Head of Financial Compliance

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

We are seeking a skilled Compliance Risk Manager to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.

Head of Compliance (SMF16/17) – Wealth ManagementLondon / HertfordshireHybridCirca £150k Plus Bonus and BenefitsAbout the FirmA well-established and growing wealth management and advisory firm, with headquarters in the Southeast UK and multiple offices, is recognised as one of the leading companies in the industry. Over the past decade, the firm has...

Flotek Group is a dynamic and innovative tech company based in Wales, providing cutting-edge IT and communications solutions to small and medium businesses.We are looking for a highly experienced Head of Credit and Compliance to join our team and lead our credit control function.You will be responsible for developing and maintaining credit policies and...

Why Harris Hill?Harris Hill is a leading charity recruitment specialist, committed to high standards of equitable and inclusive recruitment. We actively welcome applications from diverse backgrounds and communities. Our certified B Corp status reflects our dedication to social responsibility and sustainability.About the Job DescriptionThe successful...

We are looking for a highly skilled Financial Accountant to join our team at Aether Financial.As a key member of our accounting department, you will be responsible for maintaining the financial records of our clients and ensuring that all transactions are accurately recorded and up-to-date.The successful candidate will have excellent communication skills, a...

About Us:NLB Solutions is a well-established business that offers great commercial ties with large businesses and an excellent reputation. Our offices provide a supportive environment, and we offer hybrid working patterns.We are looking for a Financial Services Compliance Manager to join our team. This pivotal role is responsible for providing a Compliance...

Job DescriptionTrial Balance seeks a highly skilled Head of Financial Strategy to drive our financial performance and growth.About the CharityAs a leading charity, we are committed to delivering high-quality services and making a positive impact in our community. Our finance department plays a critical role in supporting our charitable objectives, and we are...

To provide Compliance assistance to the Head of Risk Compliance Officer. To support and contribute to the provision of a professional compliance interface between OPAL and its clients and maintain effective regulatory controls within the firm. Ensure all relevant regulatory requirements are met including the FCA’s Conduct Rules and Principles. Minimum 2...

Some careers shine brighter than others. If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Internal - If you’re looking...

Job Title: Head of Tax Compliance\At PRO-TAX RECRUITMENT LIMITED, we are seeking an experienced Tax Portfolio Manager to manage the compliance for a portfolio of clients. This is an exciting opportunity for a qualified individual to join our dynamic team based in St Albans.\About the Role\\Routinely liaising with clients regarding income tax, IHT and...

**Position: Money Laundering Compliance Officer** **Location: Jersey (Hybrid)** **About Us** The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services...

Job Advert **Assistant Compliance Officer - Permanent, Full Time** Do you have 3-5 years experience of working in a compliance role? Are you someone who has detailed and current knowledge of the PRA/FCA and other rules and guidance? Are you someone who has good working knowledge of the financial services industry with an emphasis on insurance and...

A friendly and professional Financial Services company based in St Albans are looking for a Compliance Manager. They are looking for Financial Services experience, preferably in the Investment and Life Protection sectors, with least 3 years in the Compliance sector. What’s in it for you: · Salary: up to £65k with some possible...

A friendly and professional Financial Services company based in St Albans are looking for a Compliance Manager.They are looking for Financial Services experience, preferably in the Investment and Life Protection sectors, with least 3 years in the Compliance sector.What’s in it for you:· Salary: up to £65k with some possible flexibility for the right...

**Job title**: Head of Finance **Department**: Senior Managers Team **Line management responsibilities**: Payroll and Accounts Executives **Reports to**: Managing Director and working closely with the outsourced Finance Director. Works closely with the Senior Management Team. **Hours**: Full time, normally Monday to Friday but with some weekend working...

Job Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...

Job Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...

Job Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...