Financial Services Compliance Executive

3 weeks ago


Newcastle Upon Tyne, United Kingdom Page Personnel Secretarial & Business Support Full time

Compliance Executive
- Financial Services sector
- Newcastle based - Hybrid (50% office)
- £30,000 - £40,000
- Global Business

**Client Details**

Page Group are working in partnership with a leading global business who are looking to add multiple Compliance Executives to their Financial Services team based in Newcastle. The roles will be hybrid with an expectation to be on site 50% of the time.

**Description**

**Key Responsibilities Include**:

- Work with clients within the Financial Services sector to deliver a high quality work based on their needs
- Work in line with key regulations and guidelines from the FCA and other governing bodies
- Use knowledge of financial services compliance to ensure high quality work is undertaken
- Work as part of a team to deliver key projects on behalf of clients
- Review work to ensure levels of quality and compliance are in line with expectations
- Undertake audit activities to ensure work is in line with client expectations
- Build strong working relationship with key stakeholders both internal and external

**Profile**
- Experience in a Financial Services based role
- Knowledge of FCA regulations
- Ability to work individually and as part of a team
- Ability to understand process procedures and regulations in a regulated environment

**Job Offer**

This is an exciting opportunity to join a leading global business at their offices based in Newcastle.

Salary on offer between £30,000 - £40,000 dependent on experience

Working hours are Monday to Friday 0900-17-00 Monday to Friday, with paid overtime available

Free parking on site

25 days holiday plus bank holiday

Private Pension

Private Medical Insurance

50% home working



  • Newcastle Upon Tyne, United Kingdom Page Personnel Secretarial & Business Support Full time

    Financial Services Executive - £30,000 - £40,000 - Global business - Newcastle Based - Hybrid working - 50% office based **Client Details** Page Group are working in partnership with a leading global business who are looking to add multiple Executives to their Financial Services team based in Newcastle. The roles will be hybrid with an expectation to be...

  • Financial Services

    3 weeks ago


    Newcastle Upon Tyne, United Kingdom Page Personnel Secretarial & Business Support Full time

    Conduct Risk Executive - Financial Services Sector - Newcastle based - hybrid (50% office) - Leading global business **Client Details** Page Group are working in partnership with a leading global business who are looking to add multiple Conduct Risk Executives to their Financial Services team based in Newcastle. The roles will be hybrid with an expectation...


  • Newcastle Upon Tyne, United Kingdom Nigel Wright Full time

    **The Opportunity** Nigel Wright are delighted to be partnered with a well-established financial services firm in their search for an experienced Financial Services Administrator. Based in Newcastle City Centre you will be joining an enthusiastic team, supporting Paraplanners and Financial Advisers in the provision and administration of independent financial...

  • Financial Accountant

    1 month ago


    Newcastle Upon Tyne, United Kingdom Vitae Financial Recruitment Limited Full time

    Financial Accountant £60,000 - £65,000 + Bonus, Private Health, Life Assurance, Income Protection and more Newcastle area (Hybrid working) We are seeking a technically strong financial accountant to join our client's established pharmaceutical business. As a financial accountant, you will be responsible for ensuring the accuracy and completeness of the...


  • Newcastle upon Tyne, United Kingdom Lowes Financial Management Full time

    **Job purpose**: The role of the Financial Planning Administrator is to provide administrative support to advisers with regards to the financial planning process. This entails the provision of excellent customer service to support all aspects of the client journey. The role also includes any administrative duties that needs to be provided in order to...


  • Newcastle Upon Tyne, United Kingdom Reed Accountancy Full time

    **Responsibilities**: - Assist in an Financial Compliance activities - Monthly closing process for the consolidation of the P&L and Balance Sheet - Reconciliation of all balance sheet accounts the consolidated entity - Review and evaluate sales and lease contracts and make sure these are compliant with U.S GAAP policies and procedures. - Coordination of the...

  • Compliance Officer

    1 month ago


    Newcastle upon Tyne, United Kingdom Schools Mutual Services Full time

    Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding...


  • Newcastle upon Tyne, United Kingdom Meraki Full time

    Meraki Talent are recruiting a Client Services Executive for a leading Financial Services firm in the heart of **Newcastle**. Working as a part of an established team, you will be responsible in supporting the efficient delivery of client services across the business. Working as part of an established team, you will be responsible for being the first point...

