Senior Compliance Advisory Manager

3 weeks ago


Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full time

Senior Compliance Advisory Manager

**Job Summary**

Deerfoot IT Resources Ltd is seeking a Contract Senior Compliance Advisory Manager to join our dynamic team. As a Senior Compliance Advisory Manager, you will play a crucial role in ensuring compliance with laws and internal policies while guiding our business units and developing effective training programs.

**Key Responsibilities:**

* Understand relevant laws and regulations, maintaining regulatory logs and assessing business impacts.
* Guide units on compliance issues and product approvals, conducting compliance reviews and developing risk strategies.
* Create and monitor compliance training programs, collaborating with internal stakeholders and responding to inquiries.
* Prepare and submit regulatory reports.

**Requirements:**

* Experience in a second-line compliance role in financial services, with knowledge of the FCA Handbook and compliance frameworks.
* Strong analytical, communication, and organizational skills.

**Desirable:**

* Similar role held in a Wrap Platform business.
* Relevant qualifications (e.g., Certified Regulatory Compliance Manager).

**Why Deerfoot IT Resources Ltd?**

Be part of a dynamic team shaping the future of financial technology. If you're passionate about compliance, we want to hear from you.

**Deerfoot IT Resources Ltd is acting as an Employment Business in relation to this vacancy."



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