Regulatory Risk
2 weeks ago
summary
- _ city of london, london_
- _ £400 - £450 per day, Umbrella_
- _ contract_- specialism
- financial services- sub specialism
- compliance- reference number
- PR-1247212
- job details
Purpose of the Role:
...
- Report to the Head of Central Compliance and discharge the Compliance Regulatory Risk & Control Oversight and Control function for Regional Compliance UK ('RC UK'), mitigating compliance risk and supporting the financial crime, markets compliance and central compliance functions.
- Carry out the Policy Coordination role for the Department, liaising with Group Compliance Policy Portal
Team.
obligations and their impact on the London business, including liaising with the 2nd line and 1st Line,
overseeing their respective implementation of regulatory changes.
- Coordinate the annual Compliance Control Self-Assessment (CSA) exercise for RC UK and liaising with
the IC Non-Financial Risk team (NFR) to support the over-arching London control self-assessment.
- Coordinate the annual Compliance Risk Analysis exercise on behalf of RC UK teams, monitoring
deliverables and reporting to local Senior Management.
- Liaise with Compliance Assurance on relevant Compliance reviews and assist with remediation of
findings where appropriate.
Key Requirements:
- Banking experience in a financial institution on an international scale
- Strong knowledge of UK regulatory obligations and how they impact corporate and wholesale market
business.
show more
Purpose of the Role:
- Report to the Head of Central Compliance and discharge the Compliance Regulatory Risk & Control Oversight and Control function for Regional Compliance UK ('RC UK'), mitigating compliance risk and supporting the financial crime, markets compliance and central compliance functions.
- Carry out the Policy Coordination role for the Department, liaising with Group Compliance Policy Portal
Team.
obligations and their impact on the London business, including liaising with the 2nd line and 1st Line,
overseeing their respective implementation of regulatory changes.
- Coordinate the annual Compliance Control Self-Assessment (CSA) exercise for RC UK and liaising with...
- the IC Non-Financial Risk team (NFR) to support the over-arching London control self-assessment.
- Coordinate the annual Compliance Risk Analysis exercise on behalf of RC UK teams, monitoring
deliverables and reporting to local Senior Management.
- Liaise with Compliance Assurance on relevant Compliance reviews and assist with remediation of
findings where appropriate.
Key Requirements:
- Banking experience in a financial institution on an international scale
- Strong knowledge of UK regulatory obligations and how they impact corporate and wholesale market
business.
show more**skills**:
- compliance-
**qualifications**:
- a levels
-
London, United Kingdom VRS Regulatory Full timeAn opportunity to join the Product Stewardship / Regulatory Compliance team at a global chemical business; you will ensure the compliance of globally sold, highly complex mixtures. Key duties will be SDS authoring, classifications, labelling, component compliance checks and providing regulatory advice to the technology, R&D, and customer service...
-
Third Party Risk Manager
2 weeks ago
London, United Kingdom Paritas Recruitment - Risk Full timeThird Party Risk Manager A global commodity trading firm in London is recruiting for Third Party Risk Manager to join their ranks and lead on the remediation activity relating to Procurement and Supplier management, as part of the firms Global Strategic Operational Resilience Road Map. You will review a central list of third parties and undertake a gap...
-
Risk and Regulatory Consultant
3 weeks ago
London, United Kingdom Harnham Full timeAs a Credit Risk Scorecard Modeler, you will spearhead the development and enhancement of cutting-edge credit risk scorecard models. You'll have the opportunity to collaborate with industry experts, leveraging advanced statistical techniques to assess credit risk accurately and efficiently. Lead the design, development, and validation of credit risk...
-
Cib Risk
3 days ago
London, United Kingdom JPMorgan Chase Bank, N.A. Full timeIn this role, you will be working in EMEA Chief Risk Office function to support EMEA Risk's regulatory engagement activity. The EMEA Risk Regulatory engagement team consists of 1 Executive Director, 1 Vice President, and this role. As a member of a relatively small team, you will be contributing to the team's deliverables and be responsible for EMEA...
-
Regulatory Risk Associate Director
3 weeks ago
London, United Kingdom Oliver James Associates Ltd. Full timeRegulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global...
-
Regulatory Risk Reporting
7 days ago
London, United Kingdom eFinancialCareers Full time**Key Responsibilities** - Support business readiness plans for the RWA/consolidation teams - Ensure that issues identified have well laid out remediation plans and owning the procedure to sign off from the Directors. - Present testing outcomes to the BAU VPs for sign off - Interfacing with the Project teams to help develop the plans for reg change delivery...
-
Benefit Risk Evaluation Assessor
7 days ago
London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timeThe Medicines and Healthcare products Regulatory Agency enhance and improve the health of millions of people every day through the effective regulation of medicines and medical devices, underpinned by science and research. About the Group and Function The new Safety and Surveillance Group brings together into a single integrated structure devices and...
