Financial Services Compliance Manager
4 days ago
About Us:
NLB Solutions is a well-established business that offers great commercial ties with large businesses and an excellent reputation. Our offices provide a supportive environment, and we offer hybrid working patterns.
We are looking for a Financial Services Compliance Manager to join our team. This pivotal role is responsible for providing a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements.
A minimum salary of £60,000 - £80,000 per annum is offered based on location and industry standards.
Your Responsibilities:
- Manage a small team to ensure the Compliance function has appropriate regulatory engagement, procedures, and monitoring activity.
- Provide Compliance and AML oversight and Data Protection advice and guidance.
- Contribute to regulatory returns being completed accurately and in a timely manner.
- Review and communicate relevant regulatory developments to ensure the business is prepared for and able to comply with any new requirements.
- Act as a second line of defense to identify and monitor risks and provide a feedback loop to Head of Compliance & Risk and the Operational Practice of the business.
- Provide ad hoc compliance training and coaching.
- Contribute to the Compliance Monitoring Plan in order to analyze the company's compliance with regulatory requirements.
-
Financial Services Compliance Specialist
2 weeks ago
St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full timeExperienced Financial Services Professional WantedWe are seeking an experienced financial services professional to join our compliance team in St Albans. As a key member of our team, you will be responsible for reviewing files and providing feedback to ensure excellent client outcomes.About the Role:This role involves conducting comprehensive file reviews...
-
Risk Compliance Specialist
4 weeks ago
St Albans, Hertfordshire, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a skilled Compliance Risk Manager to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.
-
Financial Services Audit Lead
4 weeks ago
St Albans, Hertfordshire, United Kingdom Burton Bolton & Rose Recruitment Services Ltd Full timeAbout the RoleAn exciting opportunity has arisen for a seasoned Financial Services Audit professional to lead our audit team. We are seeking an individual with extensive experience in managing audits, ensuring high-quality results and delivering excellent client service.Key Responsibilities:Lead a portfolio of around 50 audits for various clients in the...
-
Financial Controller Support Specialist
4 days ago
St Albans, Hertfordshire, United Kingdom Claims Recruitment Services Full timeWe are currently recruiting for an Accountant on behalf of our client, a highly regarded SME fintech business based in the UK.The key purpose of this role is to support the Financial Controller in producing accurate and timely financial information, including monthly management accounts, quarterly forecasts, and annual budgets.Key ResponsibilitiesLeading the...
-
Compliance Manager
5 months ago
St Albans, UK, Hertfordshire, United Kingdom Outsourced Professional Administration Limited Full timeJob Mission: Provide a Compliance and Risk service to the firm and employees of the companies to ensure all relevant activities adhere to all appropriate regulatory requirements. Contribute to the Compliance team in association with the Head and Compliance and Risk to ensure procedures and services delivered adhere to the regulations that apply to a...
-
Financial Transactions Manager
4 days ago
St Albans, Hertfordshire, United Kingdom Supremesearchspecialists Full timeBookkeeperWe are seeking an experienced Bookkeeper to manage the financial transactions and records of our clients in St Albans. The successful candidate will be responsible for maintaining accurate financial records using accounting software such as Xero, QuickBooks, or Sage.The ideal candidate will have a strong understanding of accounting principles and...
-
Financial Operations Manager
7 days ago
St Albans, Hertfordshire, United Kingdom Portfolio Payroll Limited Full timeRole DescriptionWe are looking for a Financial Operations Manager to join our team at Portfolio Payroll Limited in St Albans.About the JobThis role involves managing the financial operations of our company, including payroll processing, record-keeping, and compliance with statutory requirements.The successful candidate will have a strong understanding of...
-
Financial Reporting Manager
2 days ago
St Albans, Hertfordshire, United Kingdom REACH INTERNATIONAL INC Full timeJob Title: Financial Reporting ManagerThis role is a great opportunity to join Reach International Inc, a leading accountancy firm in the UK, as an Audit Manager. The position involves managing financial reporting and statutory filing and compliance assurance engagements of clients, ensuring assignments are run within budget, time and resource requirements....
-
Financial Services Coordinator, St Albans
2 weeks ago
St Albans, Hertfordshire, United Kingdom Click and Connect Online Limited Full time**Company Overview:**Wealth advisory firm seeks diligent and organized Financial Services Administrator to support operations in delivering outstanding client service.**Role Overview:**The Financial Services Administrator will provide comprehensive administrative support to the financial advisors and ensure the smooth operation of the firm's services. This...
