Regulatory Risk Reporting

This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.)....

A top-tier Investment Manager seeks a Regulatory Reporting Manager to join their dynamic team. Key responsibilities will include:Monitor and comprehend the Firm's ongoing regulatory reporting obligationsEnsure remediation and re submission of transactions within Regulatory deadlines or agreed time framesSupervise the work of team members to maintain high...

Main purpose of the role:The primary purpose of the role is to be assist the regulatory reporting team in preparing and reporting various regulatory MI for the BGC, Cantor and GFI family of UK regulated entities.Key responsibilities:Assistance with daily regulatory monitoring and reporting.Assist in the Preparation and submission of monthly and quarterly...

Reporting to the Regulatory Reporting Manager, this role will allow an aspiring accountant with some accounting experience to move into the banking space and learn all aspects of regulatory reporting to include the following;Production of statistical returns including BT, ELS, AL & GEProduction of LCR and PRA110 reportingSupport the production of capital...

Regulatory Risk Associate Director London I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global...

ResponsibilitiesDaily Reporting of Liquidity metrics, including analysis and investigation of movesLiaising with internal colleagues, 2nd and 3rd line defense teams to streamline reporting and ensure resolution of issuesProject Work - involving a wide scope of possibilities but mainly focused on improved design and control within existing reporting...

Who we are looking for. This position is to lead the UK Regulatory Reporting Functional Hub in providing oversight for the Prudential & Statistical Returns, for State Street's UK and related EMEA entities. The role is managing a team in the UK, Poland and supported by a wider Centre of Excellence team based in India. Candidates will require a strong...

Regulatory Accountant London9-12 months Fixed Term Contract£75 - 90,000 per annum plus benefitsFantastic career opportunity for a Regulatory Accountant to join an investment brokerage based in London on a Fixed Term basis initially - there is scope for this to be made permanent.Responsibilities of the Regulatory Accountant will include: · Checking all...

Company OverviewITI Capital Limited is an FCA-regulated multi-asset brokerage firm, based in The City of London, specializing in serving institutional and professional clients, as well as private equity investors.Job Description:As a Risk Manager, you will be responsible for overseeing the firm's risk management activities, ensuring compliance with...

If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Our Risk and Compliance function has a critical role to play in...

Job Title: Conduct Risk Analyst Reporting to: Compliance Officer - Conduct Risk Location: Aldgate, London Position type: 35 hours p/w (3 days in the office, 2 days working from home) Overview: Why Tokio Marine HCC? Standing still is not an option in the current world of Insurance. TMHCC are one of the world's leading Specialty Insurers. With deep expertise...

Job Title: Conduct Risk Analyst Reporting to: Compliance Officer - Conduct RiskLocation: Aldgate, London Position type: 35 hours p/w (3 days in the office, 2 days working from home) Overview: Why Tokio Marine HCC? Standing still is not an option in the current world of Insurance. TMHCC are one of the world's leading Specialty Insurers. With deep expertise in...

Risk Manager - Insurance Market backgroundc£95,000 + benefitsCity of London, hybrid workingAll candidates should make sure to read the following job description and information carefully before applying.A Risk Manager is required with strong understanding of the insurance market and risk, ideally understands the operations of a Lloyd's syndicate and...

OPERATIONS Operations division is a dynamic, multi-faceted organization that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product...

Key Responsibilities:Develop and execute market risk management strategies tailored to commodities trading.Monitor and analyse market trends, price movements, and volatility to assess risk exposure.Conduct risk assessments and stress tests to evaluate potential impacts on the trading portfolio.Collaborate with trading desks and senior management to optimize...

An established International Bank seek to recruit an experienced CRO, to take on the SMF4 function and develop the Banks overall Risk department, with managerial responsibility for a large team of risk professionals. The ideal candidate will have extensive experience working in a banking environment as Head of Risk or CRO and will have previously held SMF4...

This inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. Opening date 30-Apr-2024 Closing date 14-May-2024 Job description Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK's forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that...

RISK Our Risk division develops comprehensive processes to monitor, assess, and manage the risk of expected and unexpected events that may have an adverse impact on the firm. Risk professionals execute critical day-to-day risk management activities, lead projects, and contribute to the ongoing advancement of a robust risk management program. Effective...

Risk and Governance Analyst We are working with a leading financial institution in London committed to providing exceptional banking services while maintaining the highest standards of risk management and governance. As we continue to grow and innovate, we are seeking a dedicated Risk and Governance Analyst to join our dynamic team and contribute to our...

RISK The Risk Division is a team of specialists charged with managing the firm's credit, market, liquidity, operational and capital risk. Whether assessing the creditworthiness of the firm's counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to...