Compliance Officer
3 weeks ago
**Our Client**:
We are working with a global Investment Bank / Capital Markets business in the search for a Compliance Monitoring and Surveillance Analyst to be a part of their London based team.
**Responsibilities**:
- Undertake daily post trade surveillance monitoring (review and escalate)
- Use PowerBI to deal with non-automated Trade Surveillance
- Complete risk-based desk and thematic reviews
- Monitoring Communications
- Ensure appropriate documentation is dealt with
**The Requirements**:
- Good academics, ideally including CISI
- Proven Compliance Monitoring & Surveillance experience
- Must have Investment Banking or Capital Markets experience (including related Products)
- Experience in the front office is preferable
- FCA, MIFID II, MAR knowledge is required
We look forward to reading your CV and discussing with you soon
The Risk Partners.... Trusted Partners in Global Governance Recruitment
**Job Types**: Full-time, Permanent
**Salary**: £45,000.00-£55,000.00 per year
**Benefits**:
- Work from home
Schedule:
- Monday to Friday
Work Location: Hybrid remote in London
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