Operational Risk Manager, Assistant Vice President

4 weeks ago

London, United Kingdom State Street Full time

Join us if making your mark in the asset management industry from day one is a challenge you are up for.

This role requires an experienced operation risk manager with more than 5 years’ experience in similar financial services and servicing/operational roles. The successful candidate will report to the Head of Business Risk in the UK and act as a primarily contact for Risk and Control matters for local senior management and work with BRM Global and Functionally aligned teams located across State Streets global footprint. They will be responsible for effective FLOD Business Risk Management for UK Contracted Clients covering Global Delivery, Chief Commercial Office and UK Legal Entity requirements.

The role can be based in Edinburgh or London.

Why this role is important to us:

The current remit of Business Risk Management (BRM) in the UK is to provide a wholistic view of Risk and Control matters via a robust FLOD Risk Framework.

What you will be responsible for:

As Business Risk Management (BRM) Manager, you will

  • Be responsible for effective FLOD Business Risk Management for UK Contracted Clients covering Global Delivery, Chief Commercial Office and UK Legal Entity requirements. To achieve this outcome the in country BRM team will work across global, functional and local BRM teams to provide a consolidated view of all relevant risk and control matters to enable local regulatory requirements to be met and operational risks understood.
  • Implement and execute on a robust, industry-standard risk management framework for the activities in the location, in alignment with the methodology and practices employed globally by BRM. As the UK representative, address UK specific regulations and LE requirements in the global BRM discussions and ensure they are considered in the risk management programs.
  • Act in an advisory capacity and ensure the accurate and timely reporting of risk information to management to make informed risk decisions. This includes, but is not limited to Issues Management, Incident Management, Risk Assessment (RCSA / LERA), Risk Reporting, Key Risk Indicators, Process and Control Reviews, Client Reporting, Due Diligence, Policy and Regulatory Change.
  • Become a valued partner to our Business by providing input/advising on risk and controls as relates to the specific business function and/or legal entity. Understand the needs of senior management to actively and effectively drive results and outputs that are in line with the business risk management framework. Drive a risk culture of timely identification and escalation.
  • Lead and provide managerial support to individuals in direct reporting line.
  • Act as Depute for local Head of Business Risk.

These skills will help you succeed in this role:

  • Collaborative
  • Ability to influence, obtain buy in and drive implementation of decisions
  • Strategic mindset linking multiple aspects and initiatives to drive a wholistic view of the risk and control environment
  • Excellent Communication skills
  • Leading and developing team
  • Ability to think on your feet (providing critical input and views)
  • Being an effective mentor and coach

Education & Preferred Qualifications:

  • Minimum 5 years’ experience within a Risk or Compliance based / financial services role
  • Operational Risk Management experience or qualifications
  • Knowledge of UK regulatory frameworks and obligations
  • Knowledge of UK products with a focus on Back and Middle Office, example Custody, Fund Accounting
  • Ability to lead a team
For further information, and to apply, please visit our website via the “Apply” button below. #J-18808-Ljbffr

  • Vice President Quality and Risk Management

    2 days ago

    London, United Kingdom Bank of China Full time

    Internal Audit department has a core responsibility as the third line of defence (3LoD) to bring a systematic approach to evaluating the adequacy, effectiveness and sustainability of risk management and internal controls systems. As a Vice President – Internal Audit, you will be responsible to undertake/lead audits, investigations and reviews in accordance...

  • Assistant Vice President

    4 weeks ago

    London, United Kingdom Cobalt Recruitment Full time

    Assistant Vice President – Portfolio Monitoring Location : London Salary : Highly competitive with an exceptional bonus structure I am partnering exclusively with a leading Private Equity firm in their search for a Assistant Vice President within their Portfolio team. This individual will be responsible for contributing to vital investment and...

  • Vice President

    4 weeks ago

    London, United Kingdom Pharma Search Full time

    Senior Director / Vice President Business Development, EMEA Our client is a global leader, providing clinical services of the highest quality to Pharma, Biotech, Life Science and CRO businesses; This has been driven by the successful delivery of clinical trials of the highest standards, through their people, unique business model and service offering,...

  • Vice President

    2 weeks ago

    London, United Kingdom Pharma Search Full time

    Senior Director / Vice President Business Development, EMEA Our client is a global leader, providing clinical services of the highest quality to Pharma, Biotech, Life Science and CRO businesses; This has been driven by the successful delivery of clinical trials of the highest standards, through their people, unique business model and service offering,...

  • Vice President

    2 weeks ago

    London, Greater London, United Kingdom Pharma Search Full time

    Senior Director / Vice President Business Development, EMEA Our client is a global leader, providing clinical services of the highest quality to Pharma, Biotech, Life Science and CRO businesses; This has been driven by the successful delivery of clinical trials of the highest standards, through their people, unique business model and service offering,...

  • Project Management Vice President

    4 weeks ago

    London, United Kingdom Pharma Search Full time

    Vice President, Project Management, Europe, AsiaPacific & Africa Join one of the world’s leading Global Clinical Research Organisations, with over 30 years’ experience and 7,000 staff globally, operating in over 80 countries. Reporting to the Executive Vice President Operations, you will be responsible for developing and implementing the long term...

