Legal - Assistant General Counsel - Regulatory Affairs (London)
2 weeks ago
Position Title: Assistant General Counsel - Regulatory Affairs
Entity: Kroll Bond Rating Agency UK Limited
Employment Type: Full-time
Location: London, United Kingdom
Summary/Overview:
Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin ("KBRA") are seeking an Assistant General Counsel to join its Legal Department focusing on Regulatory Affairs . You will be enthusiastic, highly motivated, have a strong work ethic and be well-equipped to work closely with the other members of the Legal Department on the types of matters described below in addition to other matters that may arise. The position will be based in our London office.
About the Team:
The Legal Department handles all of KBRA's legal matters with the exception of ratings. The Legal Department works with analysts, compliance, finance, technology and senior management across the company.
Job Responsibilities:
As an Assistant General Counsel, your responsibilities will focus on regulatory affairs in multiple jurisdictions, and you will liaise with outside counsel and regulators on behalf of KBRA regarding registration and requirements to do business, preparing registration documents, and responding to regulatory requests. You will also conduct research on credit rating agency regulation across many jurisdictions and advise internal stakeholders on regulatory developments.
You may also be responsible for the following:
- Regulatory Framework : You will gain familiarity with the regulatory framework, laws and regulations applicable to credit rating agencies and how regulations affect all aspects of KBRA. You will monitor regulatory developments and advise KBRA's employees about the applicability of regulations on KBRA's day-to-day work and strategic objectives.
- Compliance : You will collaborate with the Compliance Department on discrete and ongoing matters before KBRA's regulators, including examinations, submissions to regulators, special projects, and various requests.
- Data Privacy/Cybersecurity : You will gain familiarity with data privacy laws of jurisdictions in which KBRA operates as well as collaborate with the Information Security team on best practices in all jurisdictions.
- Regulatory Defense : You may collect and review documents, liaise with outside counsel, draft and review internal and external memoranda and documents, conduct legal research and potentially prepare for and participate in regulatory audits and investigations. You may also work closely with senior members of KBRA's analytic teams and Technology Department in this context.
- Corporate Governance : You may participate in regular meetings with KBRA's board of directors and assist with preparation of materials for KBRA's board of directors.
- Engagement Letters/Business Development : You may become familiar with and support review of engagement letters across all sectors in which KBRA issues ratings, including structured finance, project finance, financial institutions. You will serve as a resource for Business Development with respect to questions that arise during the client engagement process.
- Contracts : You may contribute to the review and negotiation of subscription agreements with clients across various product offerings; vendor agreements for various types of services and products; all other types of contracts to which KBRA may be a party.
Successful candidates will possess the following:
- Will be qualified and admitted to the roll of solicitors or authorised to practice as a barrister in England or England
- Have a minimum of eight (8) or more years of relevant experience
- Possess a strong background in regulatory affairs
- Governmental affairs experience is most helpful
- Excellent verbal and written communication skills are essential. Writing samples may be requested
- Possess strong research, analysis, and organisational skills with particular focus on attention to detail
- Have knowledge of securities laws and experience working in highly regulated environments
About Us:
Kroll Bond Rating Agency, LLC (KBRA) is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO. Kroll Bond Rating Agency Europe Limited is registered as a CRA with the European Securities and Markets Authority. Kroll Bond Rating Agency UK Limited is registered as a CRA with the UK Financial Conduct Authority. In addition, KBRA is designated as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus. KBRA is also recognized by the National Association of Insurance Commissioners as a Credit Rating Provider. Kroll Bond Rating Agency UK is located at Augustine House, Austin Friars, London, EC2N 2HA, United Kingdom.
More Info:
KBRA encourages applications from all qualified individuals without regard to race, color, religion, gender, sexual orientation, gender identity or expression, age, national origin, marital status, citizenship, disability, and veteran status or any other basis prohibited by federal, state or local law.
-
London, United Kingdom KBRA Full timeAssistant General Counsel - Regulatory Affairs Employment Type: Full-time Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin ("KBRA") are seeking an Assistant General Counsel to join its Legal Department focusing on Regulatory Affairs . You will be enthusiastic, highly motivated, have a strong work ethic and be...
-
London, United Kingdom KBRA Full timeAssistant General Counsel - Regulatory Affairs Employment Type: Full-time Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin ("KBRA") are seeking an Assistant General Counsel to join its Legal Department focusing on Regulatory Affairs . You will be enthusiastic, highly motivated, have a strong work ethic and be...
-
London, United Kingdom Tbwa ChiatDay Inc Full timeLegal - Assistant General Counsel - Regulatory Affairs (London) London, United Kingdom Assistant General Counsel - Regulatory Affairs Employment Type: Full-time Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin (“KBRA”) are seeking an Assistant General Counsel to join its Legal Department focusing on Regulatory...
-
London, United Kingdom Tbwa ChiatDay Inc Full timeLegal - Assistant General Counsel - Regulatory Affairs (London) London, United Kingdom Assistant General Counsel - Regulatory Affairs Employment Type: Full-time Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin (“KBRA”) are seeking an Assistant General Counsel to join its Legal Department focusing on Regulatory...
-
London, United Kingdom Tbwa ChiatDay Inc Full timeLegal - Assistant General Counsel - Regulatory Affairs (London) London, United Kingdom Position Title: Assistant General Counsel - Regulatory Affairs Entity: Kroll Bond Rating Agency UK Limited Employment Type: Full-time Location: London, United Kingdom Summary/Overview: Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin...
