Senior Compliance Monitoring
3 weeks ago
Head of Compliance c£130,000 +
An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general (Re)insurance market.
Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations.
Designing and delivering compliance ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan.
Address any compliance deficiencies, providing advice to the Board of Directors on corrective actions.
-
Senior Compliance Monitoring
5 days ago
London, United Kingdom Compliance Professionals Full timeWe are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...
-
Senior Compliance Monitoring
5 days ago
London, United Kingdom Compliance Professionals Full timeWe are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy. Promote a strong...
-
Senior Compliance Monitoring
3 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and consistent with all applicable legal and...
-
Senior Compliance Monitoring Manager
4 hours ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
-
Senior Compliance Monitoring Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
-
Compliance Monitoring Manager
2 months ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...
-
Compliance Officer Monitoring
5 hours ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...
-
Compliance Officer Monitoring
1 month ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...
-
Compliance Monitoring and Testing Associate
5 hours ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Assist with scoping, implementing and managing second line testing Follow-up management's implementation...
-
Compliance Monitoring and Testing Associate
5 hours ago
London, United Kingdom Compliance Professionals Full timeOur client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Assist with scoping, implementing and managing second line testing Follow-up management's implementation...
-
Compliance Monitoring Manager
1 month ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
-
Compliance Monitoring Manager
3 hours ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
-
London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to...
-
London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required Ref: 4023G £70K - £80K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is...
-
Senior Compliance Monitoring
4 days ago
London, United Kingdom Cantor Fitzgerald Full timeTo serve as the FCA registered Compliance Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support and challenge to the business,...
-
Senior Compliance Monitoring
2 days ago
London, United Kingdom Cantor Fitzgerald Full timeTo serve as the FCA registered Compliance Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support and challenge to the business,...
-
Senior Compliance Monitoring
1 week ago
London, United Kingdom Nashrock Insurance Recruitment Full timeHead of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general Reinsurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering compliance...
-
Compliance Monitoring
1 month ago
London, United Kingdom eFinancialCareers Full time**Compliance Monitoring £90000 + bonus + benefits Central London** **THE COMPANY **The role sits within the London branch of the corporate banking arm of a global bank, who have a primary focus on lending, trade financing and treasury activities. They have a new senior level compliance monitoring role within their independent Compliancefunction which also...
-
Compliance Monitoring
1 day ago
London, United Kingdom Cameron Kennedy Full timeCONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Compliance & Legal- Financial Services- SALARY: - Up to £90000 per annum + Bonus + Benefits- START DATE: - ASAP- REF: - BN373185_1674765147- JOB PUBLISHED: - 14 days ago**Compliance Monitoring** **£90000 + bonus + benefits** **Central London*** **THE COMPANY** The role sits within the...
-
Senior Compliance Monitoring
3 days ago
London, United Kingdom Eleanor nursing and social care Ltd Full timeEleanor Care is one of the leading healthcare groups in the UK, committed to providing high-quality care and support to our clients across different specialties, including home care and care homes. Our vision is to deliver exceptional care experiences and help our clients achieve their health and wellness goals. We are seeking for an experienced individual...