Risk & Compliance Solicitor

2 weeks ago


Birmingham, United Kingdom AJ Fox Compliance Full time

A top 100 UK law firm is hiring a Risk & Compliance Solicitor to join their team in Birmingham. This will be a varied role working as a key member of the risk and compliance team and advising partners and staff across the firm. Areas of focus will includeclaims and complaints, general risk, and ISO accreditation.

Key roles and responsibilities will include:

- Advising partners on risk management, best practices, and ethics
- Managing the firm's risk register
- Maintaining the breaches register, reporting breach statistics to the COLP and making recommendations
- Drafting, reviewing and updating all risk management policies
- Advising on coverage issues and liaising with brokers
- Liaising with the SRA on regulatory matters
- Advising on mySRA and SRA authorisation matters
- Assisting with claims, complaints and regulatory incidents
- Responding to risk queries in tenders and CDD questionnaires
- Advising on AML and conflict-related claims
- Supporting the firm's ISO 9001 certification and external audit process



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