Senior Compliance Officer

3 months ago

Newcastle upon Tyne, United Kingdom U.S. Bank National Association Full time

A leader in the payments industry, Elavon provides end-to-end payment processing solutions and services to more than one million merchants around the world. If you want to make a difference in your life, your community and your world, join us at Elavon. We know our company is only as strong as our people, and we are committed to your professional growth and success. Elavon is part of the U.S. Bank family, a diverse workplace, where we celebrate the individuality of each member of our global team.

The EFS Compliance function sits within the Risk Management and Compliance structure and is part of the bank’s second line of defence. The role of EFS Compliance includes: (a) to provide formal assurance within the organisation and externally to regulators and other key stakeholders that EFS is compliant with applicable regulations and legislation, (b) to provide advice and guidance to the Board and Senior Management on key compliance risk issues and, (c) to act as a control and advisory function in the three lines of defence. A core component of this is the provision of oversight and challenge in relation to the bank’s regulated activities. This is achieved, in the main, through the EFS Compliance Programmes.

Reporting to the Compliance Manager - Payments within the EFS Compliance function and working in close collaboration and consultation with other team members, the role holder will contribute to and support the provision of advice, guidance and compliance challenge across all areas of EFS Payment Services. The role holder will be located in the UK (London or Newcastle) where EFS has recently obtained authorisation as a Third Country Branch.

**Principal Duties**
- Act as a day-to-day contact point for business line queries.
- Responsible for the execution of activities under the EFS Compliance Programmes, including risk assessments, product reviews, regulatory change implementation and marketing material sign-off
- Build and maintain effective relationships across EFS and its parent

**Experience**
- 2 - 4 years’ experience in a Risk, Compliance or Audit role within Financial Services is essential, preferably with a credit institution or a payments services provider.
- Knowledge of key compliance and regulatory topics.
- Proven track record of working on own initiative and delivering practical outcomes to a professional standard.
- Project management skills with a strong emphasis on prioritisation, communication and delivery.
- Strong oral and written communication skills.
- Collaborative in approach with strong emphasis on delivery and execution.

**U.S. Bank Core actions and behaviours**:

- Adapt quickly to changing priorities; create new and better ways for the organisation to be successful
- Help others to continuously improve and achieve results.
- Explore multiple solutions to overcome obstacles.
- Anticipate future needs that may affect the team or organisation
- Search for ways to enhance the customer experience.
- Hold others accountable for meeting customer needs.
- Set high standards of performance for self and team.
- Help others meet commitments, goals and deadlines.
- Achieve results that have a clear, positive and direct impact on the business.
- Meet commitments and persist despite setbacks or obstacles
- Demonstrate our core values through words and actions.
- Treat others with professionalism and respect by honouring agreements and commitments, while managing priorities.
- Create a climate where people are motivated to help the organization achieve its objectives

**Competencies**
- Is collaborative in approach with strong emphasis on delivery and execution.
- Demonstrates strong oral and written communication skills.
- Exhibits a positive ‘can do’ attitude with excellent problem-solving skills.

The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required of personnel so classified.

IJ

LI-AI1

LI-Hybrid

**Benefits**:
We offer an exciting, fast-paced and diverse working environment with employees of many different nationalities. We provide benefits to help you protect your health and financial security; and give you peace of mind. We also invest in your career growth with development resources that give you the opportunity to stretch and shine.

This is an Elavon posting. Elavon is a part of the U.S. Bank family.

  • Compliance Officer

    24 hours ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our team at QED Legal, a leading full-service law firm. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct client due diligence, including...

  • Compliance Officer

    22 hours ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our team at QED Legal, a leading full-service law firm. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct client due diligence, including...

  • Compliance Officer

    3 days ago

    Newcastle upon Tyne, United Kingdom Sacco Mann Full time

    Our client, a leading law firm in the heart of Newcastle, is looking to recruit a Compliance Officer to join their growing compliance team. The role would suit a Compliance Officer or Compliance Assistant, with upwards of 2 years' compliance experience gained either in a legal or professional services environment. Working alongside the Head of Risk and...

  • Compliance Officer

    2 months ago

    Newcastle upon Tyne, United Kingdom Ecclesiastical Insurance Group Full time

    Working hours: 35 hours per week, Monday to FridayDuration: Permanent  Location: Newcastle (office based initially before moving to hybrid working of 3 days a week in the office) About the role Lycetts Insurance Brokers, who are proudly part of Benefact Group, are looking for a Compliance Officer to join our Newcastle office. As a Compliance...

  • Compliance Officer

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom QED Legal Full time

    Compliance OfficerQED Legal is seeking a skilled Compliance Officer to join their risk and compliance function. As a key member of the team, you will work closely with the Head of Risk and Compliance to ensure the firm's compliance with regulatory requirements.Key Responsibilities:Conduct client due diligence, including AML and KYC checksDevelop and...

