Senior Compliance Monitoring
2 weeks ago
Rutherford is currently partnered with a successful hedge fund that are looking to hire a 'Head of Compliance'. The role will lead all global compliance matters, including coverage across US, APAC and EMEA. Be the point of contact for all compliance related questions from the business and investment teams.
Review and develop the global compliance monitoring program and make enhancements where appropriate
Advise senior management and business heads on relevant regulatory change matters.
Conduct compliance monitoring and complete regulatory fillings.
Develop training for investment teams and wider stakeholders.
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Senior Compliance Monitoring Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
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Compliance Monitoring Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...
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Compliance Officer Monitoring
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...
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Compliance Monitoring Manager
3 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
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Senior Compliance Monitoring
5 days ago
London, United Kingdom Nashrock Insurance Recruitment Full timeHead of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general (Re)insurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering...
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Senior Compliance Monitoring
6 days ago
London, United Kingdom Nashrock Insurance Recruitment Full timeHead of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general (Re)insurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering...
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London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Willow Resourcing Limited Full timeHead of Compliance General Insurance Location: London – Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Willow Resourcing Limited Full timeHead of Compliance General Insurance Location: London – Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Eleanor nursing and social care Ltd Full timeEleanor Care is one of the leading healthcare groups in the UK, committed to providing high-quality care and support to our clients across different specialties, including home care and care homes. Our vision is to deliver exceptional care experiences and help our clients achieve their health and wellness goals. We are seeking for an experienced individual...
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Senior Compliance Monitoring
1 month ago
London, United Kingdom Black Swan Group Full timeWe are a leading recruitment firm specializing in connecting top talent with prestigious financial services institutions across the UK. Currently, we are seeking a seasoned professional to fill the role of Head of Compliance for a reputable financial services institution based in the UK. This institution is committed to maintaining the highest standards of...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Barclay Simpson Full timeBarclay Simpson are currently recruiting for a Head of Compliance to join an established international asset management house as they look to expand their business and open an alternatives business. This is an all-encompassing compliance role that will be a building job in the first instance. It will be your responsibility to establish a new compliance...
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Senior Compliance Monitoring
1 day ago
City of London, Greater London, United Kingdom Nashrock Insurance Recruitment Full timeJob Description Head of Compliance An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general Reinsurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering...
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Senior Compliance Officer
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...
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Senior Compliance Monitoring
1 day ago
City of London, Greater London, United Kingdom Willow Resourcing Limited Full timeHead of Compliance General Insurance Location: London - Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning of...
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Senior Compliance Associate
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...
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Financial Crime Compliance Monitoring Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeWe are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...
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Senior Compliance Monitoring Analyst
4 weeks ago
London, United Kingdom eFinancialCareers Full timeResponsibilities include: - Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan - Conducting thorough Compliance Monitoring reviews, covering a range of activities, across the business platforms, to ensure compliance with all applicable regulations and internal standards - Identifying and analysing potential risks to...
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Senior Compliance Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
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Senior Compliance Monitoring
1 month ago
London, United Kingdom Mizuho Full timeWe are not your typical financial institution. Our steady, strategic growth gives our people at all levels rewarding degrees of responsibility and a richer work experience than a boutique firm or an established giant could offer alone. It’s the local expertise of our employees that makes our global network so powerful. The Compliance function is an...