  • Vice President Quality and Risk Management

    4 days ago

    London, United Kingdom Mortgage Ledger Full time

    As a Vice President within the Quantitative Research, Macro Investable Indices team, you will be responsible for risk management solutions and calculation of investable indices for commodities, rates and FX .Implement and develop the official calculation engine for Macro Investable Indices, risk-premia strategies, alpha, beta, flexible indices...

  • Repo & Risk Transformation Vice President

    4 weeks ago

    London, United Kingdom NatWest Group Full time

    Join us as a Vice President in Repo & Risk Transformation StructuringYou'll be developing novel financing arrangements across a range of asset classes for our clients in the fixed income marketWe'll empower you to transform the way we serve our clients, attract new business and unlock sustainable growth - and even set some new industry trends along the...

  • Vice President, Financial Analysis

    4 weeks ago

    London, United Kingdom PJT Partners inc. Full time

    The Energy Transition team has a broad mandate within PJT engaging with clients across New and Traditional Energy universe (including Oil & Gas, Hydrogen, Energy and Climate tech, Energy Services, CCS, Biofuels and EV charging) and is seeking a junior Vice President with strong analytical and writing skills, who takes initiative, has great attention to...

  • Vice president credit

    4 weeks ago

    London, United Kingdom Madison Hunt Full time

    Madison Hunt is partnered with a leading and global infrastructure and energy transition asset manager to hire a Vice President for their Private Credit team in London. The fund has built an impressive portfolio of assets, investing across the capital stack including mezzanine credit, preferred equity and structured equity, targeting mid-teen returns. Be...

  • Vice President Consulting Services,

    4 days ago

    London, United Kingdom Legales Executive Headhunting Full time

    Vice President of Artificial Intelligence Vice President of Artificial Intelligence Sign in to save Vice President of Artificial Intelligence at Legales Executive Headhunting . VP/Chief Artificial Intelligence Officer London (Hybrid) Our client is a firm that specializes in strategic advisory services, operational excellence, and...

  • Digital Transformation

    1 week ago

    London, United Kingdom OpenText Full time

    OpenText is a global leader in information management, where innovation, creativity, and collaboration are the key components of our corporate culture. As a member of our team, you will have the opportunity to partner with the most highly regarded companies in the world, tackle complex issues, and contribute to projects that shape the future of digital...

  • Assistant Vice President

    17 hours ago

    London, United Kingdom eFinancialCareers Full time

    Assistant Vice President - London, United Kingdom - eFinancialCareers Description Fantastic opportunity with a leading investor focusing on the Private Equity, Infrastructure, and Renewable's space. The company has been in the space for around 15 years, in which time they have become a leading financial equity investor in the European renewables...

  • Digital Transformation

    2 days ago

    London, United Kingdom Anson McCade Full time

    Join Our Team as a Senior Vice President (Senior Manager) in Digital Consulting! Ready to lead impactful digital transformations in consulting? We're looking for a Senior Vice President (Senior Manager) for our Digital Consulting team. If you're passionate about leveraging technology to boost business performance and thrive in dynamic environments, this...

  • Vice President

    4 weeks ago

    London, United Kingdom Pharma Search Full time

    Your chance to join arguably the most innovative, forward thinking and flexible global CRO This has been driven by a unique business model, with deep technical, scientific and therapeutic expertise and the desire to constantly deliver solutions of the highest quality, through their people, constant innovation and customer focus. Across all phases of...

  • High Risk Review Support Manager

    4 weeks ago

    City of London, Greater London, United Kingdom Michael Page (UK) Full time

    City of London Temporary £450 - £600 per day ~1 year rolling contract Corporate Investment BankHigh Risk Review Support Manager -Vice President Financial Services Deputise for the Deputy Head of High-Risk Reviews in their absence. Act as a subject matter expert for KYC / CDD financial crime, providing expert advice and guidance when support is...

  • Vice President of It

    5 days ago

    London, United Kingdom Metier Recruitment Full time

    Vice President of IT - London/ Remote - £200K + 30% Bonus + Benefits Strong retail experience would be an advantage. Key Responsibilities: - Lead and inspire the teams to engage with the business, prioritise projects and develop plans that maximize return on investment for the company. - Lead a team managing all aspects of technology development and...

  • Executive Vice President Operations, Europe

    1 week ago

    London, United Kingdom Pharma Search Full time

    Executive Vice President Operations, Europe & Asia Pacific Are you a natural leader, able to lead and inspire others? Do you have the drive, enthusiasm and talent to develop others? Does your ambition match that of our client? Our client is a leading global CRO, a company that has enjoyed significant and consistent growth and success. This has been driven...

  • Executive Vice President, EAPA

    2 days ago

    London, United Kingdom Pharma Search Full time

    Are you a natural leader and able to inspire? Do you have the drive, enthusiasm and talent to develop others? Does your ambition match that of our client? Our client is a leading global CRO, a company that has enjoyed a sustained period of growth and success. This has been driven by the successful delivery of clinical trials of the highest standards,...

  • Assistant Vice President

    17 hours ago

    London, United Kingdom eFinancialCareers Full time

    Assistant Vice President - London, United Kingdom - eFinancialCareers Description Fantastic opportunity with a leading investor focusing on the Private Equity, Infrastructure, and Renewable's space. The company has been in the space for around 15 years, in which time they have become a leading financial equity investor in the European renewables space...