-
Financial Transaction Manager
7 days ago
St Albans, Hertfordshire, United Kingdom Supremesearchspecialists Full timeBookkeeperWe are seeking a highly motivated Bookkeeper to join our team at Supremesearchspecialists in St Albans. The successful candidate will be responsible for managing the day-to-day financial transactions and records of our clients.About the Role:Maintain accurate financial records using accounting software such as Xero, QuickBooks, or Sage.Reconcile...
-
Compliance Risk Specialist
3 days ago
St Albans, Hertfordshire, United Kingdom CV Library Full timeJob Summary:We are seeking a highly skilled Compliance Risk Specialist to join our team at NLB Solutions. As a key member of the financial services business, you will be responsible for providing compliance and risk services to ensure all relevant activities adhere to regulatory requirements.The successful candidate will report directly to the CFO and manage...
-
Senior Financial Manager
2 months ago
St Albans, Hertfordshire, United Kingdom beBee Professionals Full time £45,000 - £65,000BeBee Professionals is seeking a Senior Financial Manager to lead financial planning, reporting, and analysis. Key responsibilities include:Preparing financial reports, forecasts, and budgets for management review.Monitoring and managing the company's cash flow.Overseeing month-end and year-end financial processes.Ensuring compliance with tax laws and...
-
Financial Operations Manager
2 weeks ago
St Albans, Hertfordshire, United Kingdom beBee Professionals Full time £45,000 - £65,000We are looking for an experienced Financial Operations Manager to join our team in St Albans, United Kingdom. This is a critical role that requires a high degree of financial acumen and operational expertise.Estimated salary: £55,000 - £75,000 per annum.About the Role:Key Responsibilities:Manage and oversee all aspects of financial operations, including...
-
Business Services Manager
1 day ago
St Albans, Hertfordshire, United Kingdom Pro-Tax Full timeJob Overview:Pro-Tax is seeking a Business Services Manager - Tax Compliance to manage a portfolio of clients, providing tax services and ensuring timely submissions. The successful candidate will work closely with senior team members, leveraging their expertise to drive business growth.About the Job:Manage client portfolios and provide tax compliance...
-
Auditing and Compliance Lead
2 days ago
St Albans, Hertfordshire, United Kingdom REACH INTERNATIONAL INC Full timeJob Summary:Auditing and Compliance Lead at Reach International Inc.We are seeking a highly experienced Auditing and Compliance Lead to join our team in St Albans, UK. The successful candidate will be responsible for managing financial reporting and statutory filing and compliance assurance engagements of clients, ensuring assignments are run within budget,...
-
Financial Services Professional
1 day ago
St Albans, Hertfordshire, United Kingdom Prestige IFA Jobs Full timePrestige IFA Jobs offers a competitive salary of £60,000 - £80,000 per annum for this exciting opportunity to join their team as a Financial Services Professional. This role is ideal for experienced UK CISI / CII level 4 qualified investment advisory candidates looking to advance their career in financial services.Job DescriptionAs a key member of the...
-
Financial Services Associate
4 days ago
St Albans, Hertfordshire, United Kingdom Artemis Recruitment Consultants Ltd Full timeJob Title: Financial Services AssociateSalary Range: £22,000 - £28,000 per annum.We are seeking a highly skilled and motivated individual to join our client services team as a Financial Services Associate. In this role, you will work closely with our senior management and financial advisers to support the existing client bank and assist in the process of...
-
Financial Systems Manager
4 weeks ago
St Albans, Hertfordshire, United Kingdom hireful Full timeAbout the RoleAs a key member of our finance team, you will be responsible for leading the management, maintenance, development, and improvement of our financial systems. This includes overseeing transactional services, such as accounts payable, accounts receivable, and income allocation, as well as reconciliations and debtor monitoring.We are seeking an...
-
Financial Services Professional
3 days ago
St Albans, Hertfordshire, United Kingdom Independent Mortgage Advice Bureau (IMAB) Ltd Full timeWe are recruiting a Mortgage Adviser to join our successful team at the Independent Mortgage Advice Bureau (IMAB) Ltd. As a Mortgage Adviser, you will play a key role in providing expert advice to clients on mortgage options tailored to their needs.Our company has a proven track record of delivering excellent results for our clients, and we invest heavily in...
-
Financial Services Expert
5 days ago
St Albans, Hertfordshire, United Kingdom Prestige IFA Jobs Full timeAbout Prestige IFA JobsWe are a prestigious financial advisory consultancy with offices in key locations around the world. Our team of experts provides a comprehensive range of financial services to high-net-worth individuals and families.Job DescriptionThe successful candidate will be responsible for managing a portfolio of high-net-worth clients, providing...