Fintech - Risk and Controls - Regulatory / Mapping

J- Posted by - Jonathan Tassell- Director Chance to join an AI/LLMs powered Fintech with a market-changing risk and controls data benchmarking product as Head of Regulatory Strategy With its risk and controls data 'aggregator' product, this firm is able to help big FS businesses benchmark their risk and controls data vs. their peers and make an honest...

With its risk and controls data 'aggregator' product, this firm is able to help big FS businesses benchmark their risk and controls data vs. their peers and make an honest assessment of 'where they are at.' Using the latest tech and with an impressive leadership team, this is a fantastic opportunity for someone in banking or consulting to make...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Exciting new regulatory role to work in a growing fintech business in the City of London. This role directly reports to Head of Legal and working closely with other senior stakeholders.In this role you will advise on complex regulatory matters and work across multiple regions and jurisdictions, as well as pro-actively identifying and managing legal risks....

Exciting new regulatory role to work in a growing fintech business in the City of London. This role directly reports to Head of Legal and working closely with other senior stakeholders. In this role you will advise on complex regulatory matters and work across multiple regions and jurisdictions, as well as pro-actively identifying and managing legal risks....

Cedar is currently working exclusively for an early stage fintech that are looking to hire an ambitious Financial Controller responsible for supporting the delivery of Financial Reporting, Planning and Analysis for the Bank, ensuring its financial health and in line with the financial plans.Due to the early-stage nature of the fintech, the role holder will...

We are looking for a Safety Data Sheet / SDS Author / Regulatory Officer for a London based consumer products company. Your role will be varied and include researching pending changes developments to global chemical regulations, developing regulatory documents (SDSs, labels etc) for new and existing products, and providing regulatory support to internal...

A major international law firm, which is especially prominent in the Technology/ Fintech space, is looking to hire a mid-level associate for their thriving Financial Services Regulation team. Due to the firm’s impressive technology client base, the FS Reg team focuses on work advising significant FinTech and other large tech and e-commerce clients....

Hays are recruiting for a Front Office risk and control analyst at SVP level to join a leading bank on a 6 month contract. The ultimate goal of this role will be to deliver a new robust risk framework for the front office booking controls. Responsibilities will include; **Responsibilities**: - Engage in the scoping, design and implementation of...

Job Description Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. Their products are innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the Head of Compliance will be responsible for: ~ Design,...

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. Their products are innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the Head of Compliance will be responsible for: ~ Design, implement and lead...

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance. Their products are innovative and have helped support entrepreneurs all over the world. Reporting into General Counsel the Head of Compliance will be responsible for: ~ Design, implement and lead...

Job Description Regulatory Specialist - Operational/Regulatory Risk - Permanent - Hybrid - £120k My client are revolutionizing operational risk management for the world's leading financial institutions. Backed by top banks such as JP Morgan, Citi, Barclays, Lloyds, and BNP, they committed to building a new infrastructure that empowers banks to...

Support the business’s 2nd line of defense in relation to Risk and Regulatory Reporting. Company – current account and credit card provider that encourages better financial decisions. Data Privacy GDPR Data Governance Data Compliance UK regulatory reporting Tagged as: compliance , Credit Risk , fintech #J-18808-Ljbffr

Risk Officer | £70,000 (doe) | Growing Payments Company Finitas are working exclusively with this growing Payments firm in their search for a Risk officer to support the 2nd line of defence. Key responsibilities will include ownership of the Risk Management Framework, managing the Group Compliance Monitoring Programme and, the Internal control...

Risk Officer | £70,000 (doe) | Growing Payments Company Finitas are working exclusively with this growing Payments firm in their search for a Risk officer to support the 2nd line of defence. Key responsibilities will include ownership of the Risk Management Framework, managing the Group Compliance Monitoring Programme and, the Internal control...

Crown Agents Bank is a vastly growing and regulated UK bank that connects emerging and frontier markets to the rest of the world, using FX and payments technology. We are transforming the way payments and FX move through emerging markets, reducing friction so that more money gets to those who need it. Emerging markets payments are usually challenging,...

Job Description Risk Officer | £70,000 (doe) | Growing Payments Company Finitas are working exclusively with this growing Payments firm in their search for a Risk officer to support the 2nd line of defence. Key responsibilities will include ownership of the Risk Management Framework, managing the Group Compliance Monitoring Programme and, the Internal...

FS Regulatory Lawyer - Mid/Senior Associate We are instructed by an international law firm that is seeking to recruit a mid/senior level Associate to join their financial services regulatory team in London. This highly regarded team advise their clients on governance, conduct and market issues and they are well known for their regulatory, advisory,...

My Fintech client is urgently looking for experienced Business Process Analyst/Content Management Analyst to join on an initial 6 month contract. You must have experience of: - Creating/writing Standard Operations Procedures (SOPs) - Operational procedures. - Ideally Operations background - Experience of getting SOPs in place quickly - Must have...