-
Analyst, Risk
1 week ago
London, United Kingdom UNCOVER Full timeA leading US law firm is looking for a Conflicts Analyst to join their team in London. The Conflicts Analyst role is a newly created position in a fast-growing team with a fantastic opportunity for career growth and professional development. You will report directly to the Conflicts Director and will be responsible for conducting legal research, analysis,...
-
Analyst, Risk
Found in: Jooble UK C2 - 1 week ago
London, United Kingdom UNCOVER Full timeA leading US law firm is looking for a Conflicts Analyst to join their team in London. The Conflicts Analyst role is a newly created position in a fast-growing team with a fantastic opportunity for career growth and professional development. You will report directly to the Conflicts Director and will be responsible for conducting legal research, analysis,...
-
Risk, Regulatory Engagement, Analyst, London
Found in: Talent UK C2 - 2 weeks ago
London, United Kingdom Goldman Sachs Full timeYOUR IMPACT As a member of the Risk Division’s Regulatory Engagement team in London, you will play a key role in the oversight and implementation of relevant risk management regulation and processes across risk functions, as well as regional and legal entity governance in the EMEA region. You will be responsible for leading projects and participating...
-
Regulatory Risk Reporting
Found in: beBee jobs GB - 2 weeks ago
London, Greater London, United Kingdom myGwork Full timeThis inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority ("PRA"), Financial Conduct Authority ("FCA") and the Bank of England. This is a service-orientated business comprised of...
-
Risk, Regulatory Engagement, Analyst, London
1 week ago
London, United Kingdom Goldman Sachs Full timeYOUR IMPACT As a member of the Risk Division's Regulatory Engagement team in London, you will play a key role in the oversight and implementation of relevant risk management regulation and processes across risk functions, as well as regional and legal entity governance in the EMEA region. You will be responsible for leading projects and participating...
-
Risk, Regulatory Engagement, Analyst, London
Found in: Whatjobs ES C2 - 7 days ago
London, United Kingdom Goldman Sachs Full timeYOUR IMPACT As a member of the Risk Division's Regulatory Engagement team in London, you will play a key role in the oversight and implementation of relevant risk management regulation and processes across risk functions, as well as regional and legal entity governance in the EMEA region. You will be responsible for leading projects and participating in...
-
Risk, Regulatory Engagement, Analyst, London
1 week ago
London, United Kingdom Goldman Sachs Group, Inc. Full timeYOUR IMPACT As a member of the Risk Division’s Regulatory Engagement team in London, you will play a key role in the oversight and implementation of relevant risk management regulation and processes across risk functions, as well as regional and legal entity governance in the EMEA region. You will be responsible for leading projects and participating in...
-
Fintech - Risk and Controls - Regulatory Lead
2 weeks ago
London, United Kingdom Tassell Consulting Full timeJ- Posted by - Jonathan Tassell- Director Chance to join an AI/LLMs powered Fintech with a market-changing risk and controls data benchmarking product as Head of Regulatory Strategy With its risk and controls data 'aggregator' product, this firm is able to help big FS businesses benchmark their risk and controls data vs. their peers and make an honest...
-
London, United Kingdom Tassell Consulting Full timeJ- Posted by - Jonathan Tassell- Director Chance to join an AI/LLMs powered Fintech with a market-changing risk and controls data benchmarking product as Head of Regulatory Mapping and Strategy With its risk and controls data 'aggregator' product, this firm is able to help big FS businesses benchmark their risk and controls data vs. their peers and make an...
-
Global Head, Model Risk Regulatory Standards
7 days ago
London, United Kingdom HSBC Full timeGlobal Head, Model Risk Regulatory Standards Our Global Risk function, led by the Group Chief Risk Officer, oversees a comprehensive risk management framework that is applied throughout the Group. We focus on creating an environment that encourages our people to speak up and do the right thing. This responsibility includes establishing global policy,...
-
Benefit Risk Evaluation Assessor
6 days ago
London, United Kingdom Medicines and Healthcare Products Regulatory Agency Full time**Key responsibilities**: Conduct robust assessments regarding medical devices and medicinal products in relation to emerging safety signals utilising a range of data sources. Recommend timely and proportionate regulatory actions to enhance benefit and mitigate potential residual patient safety risks; this may include the development of impactful safety...
-
Regulatory Risk Team Lead
3 weeks ago
London, United Kingdom Goodman Masson Full timeI am partnering with a leading hedge fund based in Central London who are seeking a Margin Optimisation Lead to join them on a 12-month FTC. Engage with Risk, Portfolio Managers, and internal stakeholders for presenting and executing margin optimisation opportunities Enhance margin reporting and optimisation infrastructure, collaborating with technology,...
-
Regulatory Risk Reporting
Found in: beBee jobs GB - 3 weeks ago
London (Central), United Kingdom J.P. Morgan Full timeJob Description UK Regulatory Finance is a high profile function, providing financial information to the Prudential Regulation Authority ("PRA"), Financial Conduct Authority ("FCA") and the Bank of England. This is a service-orientated business comprised of specialized individuals with knowledge and expertise in understanding, managing and delivering...