Compliance Manager

2 weeks ago


Birmingham, United Kingdom Broadgate Full time

Compliance Policy & Advice Manager

Birmingham

Salary £55-60k

This role sits within Risk (Conduct/Prudential) with the aim of providing expert advice on regulatory matters. There will be line management responsibility for two members of the Policy and Advisory team.

Responsibilities

  • Achieve and maintain highest standards of conduct and data protection
  • Provide SME on all conduct-related sourcebooks (BCOBS, MCOB, CONC and others)
  • Managing a small team
  • Producing MI for presentation to board-level

Skills/Requirements

  • Retail banking background
  • Experience within a Risk/Compliance function
  • Compliance examinations (CeMap etc.)
  • Team lead experience

For full details please apply here.



  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    The role will have a strong emphasis on Financial Crime and demands an individual with extensive experience of designing and implementing compliance risk management systems and related controls. Applicants should be able to demonstrate expertise in AML and KYC related compliance, ideally within the context of the financial services sector. The firm are happy...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    The role will have a strong emphasis on Financial Crime and demands an individual with extensive experience of designing and implementing compliance risk management systems and related controls. Applicants should be able to demonstrate expertise in AML and KYC related compliance, ideally within the context of the financial services sector. The firm are...


  • Birmingham, United Kingdom AJ Fox Compliance Full time

    An international commercial law firm is seeking a Senior Officer to join their growing client and matter inception team in Birmingham. This is a fantastic opportunity for anyone looking to develop their management skills. This is a really exciting opportunity to join a big professional services business regulated by multiple regulators, a fantastic chance...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    Head of Financial Crime & Compliance Paritas Recruitment - Compliance Birmingham, United Kingdom Posted 22 hours ago Hybrid Job Permanent Competitive An ambitious and growing alternative lender are currently seeking a Head of Financial Crime and Compliance to be based in their East Midlands office. The role will have a strong emphasis on Financial...

  • Compliance Manager

    2 weeks ago


    birmingham, United Kingdom JR United Kingdom Remote Work Freelance Full time

    Compliance ManagerAre you passionate about regulatory compliance and risk management in the financial services industry? Do you possess strong leadership skills and the ability to provide expert guidance on regulatory matters? If so, my client is seeking a dedicated Compliance Manager to join their Risk team and play a pivotal role in ensuring regulatory...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout the UK. Role & responsibilities: * Oversee and manage a team of...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout the UK.Role & responsibilities: * Oversee and manage a team of...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...

  • Compliance Manager

    1 week ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Job DescriptionRole: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid Role Salary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...

  • Compliance Manager

    2 weeks ago


    Birmingham, United Kingdom Upstream Solutions Group Full time

    Role: Compliance Manager Location: Hybrid RoleSalary: £40k - £50k We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout...