Compliance Associate

3 weeks ago


United Kingdom Austin Andrew Ltd Full time

This position will be responsible for ensuring compliance across multiple jurisdictions

Key Responsibilities

  • Support the Head of Compliance within the compliance function
  • Assist with development, maintenance and delivery of compliance related materials
  • Review and approve marketing materials
  • Preparing and maintaining compliance files
  • Support compliance and regulatory projects,
  • Provide advice and guidance to business and support functions
  • Investigating and analyzing automated transaction monitoring alerts.
  • Involvement in regulatory horizon scanning
  • Reviewing new publications from regulators

Experience

  • At least five years of financial compliance experience
  • Strong knowledge of relevant regulations.
  • Experience in relation to proprietary trading, financial services and/or crypto.
  • General knowledge of regulations in other jurisdictions
  • Strong attention to detail and able to prioritize workload to meet tight deadlines.
  • Excellent communication skills, both written and verbal



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