Senior Compliance Advisory Manager

4 weeks ago


Bath, Bath and North East Somerset, United Kingdom Deerfoot IT Resources Ltd Full time
Senior Compliance Advisory Manager

We are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Ltd. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.

Key Responsibilities:
  • Develop and maintain a robust compliance framework to ensure adherence to laws and regulations.
  • Provide guidance and support to business units on compliance matters, including product approvals and regulatory logs.
  • Conduct regular compliance reviews and develop risk strategies to mitigate potential issues.
  • Create and implement compliance training programs to ensure employees understand their roles and responsibilities.
  • Collaborate with internal stakeholders to ensure effective communication and response to compliance inquiries.
  • Prepare and submit regulatory reports as required.
Requirements:
  • Proven experience in a second-line compliance role in financial services.
  • Strong knowledge of the FCA Handbook and compliance frameworks.
  • Excellent analytical, communication, and organizational skills.
What We Offer:

As a Senior Compliance Advisory Manager at Deerfoot IT Resources Ltd, you will have the opportunity to work with a dynamic team shaping the future of financial technology. If you are passionate about compliance and have the skills and experience to succeed in this role, we encourage you to apply.



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