Compliance Administrator

1 week ago


Long Eaton, United Kingdom Kinetic Office Recruitment Full time

**Compliance Administrator and Executive Support
Long Eaton - possible option of hybrid working
Up to £25,000**

Our friendly, successful, professional services client is looking to recruit a Compliance Administrator and Executive Support to join their team. The role will be to provide administrative support to the senior management as well as some finance duties.

**Key Responsibilities for **Compliance Administrator and Executive Support**
- To support the Director and Chief Operating Officer in meeting their compliance obligations with the Financial Conduct Authority (FCA)
- Take ownership of the Compliance Plan and ensure monitoring is up to date.
- Liaise with external Compliance support Organisation to co-ordinate client file reviews
- Ensure annual staff training plan is up to date
- Monitor Broker Assess records to ensure training is up to date and sufficient to meet FCA requirements
- To work with Marketing department to ensure system is updated with any changes in client communication preferences
- To review on a daily basis loan processing and arrears with external finance provider and liaise with Insurance Handlers
- To produce settlements for insurer balances and investigate any discrepancies with Insurance Handlers
- To ensure all processes follow the firm’s Practices and Procedures manual and all customers are treated fairly in all transactions.
- Control your own diary

**Knowledge and Skills Required for the **Compliance Administrator and Executive Support**
- Ideally some experience of FCA Compliance
- Intermediate Microsoft Excel skills and good general IT skills
- Knowledge of GDPR
- Have good attention to detail
- Excellent organisation & time management skills

**Other information**

9am-5pm Monday to Friday office based with the possibility of hybrid working (2 days home/3 days office)


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