worldwide.

Having been at the centre of the world's financial markets for more than 200 years we can rely on an unrivalled global network of more than 3,800 talented employees and a track-record of outstanding execution with 60 offices around the world.

Our integrated global network of trusted professionals and decision makers around the world provide in-depth market intelligence, meaning we can be closer to current issues than any other global financial institution in our core markets.

It is this scale, local knowledge and intellectual capital that allow us to provide a distinct perspective and effective long-term solutions for our partners.

Overview of Role

**Responsibilities**:

- Monitoring & Reporting_
- Responsible for the daily monitoring and reporting of key financial risk and regulatory information and ratios
- Preparation of management reporting on financial risks and regulatory ratios
- Preparation and presentation of monthly Treasury Committee pack
- Preparation of reports for Group and WAM Asset & Liability Management Committees
- Accurate preparation and timely submission of all financial regulatory returns
- Contributing to data quality initiatives to improve the quality of reporting
- Policies, Procedures and Processes_
- Assisting in the formulation and implementation of policies, procedures and methodologies and ensuring adherence to regulatory requirements
- Contributing to where potential improvements to reporting and processes can be made
- Analysis of new products/transactions from a financial risk viewpoint, proposing recommendations and modifications as appropriate
- Finance point of contact_
- Dealing with ad-hoc requests from the business and Divisional and Group Finance teams
- Liaise and support the Divisional Finance team with the regulatory and ALM aspects of the forecasting and planning processes
- Preparation of data for Internal and External Auditors
- Other areas_
- Contributing to ad hoc initiatives or other Finance and ALM activities as required
- The role also involves supporting the Head of Finance with the team’s other responsibilities - primarily management, financial and statutory reporting
- The R&CoBI Finance team work very closely with the London based finance team of Rothschild & Co Wealth Management (UK) Limited (“WMUK”) with the two teams supporting each other
- In view of this, the role may include covering for colleagues performing a similar role at WMUK from time to time
- There will also be significant involvement in cross-functional and systems projects

Skills and Qualifications Required
- Degree level education
- Knowledge / experience of financial risks including market risk (in particular interest rate risk), liquidity risk and regulatory capital
- Experience within a banking or risk environment. This could be at a bank, regulator, major accounting or consultancy firm
- Highly numerate with advanced knowledge of Excel and PowerPoint
- Strong analytical and attention to detail skills
- Flexibility, “can-do” attitude with high quality standards
- Excellent communication skills - verbal and written; professional manner; ability to articulate complex issues in a clear and concise manner
- Attention to detail and accuracy. Accomplishing tasks by considering all areas involved, showing concern for all aspects of the job and accurately checking processes and tasks
- Strong organisational skills. In particular the ability and experience to plan and track your own work schedule as well as be conscious of the overall team tasks
- Conscientious and ability to progress tasks independently. The role offers the opportunity to deliver tasks with autonomy
- A genuine interest in financial risk and interrogating and understanding numbers. The role covers a variety of areas and support will be provided; however you will also be expected to be pro-active in your approach to learning and development and to share these learnings with the team

In addition, the following would be useful although not essential:

- Accounting qualification
- Background in accounting of banks, investment or financial services firms