Compliance Associate
3 weeks ago
This position will be responsible for ensuring compliance across multiple jurisdictions
Key Responsibilities
- Support the Head of Compliance within the compliance function
- Assist with development, maintenance and delivery of compliance related materials
- Review and approve marketing materials
- Preparing and maintaining compliance files
- Support compliance and regulatory projects,
- Provide advice and guidance to business and support functions
- Investigating and analyzing automated transaction monitoring alerts.
- Involvement in regulatory horizon scanning
- Reviewing new publications from regulators
Experience
- At least five years of financial compliance experience
- Strong knowledge of relevant regulations.
- Experience in relation to proprietary trading, financial services and/or crypto.
- General knowledge of regulations in other jurisdictions
- Strong attention to detail and able to prioritize workload to meet tight deadlines.
- Excellent communication skills, both written and verbal
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