-
London, United Kingdom Tbwa ChiatDay Inc Full timeLegal - Assistant General Counsel - Regulatory Affairs (London) London, United Kingdom Position Title: Assistant General Counsel - Regulatory Affairs Entity: Kroll Bond Rating Agency UK Limited Employment Type: Full-time Location: London, United Kingdom Summary/Overview: Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin...
-
Assistant General Counsel
3 months ago
London, United Kingdom Kroll Bond Rating Agency Full time**Position Title: Assistant General Counsel - Legal** **Entity: Kroll Bond Rating Agency UK Limited** **Employment Type: Full-time** **Location: London, United Kingdom** **Summary/Overview**: Kroll Bond Rating Agency UK Limited and its affiliates in New York and Dublin ("KBRA") are seeking an Assistant General Counsel to join its Legal Department. You...
-
Assistant General Counsel
2 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Title: Assistant General Counsel - Regulatory Affairs SpecialistCompany: Kroll Bond Rating AgencyLocation: London, United KingdomJob Type: Full-timeJob Description:About the Role:We are seeking an experienced Assistant General Counsel to join our Legal Department, focusing on Regulatory Affairs. As a key member of our team, you will work closely with our...
-
Assistant General Counsel
3 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Summary:KBRA is seeking an experienced Assistant General Counsel to join its Legal Department, focusing on Regulatory Affairs. The successful candidate will be responsible for liaising with outside counsel and regulators, preparing registration documents, and conducting research on credit rating agency regulation across multiple jurisdictions.About the...
-
Assistant General Counsel
3 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Summary:We are seeking an experienced Assistant General Counsel to join our Legal Department at KBRA, focusing on Regulatory Affairs. As a key member of our team, you will work closely with our analysts, compliance, finance, technology, and senior management to handle all legal matters, excluding ratings.About the Role:As an Assistant General Counsel,...
-
London, Greater London, United Kingdom Hays Legal Full timeSenior Legal Counsel in Energy and Regulatory AffairsThis prestigious law firm is seeking to recruit a seasoned legal professional specializing in renewable energy and regulatory frameworks to manage a diverse array of legal issues, including energy mergers and acquisitions as well as commercial energy and regulatory compliance. The team is recognized as a...
-
Assistant General Counsel
2 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Summary:We are seeking an experienced Assistant General Counsel to join our Legal Department at KBRA, focusing on Regulatory Affairs. As a key member of our team, you will be responsible for providing legal advice and support on regulatory matters, ensuring compliance with relevant laws and regulations.About the Role:The successful candidate will have a...
-
Assistant General Counsel
2 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Summary:We are seeking an experienced Assistant General Counsel to join our Legal Department at KBRA, focusing on Regulatory Affairs. As a key member of our team, you will be responsible for providing legal advice and support on regulatory matters, ensuring compliance with relevant laws and regulations.About the Role:The successful candidate will have a...
-
Regulatory Affairs Attorney
2 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Summary:Kroll Bond Rating Agency (KBRA) is seeking an experienced Regulatory Affairs Attorney to join its Legal Department in London. As an Assistant General Counsel, you will play a key role in regulatory affairs, working closely with the Legal Department and other stakeholders to ensure compliance with regulatory requirements.Key...
-
Regulatory Affairs Attorney
2 weeks ago
London, Greater London, United Kingdom KBRA Full timeJob Summary:Kroll Bond Rating Agency (KBRA) is seeking an experienced Regulatory Affairs Attorney to join its Legal Department in London. As an Assistant General Counsel, you will play a key role in regulatory affairs, working closely with the Legal Department and other stakeholders to ensure compliance with regulatory requirements.Key...
-
Senior Legal Counsel
2 days ago
London, Greater London, United Kingdom Legal & General Full timeJob Title: Senior Legal CounselWe are seeking a highly skilled and experienced Senior Legal Counsel to join our team at Legal & General. As a key member of our Asset Management division, you will play a critical role in providing expert legal advice and support to our Private Markets investment teams.Key Responsibilities:Provide robust legal advice on...
-
Senior Legal Counsel
2 days ago
London, Greater London, United Kingdom Legal & General Full timeJob Title: Senior Legal CounselWe are seeking a highly skilled and experienced Senior Legal Counsel to join our team at Legal & General. As a key member of our Asset Management division, you will play a critical role in providing expert legal advice and support to our Private Markets investment teams.Key Responsibilities:Provide robust legal advice on...
-
Senior Legal Counsel
2 weeks ago
London, United Kingdom Legal & General Full timeLegal & General is a leading UK financial services group and major global investor. We’ve been safeguarding people’s financial futures since 1836, aiming to build a better society for the long term by investing our customers’ money in things that make life better for everyone and create value for our shareholders. Our Group Functions provide the...
-
Senior Legal Counsel
2 weeks ago
London, United Kingdom Legal & General Full timeLegal & General is a leading UK financial services group and major global investor. We’ve been safeguarding people’s financial futures since 1836, aiming to build a better society for the long term by investing our customers’ money in things that make life better for everyone and create value for our shareholders. Our Group Functions provide the...
-
Senior Legal Counsel
2 weeks ago
London, Greater London, United Kingdom Legal & General Full timeJob DescriptionJob Title: Senior Legal CounselJob Summary:We are seeking a highly skilled and experienced Senior Legal Counsel to join our team at Legal & General. As a Senior Legal Counsel, you will play a critical role in providing legal support to our business, including drafting, negotiating, and amending financial services agreements related to the UK...
