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Assistant General Counsel

2 months ago


London, Greater London, United Kingdom KBRA Full time

Job Summary:

We are seeking an experienced Assistant General Counsel to join our Legal Department at KBRA, focusing on Regulatory Affairs. As a key member of our team, you will work closely with our analysts, compliance, finance, technology, and senior management to handle all legal matters, excluding ratings.

About the Role:

As an Assistant General Counsel, your primary responsibilities will include:

  • Regulatory Framework: You will gain in-depth knowledge of the regulatory framework, laws, and regulations applicable to credit rating agencies and advise internal stakeholders on regulatory developments.
  • Compliance: You will collaborate with our Compliance Department on discrete and ongoing matters before our regulators, including examinations, submissions to regulators, special projects, and various requests.
  • Data Privacy/Cybersecurity: You will gain familiarity with data privacy laws of jurisdictions in which KBRA operates and collaborate with our Information Security team on best practices in all jurisdictions.
  • Regulatory Defense: You may collect and review documents, liaise with outside counsel, draft and review internal and external memoranda and documents, conduct legal research, and potentially prepare for and participate in regulatory audits and investigations.
  • Corporate Governance: You may participate in regular meetings with our board of directors and assist with preparation of materials for our board of directors.
  • Engagement Letters/Business Development: You may become familiar with and support review of engagement letters across all sectors in which KBRA issues ratings, including structured finance, project finance, financial institutions.
  • Contracts: You may contribute to the review and negotiation of subscription agreements with clients across various product offerings; vendor agreements for various types of services and products; and all other types of contracts to which KBRA may be a party.

Requirements:

  • Qualified and admitted to the roll of solicitors or authorized to practice as a barrister in England or England.
  • Minimum of eight (8) or more years of relevant experience.
  • Strong background in regulatory affairs.
  • Governmental affairs experience is most helpful.
  • Excellent verbal and written communication skills are essential.
  • Possess strong research, analysis, and organizational skills with particular focus on attention to detail.
  • Knowledge of securities laws and experience working in highly regulated environments.

About KBRA:

KBRA is a full-service credit rating agency registered with the U.S. Securities and Exchange Commission as an NRSRO. We are recognized by the National Association of Insurance Commissioners as a Credit Rating Provider. Our company values diversity and encourages applications from all qualified individuals without regard to race, color, religion, gender, sexual orientation, gender identity or expression, age, national origin, marital status, citizenship, disability, and veteran status or any other basis prohibited by federal, state, or local law.