Senior Compliance Monitoring

We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

THE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...

Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Preparation and review of documentation for high-risk clients, escalating to the MLRO as required; Daily monitoring of transactions in respect of AML and MAR Assisting with ongoing Compliance...

Our client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...

**Compliance Monitoring £90000 + bonus + benefits Central London** **THE COMPANY **The role sits within the London branch of the corporate banking arm of a global bank, who have a primary focus on lending, trade financing and treasury activities. They have a new senior level compliance monitoring role within their independent Compliancefunction which also...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...

Head of Compliance General Insurance Location: London – Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning...

Head of Compliance General Insurance Location: London – Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning...

We are a leading recruitment firm specializing in connecting top talent with prestigious financial services institutions across the UK. Currently, we are seeking a seasoned professional to fill the role of Head of Compliance for a reputable financial services institution based in the UK. This institution is committed to maintaining the highest standards of...

Barclay Simpson are currently recruiting for a Head of Compliance to join an established international asset management house as they look to expand their business and open an alternatives business. This is an all-encompassing compliance role that will be a building job in the first instance. It will be your responsibility to establish a new compliance...

Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...

Arthur are working with a leading insurance broker that are looking to add a Senior Compliance Monitoring individual to the team in order to lead on monitoring processes. Reporting into the Head of Compliance Monitoring, you will be expected to conductthematic reviews acrossthe business as well as playing a leading role in the construction of the...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

We are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...

Responsibilities include: - Assisting with the management and delivery of all aspects of the Compliance Monitoring Plan - Conducting thorough Compliance Monitoring reviews, covering a range of activities, across the business platforms, to ensure compliance with all applicable regulations and internal standards - Identifying and analysing potential risks to...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

We are not your typical financial institution. Our steady, strategic growth gives our people at all levels rewarding degrees of responsibility and a richer work experience than a boutique firm or an established giant could offer alone. It’s the local expertise of our employees that makes our global network so powerful. The Compliance function is an...

We are not your typical financial institution. Our steady, strategic growth gives our people at all levels rewarding degrees of responsibility and a richer work experience than a boutique firm or an established giant could offer alone. It’s the local expertise of our employees that makes our global network so powerful. The Compliance function is an...

An opportunity to join a leading international insurer in the healthcare liability space. The Head of Compliance will look after compliance matters for international business currently focused on the UK, Europe and US and provide key advice and insight as the business expands into new international jurisdictions and new markets. Within a growing and...