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Compliance Monitoring Analyst

2 months ago

London, United Kingdom Corporate Recruitment Solutions Full time

About the Role

Our client is a fast growing, fully independent bank who offer an alternative ethos centred around positive social impact lending. Due to continued growth, they have a brand-new role for a Compliance Monitoring Analyst - Retail/SME Banking to join their growing Risk team..

Responsibilities of the Compliance Monitoring Analyst - Retail/SME Banking - London role:

• Deliver the Bank’s Compliance Monitoring Plan

• Support the UK GDPR compliance and act as a delegate to DPO

• Maintaining the Compliance records (policies, procedures, logs, registers)

• Deliver trainings on compliance related topics

• Assist with other ad-hoc projects and responsibilities

Main tasks and responsibilities:

Strategic/Operational Objectives of the Compliance Monitoring Analyst - Retail/SME Banking - London role:

• Own and manage the Compliance Monitoring Plan and complete the required testing, ensuring completion of Financial Crime & Credit related testing, Completing the CMP Report and updating the CMP Actions Tracker.

• Maintain compliance related logs and registers.

• Act as custodian of all Bank’s Policies. Maintain compliance with review guidelines and dissemination.

• Assist the DPO with UK GDPR compliance through management of data breach incidents, data subject requests, and other procedural matters.

• Monitoring the 'Compliance’ shared outlook mailbox and respond to requests for Compliance assistance.

• Deliver compliance inductions for new joiners and periodic training to relevant staff on compliance related topics.

Essential Skills and Experience of the Compliance Monitoring Analyst - Retail/SME Banking - London role:

  • 2/3 years Compliance experience in a UK Bank in Retail and/or SME
  • Good IT skills - Office 365/Excel/PowerPoint
  • Attention to Detail / Diligent
  • Highly Organised
  • Good Time Management
  • Results Focused

Desirable Skills & Experience of the Compliance Monitoring Analyst - Retail/SME Banking - London Role

  • Compliance qualifications
  • Good Regulatory Knowledge
  • Relationship Management Skills

For more info about the Compliance Monitoring Analyst - Retail/SME - London role or to apply please send your CV across.

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