Risk Officer

2 weeks ago


Isle Of Man, United Kingdom IQ-EQ Full time

Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

**Job Description**:
Are you a risk and compliance professional with a background in risk management? We could be looking for you

We have a brilliant opportunity as part of our Risk & Compliance function, reporting into the Head of Risk & Compliance. The overall goal of the function is to protect the IQ EQ brand and to support the successful execution of the business strategy through the delivery of an integrated compliance culture and programme.

**Day to day**:

- Embed a framework of risk and compliance processes across the cluster to ensure that all entities are operating effectively
- Perform relevant risk and control assessments across the Cluster entities
- Support Head of Risk & Compliance to identify and mitigate risks across the Cluster
- Lead second line oversight of client onboarding
- Timely and ongoing identification, assessment and communication of applicable regulatory requirements
- Development, where necessary, of local compliance policies and procedures
- Development, documentation, and maintenance of a system of controls reasonably designed to achieve compliance with applicable regulatory requirements
- Effective monitoring and oversight of day to day compliance activities throughout the Isle of Man Cluster
- Timely and accurate reporting to the relevant Board(s) and to Group on the overall status of risk and compliance across Isle of Man Cluster.

**Qualifications**:

- Risk, Compliance or Audit relevant professional qualifications or willing to work towards one
- Previous experience of risk identification and mitigation in financial services
- Knowledge of trust and corporate services business in Isle of Man (desirable)
- Knowledge of risk management particularly risk and control assessment
- Knowledge of relevant Isle of Man Anti Money Laundering regulation
- Highly competent communicator both verbal and written
- Organisational, analytical and monitoring skills
- Ability to engage, challenge and influence Senior Management.

Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.


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