Commodities Compliance

KYC Officer – MUST HAVE COMMODITIES EXPERIENCE (FTC) THE COMPANY: Our client is an innovative broker/tech firm, operating across global commodity markets. THE RESPONSIBILITIES: Receiving and processing counterparty onboarding request to ensure that counterparties are effectively on-boarded in line with best market practices. Sending appropriate CDD...

Role Overview : As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering daily advice on regulatory compliance, ensuring adherence to internal policies,...

Role Overview: As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering daily advice on regulatory compliance, ensuring adherence to internal policies,...

Role Overview : As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering daily advice on regulatory compliance, ensuring adherence to internal policies,...

A specialist Commodities business is looking to hire a Compliance Analyst to join their business to carry out day to day Compliance duties. This role will be based in the office 5 days a week. Main Responsibilities: Assist with enquires from exchanges and regulators Assist in continuously reviewing/tailoring /improving policies, procures and the compliance...

Role Overview: As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering daily advice on regulatory compliance, ensuring adherence to internal policies,...

Role Overview: As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering daily advice on regulatory compliance, ensuring adherence to internal policies,...

Role Overview : As a Senior Compliance Advisor specializing in commodities, you will play a pivotal role in providing expert guidance on regulatory matters to the business, particularly in the agriculture, energy, or metals sectors. Your responsibilities will include offering daily advice on regulatory compliance, ensuring adherence to internal policies,...

WE are working with a leading Metal Trading Company dedicated to providing innovative solutions in the commodities market. As our client continues to expand their operations, they are seeking a motivated and driven individual to join our their team as a Junior Commodity Operator. Responsibilities: Assist senior commodity operators in executing trades and...

Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London. We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London. We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

KYC Officer – MUST HAVE COMMODITIES EXPERIENCE (FTC) Our client is an innovative broker/tech firm, operating across global commodity markets. Traders, legal, Finance etc.). Dealing with a fast moving business, with a flexible approach to time management. Analysing complex corporate structures to ensure regulatory requirements and internal processes...

Key Responsibilities: Develop and maintain robust compliance frameworks and policies in line with regulatory requirements and industry standards. Conduct regular assessments of our compliance programs to identify areas for improvement and implement necessary changes. Monitor regulatory developments and industry trends to ensure our compliance frameworks...

Key Responsibilities: Develop and maintain robust compliance frameworks and policies in line with regulatory requirements and industry standards. Conduct regular assessments of our compliance programs to identify areas for improvement and implement necessary changes. Monitor regulatory developments and industry trends to ensure our compliance frameworks...

Indirect Commodity Manager Circa £68-75k Extensive Benefits to include industry leading pension + healthcare plan + bonus scheme + 5 weeks paid holiday + much more 18-24 month career progression plan This role is responsible for the strategic and operational management of Indirect Commodities. You will lead the development and execution of sourcing...

Welcome to Natixis Natixis Corporate & Investment Banking provides companies, financial institutions, financial sponsors, and sovereign & supranational issuers with a full range of financial services, which incudes **Investment Banking/Advisory Services**, **Financing Solutions**, **Commercial Banking**and **Capital Markets**, with over 12,000 staff members...

Be an integral part of the Commodities and Global Markets Business Compliance team, in London as a Senior Compliance Manager. You be a highly visible figurehead based on the London trading floor, supporting compliance advisory for a wide range of traded commodities. Who are they? They are a global financial services group operating in 34 markets and with...

An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting in the timely...

An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team.Assisting in the timely...

Job Description An Investment Bank is looking to appoint a VP into their surveillance and advisory function. This would be suitable for a VP or a strong AVP looking to make the step up. Responsibilities: Conduct oversight of trade surveillance alerts via the Firm’s surveillance systems, based on escalations from the core surveillance team. Assisting...