Compliance Senior Administrator/coordinator

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...

THE COMPANY: We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance...

Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...

To provide a range of administrative functions to support the day-to-day management of FRA's, FRA Actions, Fire Servicing, Asbestos and Water Hygiene. The post holder will be expected to provide administrative support to the Contract Compliance Manager.The Compliance Coordinator will liaise effectively with residents, contractors and stakeholders ensuring a...

THE COMPANY: We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. THE RESPONSIBILITIES: Ensuring compliance with FCA regulations, in particular the rules...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

Our client is an independent UK law firm seeking to hire an AML Compliance Administrator to join their team in London. The purpose of this role is to support the team with compliance checks on new matters. This is a fantastic opportunity to join a supportiveand encouraging team and have the ability to have a real impact on the firm. Key roles and...

**Are you a Compliance Assistant looking for a broader role and more exposure?** **Do you want to work at an exciting global law firm?** **Do you have experience working at a law, professional or financial services firm?** Our client is a global law firm hiring a Risk Coordinator to work in either their London or Manchester office. In this role, you will...

**Compliance Co-ordinator / Scheduler** **Monday - Friday, 8am-5pm** **Fully Office Based in London** **£26k-£29k Per Annum** Our client is looking for a compliance co-ordinator to join their amazing team in London! You would be working for a passionate, dedicated, trustworthy, transparent, and caring company, who believe that this allows everyone to...

We are looking for an energetic Compliance Administrator to join our client's busy team based in Central London. They are seeking a committed, enthusiastic, and organised professional who is looking for a new opportunity with a dynamic and forward-thinking company. **Duration**:6-12 weeks temporary **Job Title**:Compliance Administrator **Pay**:£11-12 an...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

Role: Senior Compliance Administrator Based: Romford, Essex Reporting to: UK Compliance Director **Salary**: £23-28k per annum Status: Permanent Start: Immediate Our busy office in Romford, Essex, offers a vibrant and noisy atmosphere with 12 Compliance team members. We offer an excellent career path, and a team that is both friendly and...

**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

Calling all property and administration experts! We're in search of a dynamic individual with a knack for property compliance and a keen eye for administration to support our Head of Operations. To do this, you'll be required to guarantee our compliance with all Health and Safety regulations and legal standards, whilst also maintaining the upkeep of our...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the development of new compliance standards. Serve as an advisor to the business, and interfaces regularly with business...