Group Head of Compliance

4 weeks ago

London, United Kingdom Taylor Root Full time

Taylor Root is pleased to be working with one of the most exciting and rapidly growing fintech companies in the world to recruit a Group Head of Compliance.
Their products are innovative and have helped support entrepreneurs all over the world.

Reporting into General Counsel the Head of Compliance will be responsible for:

~ Design, implement and lead a robust and commercially focused risk and compliance strategy.
~ Implement and maintain an effective risk management framework that identifies, assesses, controls and reports on key risks.
~ Build out and manage a team of compliance and risk professionals based in the UK and / or on Group level.
~ Managing the firm’s AML and CFT risks and for ensuring processes are in line with statutory and regulatory requirements and industry guidance.
~·Ensure appropriate policies and procedures are in place to effectively manage AML/CFT risk and ensure that adequate documentation of these is maintained.
~ Carry out training for staff on Financial Crime policies and procedures.
~ Maintain and ensure the effective implementation of the company’s risk framework including risk policies, risk appetite statement and tolerances as set by the Board, risk assessments, internal control systems and procedures


Minimum of 5 years’ experience working in a senior compliance role or a similar position, preferably at a regulated FinTech or Financial Services firm. Previous practical experience working in a consumer credit focused compliance role is also highly advantageous
~ Experience in a fast-scaling, high-velocity, and dynamic environment, ideally with a track record of successfully building team and processes from scratch
~ Commercially aware risk expert with business-growth orientated mindset
~·

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