Assistant Compliance Officer
4 weeks ago
Our Client, a Specialist Insurance and Underwriting firm, are looking for a Compliance/Delegated Authority Assistant to join their team in assisting the Compliance Team in the execution of their duties, in particular those concerning the oversight and management of the Delegated Authority.
Compliance Monitoring (Delegated Authority): maintaining an effective compliance monitoring framework.
Knowledge of external requirements applicable to Delegated Authority business.
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Compliance Officer
1 week ago
United Kingdom Compliance Professionals Full timeFinancial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...
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Compliance Officer- Generalist
4 weeks ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments...
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Quality Compliance Administrator
4 weeks ago
United Kingdom Compliance Professionals Full timeOur client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...
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Compliance Associate
1 week ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...
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Pensions Technical
21 hours ago
United Kingdom Compliance Professionals Full timeOur client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. Managing and reporting on regulatory projects, including advising on and supporting the business in implementing...
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Compliance Technical Specialist
21 hours ago
United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the...
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Legal and Compliance Lawyer
4 days ago
United Kingdom AJ FOX COMPLIANCE Full timeOur client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for someone already with law firm Risk & Compliance experience, a fee earner looking to transition into compliance, or perhaps someone...
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Risk & Compliance Lawyer
4 days ago
United Kingdom AJ FOX COMPLIANCE Full timeWe have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be well-suited for...
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Regulatory Support Officer
4 weeks ago
United Kingdom Compliance Professionals Full timeOur client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. To identify emerging risks To oversee and lead...
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Compliance Officer
3 weeks ago
United Kingdom Clayton Davies Full timeOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. ...
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Compliance Officer
3 weeks ago
United Kingdom Clayton Davies Full timeOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. ...
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Compliance Officer
3 weeks ago
United Kingdom Clayton Davies Full timeOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.Key...
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Compliance Officer
3 weeks ago
United Kingdom Clayton Davies Full timeOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.Key...
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Compliance Officer
3 weeks ago
United Kingdom Clayton Davies Full timeOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.Key...
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Compliance Officer
3 weeks ago
United Kingdom Clayton Davies Full timeOur client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. Key...
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Junior Compliance Officer
2 weeks ago
, , United Kingdom Reed- UNLIMITED Full timeXTB UK is looking for a junior level compliance officer to join its current compliance team. The role covers a variety of areas and working closely with the Head of Compliance and MLRO to ensure that the organisation conducts business in a compliant manner at all times in accordance with FCA(1) rules, company policies and procedures; especially with regards...
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Private Banking
21 hours ago
United Kingdom Compliance Professionals Full timeOur client is an international bank, with offices based in the City. They specialise in both private and retail banking. General Administrative support on client onboarding and retention, Account opening, Client screening and KYC Documentation checks Maintain accurate records for Wealth management trades via the Custodian . Update AuM database promptly...
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Compliance Officer
5 days ago
United Kingdom IDEX Consulting Ltd Full timeIdex are working with an Insurance client in Manchester who are looking for a Compliance Officer / Business Partner. This is a great 'second role' for a Compliance professional who wants to broaden their experience in an international business. This is a small team meaning you will get exposure across all areas of Compliance. The client are...
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Compliance Officer
1 week ago
United Kingdom Rutherford Full timeRutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team. Responsibilities : Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks. Support on global regulatory projects and help the firm prepare for...
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Audit and Compliance officer
1 month ago
United Kingdom Heatcare Oil & Gas Ltd Full timeHeatcare Oil & Gas Ltd are looking to recruit an Audit and Compliance Officer, This role will ensure Heatcare Oil & Gas Ltd continue to comply with all Heath & Safety requirements along with maintaining and improving quality throughout the business. Responsibilities & Areas Preparing and conducting internal and external audits and inspections Follow up...