  • Compliance Officer

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom QED Legal Full time

    Compliance OfficerQED Legal is seeking a skilled Compliance Officer to join their risk and compliance function. As a key member of the team, you will work closely with the Head of Risk and Compliance to ensure the firm's compliance with regulatory requirements.Key Responsibilities:Conduct client due diligence, including AML and KYC checksDevelop and...

  • Compliance Officer

    2 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct...

  • Compliance Officer

    2 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct...

  • Compliance Officer

    5 months ago

    Newcastle upon Tyne, United Kingdom Schools Mutual Services Full time

    Job Overview: We are seeking a highly skilled and detail-oriented Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our company operates in accordance with all applicable laws, regulations, and internal policies. You will play a crucial role in maintaining the integrity of our operations and safeguarding...

  • Compliance Officer

    1 week ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Cundall Full time

    {"title": "Compliance Coordinator Role", "description": "At Cundall, we are seeking a highly organized and detail-oriented Compliance Coordinator to join our team. The successful candidate will be responsible for maintaining and monitoring our Integrated Management System (IMS), ensuring compliance with ISO 9001, ISO 14001, ISO 45001, ISO 27001, and relevant...

  • Compliance Officer

    1 week ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Cundall Full time

    {"title": "Compliance Coordinator Role", "description": "At Cundall, we are seeking a highly organized and detail-oriented Compliance Coordinator to join our team. The successful candidate will be responsible for maintaining and monitoring our Integrated Management System (IMS), ensuring compliance with ISO 9001, ISO 14001, ISO 45001, ISO 27001, and relevant...

  • Compliance Officer

    3 months ago

    Newcastle upon Tyne, United Kingdom Thornton Print Full time

    Duties: - Develop and implement compliance policies and procedures - Conduct internal audits to assess adherence to regulations - Monitor and report on compliance issues - Collaborate with departments to ensure alignment with regulations - Provide guidance on compliance matters to staff members - Keep abreast of regulatory developments and industry best...

  • Compliance Officer

    2 weeks ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Cundall Full time

    Job SummaryThe Compliance Coordinator will play a crucial role in maintaining and monitoring the Integrated Management System, ensuring compliance with ISO 9001, ISO 14001, ISO 45001, ISO 27001, and relevant regulations or legislations.Key ResponsibilitiesInput data and maintain core IMS databases such as Document Control, Audits, Management Reviews,...

  • Compliance Officer

    4 months ago

    Newcastle upon Tyne, United Kingdom Bede Gaming Full time

    **Application Deadline** - Ongoing**Department** - Risk & Compliance**Employment Type** - Permanent**Location** - Newcastle Upon Tyne**Reporting To** - Compliance**We are seeking an exceptional Compliance Officer to join our Risk & Compliance team on a global scale. We’re on the lookout for someone who is not only passionate but also brimming with...

  • Compliance Officer

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct client...

  • Compliance Officer

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom qed legal Full time

    Compliance Officer Opportunity at QED LegalWe are seeking a highly skilled Compliance Officer to join our risk and compliance function at QED Legal, a leading full-service law firm. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct client...

  • Compliance Monitoring Officer

    3 weeks ago

    Newcastle upon Tyne, United Kingdom BWD Search & Selection Full time

    Compliance Monitoring Specialist - Wealth Management (Remote)Are you passionate about ensuring strong corporate governance and supporting sustainable growth? We are seeking a skilled Compliance Monitoring Specialist to join a dedicated team within a leading wealth management and financial planning group. This role plays a critical part in maintaining an...

  • Financial Compliance Specialist

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Hays Senior Finance Full time

    About the RoleWe are seeking a highly skilled Tax and Financial Compliance Accountant to join our financial operations team. As a key member of the team, you will be responsible for tax and VAT activities, providing strategic, expert, and customer-valued financial and taxation information and advice to both internal and external customers.Key...

  • Financial Compliance Specialist

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Hays Senior Finance Full time

    About the RoleWe are seeking a highly skilled Tax and Financial Compliance Accountant to join our financial operations team. As a key member of the team, you will be responsible for tax and VAT activities, providing strategic, expert, and customer-valued financial and taxation information and advice to both internal and external customers.Key...

  • Compliance Officer Position

    3 days ago

    Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full time

    Compliance Officer RoleSacco Mann is seeking a skilled Compliance Officer to support our growing compliance team in Newcastle. The ideal candidate will have a strong background in compliance, with a minimum of 2 years' experience in a legal or professional services environment.Key Responsibilities:Provide compliance support to various teams within our law...