Senior Compliance Advisory Manager
1 week ago
Senior Compliance Advisory Manager Location: Bath (Hybrid - 1 days a week in the office) Salary: Up to £100,000 Benefits: Bonus, 34 days holiday, 7% pension, life assurance, private medical, professional development opportunities Are you an experienced compliance professional looking to take the next step in your career? Our client, a prominent player in wealth management, is seeking a Senior Compliance Advisory Manager to join their dynamic team. In this full-time position, you will ensure the Group adheres to all relevant laws, regulations, and internal policies, including Consumer Duty, SM&CR, CASS, and ESG considerations. You'll provide vital guidance and support to various business units, helping them navigate compliance matters while identifying and mitigating potential risks. Key Responsibilities: Maintain a regulatory development log, delivering timely business impact assessments and updates related to Consumer Duty, SM&CR, CASS, and ESG. Offer compliance guidance on new products, services, marketing materials, and remuneration. Conduct compliance-themed advisory reviews based on risk assessments, particularly focusing on Consumer Duty and ESG risks, and develop effective risk mitigation strategies. Design and implement compliance training programs to educate employees on relevant laws and regulations, with an emphasis on embedding Consumer Duty and ESG principles.About You: To excel in this role, you should possess the following qualifications and skills: Proven experience in financial services within a 2nd line back-office compliance role. Solid understanding of the FCA Handbook, including Consumer Duty, SM&CR, CASS, and ESG regulations. Proficient in drafting Compliance Oversight reports and other management documentation. Strong communication skills to deliver face-to-face compliance training effectively. Ability to manage FCA Reg Data and FCA Connect reporting and you're ready to advance your career and make a meaningful impact in the world of compliance, we encourage you to apply for this exciting opportunity. Deerfoot IT Resources Ltd is one of the UK's leading IT Recruitment Agencies, trusted by many of the UK's leading employers. Established in 1997, we have over 25 years of experience as IT Recruitment Specialists. We will never send your CV anywhere without your authorisation and only after you have seen the complete details of this opportunity. Deerfoot is acting as an employment agency for permanent hires and an employment business for contingency hires. Each time Deerfoot sends a CV to a recruiting client, we donate £1 to The Born Free Foundation ((phone number removed)). Deerfoot is also climate-positive in partnership with Ecologi. If this role isn't the right fit for you, we have a fantastic candidate referral reward program in place. We offer payouts at both interview and placement milestones. For further details, please visit our website. Deerfoot Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy
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Contract Senior Compliance Advisory Manager
1 month ago
Bath, Somerset, United Kingdom Deerfoot IT Resources Limited Full time €750Senior Compliance Advisory Manager A multi-award-winning financial technology company recognized for its 5-star service platform is seeking a Contract Senior Compliance Advisory Manager. This is a hybrid role based in Bath / Salisbury and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months. As a Senior Compliance...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Senior Compliance Advisory Manager. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.As a Senior Compliance Advisory Manager, you will...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerA leading financial technology company, recognized for its 5-star service platform, is seeking a Senior Compliance Advisory Manager. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for an initial 6-month period.As a Senior Compliance Advisory Manager, you will...
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Senior Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory Manager **Job Summary** Deerfoot IT Resources Ltd is seeking a Contract Senior Compliance Advisory Manager to join our dynamic team. As a Senior Compliance Advisory Manager, you will play a crucial role in ensuring compliance with laws and internal policies while guiding our business units and developing effective training...
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Senior Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory Manager **Job Summary** Deerfoot IT Resources Ltd is seeking a Contract Senior Compliance Advisory Manager to join our dynamic team. As a Senior Compliance Advisory Manager, you will play a crucial role in ensuring compliance with laws and internal policies while guiding our business units and developing effective training...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerA leading financial technology company is seeking a Senior Compliance Advisory Manager to join their team. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.As a Senior Compliance Advisory Manager, you'll ensure compliance with laws and...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerA leading financial technology company is seeking a Senior Compliance Advisory Manager to join their team. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.As a Senior Compliance Advisory Manager, you'll ensure compliance with laws and...
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Senior Compliance Advisory Manager
1 month ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot I.T. Resources Limited. As a Senior Compliance Advisory Manager, you will play a key role in ensuring our financial technology platform remains compliant with regulatory requirements.Key Responsibilities:Develop and implement...
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Senior Compliance Advisory Manager
1 month ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Limited Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot I.T. Resources Limited. As a Senior Compliance Advisory Manager, you will play a key role in ensuring our financial technology platform remains compliant with regulatory requirements.Key Responsibilities:Develop and implement...
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Senior Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerA leading financial technology company is seeking a Senior Compliance Advisory Manager to join their team. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.As a Senior Compliance Advisory Manager, you'll ensure compliance with laws and...
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Senior Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerA leading financial technology company is seeking a Senior Compliance Advisory Manager to join their team. This is a hybrid role based in the UK and comes with an attractive pay rate of up to £750 per day (inside IR35) for initially 6 months.As a Senior Compliance Advisory Manager, you'll ensure compliance with laws and...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to join their team. This is a hybrid role based in Bath, offering an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.About the RoleAs a Senior Compliance Advisory Manager, you will...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to join their team. This is a hybrid role based in Bath, offering an attractive pay rate of up to GBP750 per day (inside IR35) for an initial 3-month period.About the RoleAs a Senior Compliance Advisory Manager, you will...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Ltd. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Ltd. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...
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Senior Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Ltd. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...
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Senior Compliance Advisory Manager
3 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Ltd. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...
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Senior Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full timeSenior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Ltd. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to join their team in Bath. This is a hybrid role that comes with an attractive pay rate of up to GBP750 per day (inside IR35) for initially 3 months.As a Senior Compliance Advisory Manager, you will be responsible for...
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Compliance Advisory Manager
4 weeks ago
Bath, Bath and North East Somerset, United Kingdom Deerfoot I.T. Resources Ltd Full timeContract Senior Compliance Advisory ManagerA leading financial technology company is seeking a Contract Senior Compliance Advisory Manager to join their team in Bath. This is a hybrid role that comes with an attractive pay rate of up to GBP750 per day (inside IR35) for initially 3 months.As a Senior Compliance Advisory Manager, you will be responsible for...