  • Compliance Consultant

    2 weeks ago


    Newcastle upon Tyne, United Kingdom NJR Recruitment Full time

    **COMPLIANCE CONSULTANT - FINANCIAL PLANNING / WEALTH MANAGEMENT** **£50,000 + BENEFITS + CAR ALLOWANCE + BONUSES** Our client is an AIM listed Service Provider to many of the UK's leading Financial Advisors. Providing compliance support for over 400 directly regulated firms, ranging from large UK wide advisory firms to smaller Investment, Mortgage and...


  • Newcastle upon Tyne, United Kingdom Azets Full time

    **About us** Are you looking to take the next step on your journey? Do you want to be part of an international family whose vision is "To make their services smarter, more effective, and more personal every day"? If yes, then you could be our next investment! At Azets, you're in control of your career and with our support this will make us even stronger,...


  • Newcastle upon Tyne, United Kingdom Azets Full time

    **About us** Are you looking to take the next step on your journey? Do you want to be part of an international family whose vision is "To make their services smarter, more effective, and more personal every day"? If yes, then you could be our next investment! At Azets, you're in control of your career and with our support this will make us even stronger,...

  • Regulatory Compliance

    3 weeks ago


    Newcastle upon Tyne, United Kingdom Tempest Jones Recruitment Full time €40,000 - €50,000

    Our client is a growing Independent Financial Advisor (IFA) practice north of Newcastle and they are now seeking a highly skilled and experienced Operations Manager/T&C Supervisor to oversee the practice’s general operations and supervise their T&C processes. The successful candidate will be responsible for the smooth running of the practice while ensuring...

  • Regulatory Compliance

    3 weeks ago


    Newcastle upon Tyne, United Kingdom Tempest Jones Recruitment Full time €40,000 - €50,000

    Our client is a growing Independent Financial Advisor (IFA) practice north of Newcastle and they are now seeking a highly skilled and experienced Operations Manager/T&C Supervisor to oversee the practice’s general operations and supervise their T&C processes. The successful candidate will be responsible for the smooth running of the practice while ensuring...

  • Regulatory Compliance

    2 weeks ago


    Newcastle upon Tyne, United Kingdom Tempest Jones Recruitment Full time €40,000 - €50,000

    Our client is a growing Independent Financial Advisor (IFA) practice north of Newcastle and they are now seeking a highly skilled and experienced Operations Manager/T&C Supervisor to oversee the practice’s general operations and supervise their T&C processes. The successful candidate will be responsible for the smooth running of the practice while ensuring...

  • Regulatory Compliance

    2 weeks ago


    Newcastle upon Tyne, United Kingdom Tempest Jones Recruitment Full time €40,000 - €50,000

    Our client is a growing Independent Financial Advisor (IFA) practice north of Newcastle and they are now seeking a highly skilled and experienced Operations Manager/T&C Supervisor to oversee the practice’s general operations and supervise their T&C processes. The successful candidate will be responsible for the smooth running of the practice while ensuring...

  • Mortgage Executive

    3 weeks ago


    Newcastle Upon Tyne, United Kingdom Page Personnel Secretarial & Business Support Full time

    Mortgage Executive - £30,000 - £40,000 - Global Business - Newcastle Based - Hybrid (50% office based) **Client Details** Page Group are working in partnership with a leading global business who are looking to add multiple Mortgage Executives to their Financial Services team based in Newcastle. The roles will be hybrid with an expectation to be on site...


  • Newcastle upon Tyne, United Kingdom Azets Full time

    About us Are you looking to take the next step on your journey? Do you want to be part of an international family whose vision is "To make their services smarter, more effective, and more personal every day"? If yes, then you could be our next investment! At Azets, you're in control of your career and with our support this will make us even stronger,...


  • Newcastle upon Tyne, United Kingdom Perspective Financial Group Ltd Full time

    **We are proud to be the UK’s best client-centric financial planning firm for both our clients and our staff. Founded in 2008 and with over 35 local offices nationwide, we employ 450 people including more than 160 highly qualified financial planners and paraplanners.** We regard financial planning as a profession, providing specialist expertise to...


  • Newcastle upon Tyne, United Kingdom U.S. Bank National Association Full time

    A leader in the payments industry, Elavon provides end-to-end payment processing solutions and services to more than one million merchants around the world. If you want to make a difference in your life, your community and your world, join us at Elavon. We know our company is only as strong as our people, and we are committed to your professional growth and...


  • Newcastle upon Tyne, United Kingdom NHS Business Services Authority Full time

    Governance, Risk and Compliance is a new function within Digital, Data and Technology (DDaT) Governance team. You will report into the Governance, Risk and Compliance Principle and will be responsible for contributing to, implementing, and monitoring adherence to governance strategy and the development and maturing of the Governance, Risk and Compliance...