Compliance Frameworks and Assurance – Commodities Trading Firm

4 weeks ago


London, United Kingdom Investigo Full time

Key Responsibilities:

  • Develop and maintain robust compliance frameworks and policies in line with regulatory requirements and industry standards.
  • Conduct regular assessments of our compliance programs to identify areas for improvement and implement necessary changes.
  • Monitor regulatory developments and industry trends to ensure our compliance frameworks remain up-to-date and effective.
  • Provide guidance and support to internal stakeholders on compliance-related matters, including training programs and compliance risk assessments.
  • Collaborate with internal teams, including Legal, Risk Management, and Operations, to ensure alignment on compliance initiatives and objectives.
  • Liaise with external regulatory bodies and auditors as necessary to address compliance inquiries and facilitate audits.
  • Stay informed about emerging compliance issues and proactively address potential risks to the business.

 

Qualifications:

 

  • Extensive experience in compliance roles within the financial services or commodities trading industry, with a focus on developing and implementing compliance frameworks.
  • Strong understanding of relevant regulatory requirements.
  • Experience of assurance testing (2nd line)
  • Good stakeholder and time management

 

Please get in touch for details

 



  • London, United Kingdom Investigo Full time

    Key Responsibilities: Develop and maintain robust compliance frameworks and policies in line with regulatory requirements and industry standards. Conduct regular assessments of our compliance programs to identify areas for improvement and implement necessary changes. Monitor regulatory developments and industry trends to ensure our compliance frameworks...


  • London, United Kingdom in Newbury Full time

    Home Commodities Trading Firm – Compliance Advisory... 1 Commodities trading firm – compliance advisory (energy) – london hybrid jobs in London Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid London Posted 1 day ago Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid London Investigo...


  • London, United Kingdom in Newbury Full time

    Home Commodities Trading Firm – Compliance Advisory... 1 Commodities trading firm – compliance advisory (energy) – london hybrid jobs in London Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid London Posted 1 day ago Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid London Investigo...


  • London, United Kingdom in Newbury Full time

    Home Commodities Trading Firm – Compliance Advisory... 1 Commodities trading firm – compliance advisory (energy) – london hybrid jobs in London Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid London Posted 1 day ago Commodities Trading Firm – Compliance Advisory (Energy) – London - Hybrid London Investigo...

  • Head of Compliance

    5 days ago


    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. **THE RESPONSIBILITIES**: - Ensure that the Firm complies with its regulatory requirements as a UK regulated business; - Conduct periodic internal reviews and investigations, including trade...

  • Commodities Compliance

    2 months ago


    London, United Kingdom Barclay Simpson Full time

    **Commodities Compliance**: - London - 130000 - Job type: Permanent - Sector: Banking, Financial Services - Job reference: NE40257 My client is a global financial services firm. They are looking to hire an experienced commodities compliance advisory officer. This is an exciting opportunity to join an extremely successful firm. There have been some key...


  • London, United Kingdom Commodities Trading Full time

    **SUMMARY** Central London based International commodities trading firm seeking to recruit a full time permanent senior management accountant. **THE ROLE** The role of senior management accountant is to support the CFO and the executive board in the management of complex financial information by the timely preparation of key statements and reports. **KEY...


  • London, United Kingdom Javelin Global Commodities Full time

    1 week ago Be among the first 25 applicants About Javelin Javelin Global Commodities is a leading global commodities marketing, trading, logistics services and investment firm with offices in London, New York, San Diego, St Louis, Switzerland, India, Australia, Singapore, Canada and Poland. Javelin was founded in 2015 and now operates across 100 countries...


  • London, United Kingdom Javelin Global Commodities Full time

    1 week ago Be among the first 25 applicants About Javelin Javelin Global Commodities is a leading global commodities marketing, trading, logistics services and investment firm with offices in London, New York, San Diego, St Louis, Switzerland, India, Australia, Singapore, Canada and Poland. Javelin was founded in 2015 and now operates across 100 countries...


  • London, United Kingdom Javelin Global Commodities Full time

    About JavelinJavelin Global Commodities is a leading global commodities marketing, trading, logistics services and investment firm with offices in London, New York, San Diego, St Louis, Switzerland, India, Australia, Singapore, Canada and Poland. Javelin was founded in 2015 and now operates across 100 countries and six continents with respect to more than 20...


  • London, United Kingdom Javelin Global Commodities Full time

    About JavelinJavelin Global Commodities is a leading global commodities marketing, trading, logistics services and investment firm with offices in London, New York, San Diego, St Louis, Switzerland, India, Australia, Singapore, Canada and Poland. Javelin was founded in 2015 and now operates across 100 countries and six continents with respect to more than 20...


  • London, United Kingdom Investigo Full time

    Key Responsibilities: Provide expert guidance on regulatory requirements related to energy trading, including REMIT, EMIR, MiFID II, and other relevant frameworks. Conduct thorough compliance assessments and reviews to ensure adherence to internal policies and external regulations. Collaborate closely with trading desks, risk management, and legal teams...


  • London, United Kingdom Investigo Full time

    Key Responsibilities: Provide expert guidance on regulatory requirements related to energy trading, including REMIT, EMIR, MiFID II, and other relevant frameworks. Conduct thorough compliance assessments and reviews to ensure adherence to internal policies and external regulations. Collaborate closely with trading desks, risk management, and legal...


  • London, United Kingdom Marex Full time

    Marex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the commodities, energy and financial markets. The Group provides comprehensive coverage across five core services: Market Making, Execution & Clearing, Hedging & Investment Solutions, Price Discovery and Data &...

  • International Trade

    1 week ago


    London, United Kingdom Frei Solicitors Ltd Full time

    Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London. We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

  • International Trade

    2 months ago


    London, United Kingdom Frei Solicitors Ltd Full time

    Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London. We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

  • International Trade

    4 weeks ago


    London, United Kingdom Frei Solicitors Ltd Full time

    Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London. We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

  • International Trade

    1 week ago


    London, United Kingdom Frei Solicitors Ltd Full time

    Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London.We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

  • International Trade

    3 weeks ago


    London, United Kingdom Frei Solicitors Ltd Full time

    Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London.We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...

  • International Trade

    1 week ago


    London, United Kingdom Frei Solicitors Ltd Full time

    Frei Solicitors is an international, boutique luxury asset law firm based in Mayfair, London. We are a team of professionals focused on delivering quality legal services, providing strategic guidance that emphasises exemplary services to our clients. Our clients welcome our practical yet sensitive approach to their private financial affairs. Therefore, our...