Head of Compliance SMF 16 and 17

2 weeks ago

London, United Kingdom Careeraddict Full time
Head of Compliance SMF 16 and 17 (fintech's across the UK)

5 days ago Be among the first 25 applicants

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech's

London and surrounding Hydrid roles

As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence within our client's organisation. This role requires a hands-on approach and a deep understanding of compliance frameworks tailored to fintech environments and start-ups

  • Assume the SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer) functions, ensuring compliance with relevant regulations.
  • Develop and implement robust compliance policies, procedures, and controls aligned with industry best practices.
  • Conduct risk assessments and oversee compliance monitoring programs.
  • Stay updated with regulatory developments and lead regulatory interactions.
  • Collaborate with cross-functional teams to embed compliance into business processes.
  • Provide compliance training and guidance to employees at all levels.
  • Lead and oversee regulatory audits and examinations.

Requirements

  • Recent experience in a similar compliance leadership role within a fintech or start-up environment.
  • Proven track record of holding SMF16 and SMF17 responsibilities.
  • Deep knowledge of UK financial regulations, including AML, KYC, and GDPR.
  • Hands-on and proactive approach with a keen eye for detail.
  • Strong communication and stakeholder management skills.
  • Ability to thrive in a fast-paced, agile environment.

Location: London, UK

Client Company: Fast-growing fintech firms Seniority level
  • Seniority level Not Applicable
Employment type
  • Employment type Full-time
Job function
  • Job function Legal
  • Industries Accounting

Referrals increase your chances of interviewing at CareerAddict by 2x

Get notified about new Head of Compliance jobs in London, England, United Kingdom .

London, England, United Kingdom 6 days ago

London, England, United Kingdom 3 weeks ago

Kingston Upon Thames, England, United Kingdom 1 day ago

London, England, United Kingdom 1 month ago

London, England, United Kingdom 5 days ago

UK MLRO / European Head of Financial Crime Compliance

London, England, United Kingdom 1 week ago

Head of Compliance SMF16 and 17 (Asset Management)

City Of London, England, United Kingdom 1 week ago

City Of London, England, United Kingdom 3 months ago

London, England, United Kingdom 1 week ago

Greater London, England, United Kingdom 2 weeks ago

Hemel Hempstead, England, United Kingdom 2 months ago

London, England, United Kingdom 5 days ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr

  • Head of Compliance

    Found in: Talent UK 2A C2 - 3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Risk

    2 hours ago

    London, United Kingdom eFinancialCareers Full time

    **Head of Risk & Compliance - SMF 4/ SMF 16 - Private Banking** Risk - **Develop and maintain the firm's Risk Management Framework (RMF)** in line with the firm’s strategy and also evolving statutory and regulatory obligations - Develop and maintain the firm’s Risk Appetite in line with the firm’s strategy and recommended to the CEO, Credit Committee,...

  • Head of Compliance

    Found in: Appcast UK C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast Linkedin GBL C2 - 3 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Appcast UK C C2 - 2 weeks ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The ClientWe are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    Found in: Whatjobs ES C2 - 1 week ago

    London Area, United Kingdom Compliance Professionals Full time

    LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

  • Head of Compliance

    1 day ago

    London, United Kingdom eFinancialCareers Full time

    **Company Description** China Merchant Securities (UK) Limited (“CMS UK”) is part of the China Merchants Securities group and is authorised and regulated by the FCA in the UK. CMSUK provides advisory and research services through stock markets and fixed income markets coveringMainland China, Hong Kong and Europe. CMSUK is looking for a Head of...

  • MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking

    Found in: beBee jobs GB - 3 weeks ago

    City of London, United Kingdom Page Executive Full time

    About Our Client A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. Job DescriptionLead the regulatory compliance program within the Investment Banking department.Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.Implement and manage regulatory risk assessments and audits.Be hands on and a...

  • Head of Compliance

    4 days ago

    City of London, United Kingdom Absolute Recruit Full time

    Head of Compliance £70,000 + bonus (c.15%) + annual shares 1-2 days per week in London (3-4 days from home) Absolute Recruit are supporting a London-based, Fintech start-up in their search for a Head of Compliance. The business is VC-backed at Series A stage, looking to raise a Series B later this year! Core Duties - Act as the nominated compliance officer,...

  • Head of Compliance

    3 weeks ago

    London, United Kingdom eFinancialCareers Full time

    A rapidly growing FinTech is hiring a Head of Compliance in London! Our client is known as an innovative payment provider for international e-commerce businesses. With over 500 employees sitting in 6 countries and 3 continents, our client is a multinationalcompany that is committed to constantly providing best-in-class services to help their clients develop...

  • Head of Compliance

    1 day ago

    London, United Kingdom eFinancialCareers Full time

    We are currently representing a top, rapidly growing FinTech and assisting them in hiring a Head of Compliance in London! Our client is known as an innovative payment provider for international e-commerce businesses. With over 500 employees sitting in 6 countries and 3 continents, our client is a multinational company that is committed to constantly...

  • Head of Compliance SMF16 and 17

    Found in: Talent UK 2A C2 - 3 weeks ago

    London, United Kingdom Hydrogen Group Full time

    Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience)Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance...

  • Head of Compliance SMF16 and 17

    1 week ago

    London, United Kingdom Energy Jobline ZR Full time

    Job Description Location: London (Hybrid Working Arrangements) Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and...

  • Head of Compliance SMF16 and 17

    3 weeks ago

    City of London, Greater London, United Kingdom Hydrogen Group Full time

    Job Description Location: London (Hybrid Working Arrangements) Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and...

  • Head of Compliance SMF16 and 17

    Found in: Appcast UK C2 - 2 weeks ago

    City Of London, United Kingdom Hydrogen Group Full time

    Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of...

  • Head of Compliance SMF16 and 17

    Found in: Appcast UK C C2 - 2 weeks ago

    City Of London, United Kingdom Hydrogen Group Full time

    Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of...

  • Head of Compliance SMF16 and 17

    Found in: Appcast Linkedin GBL C2 - 3 weeks ago

    City Of London, United Kingdom Hydrogen Group Full time

    Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience)Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of Compliance...

  • Head of Compliance SMF16 and 17

    Found in: Whatjobs ES C2 - 1 week ago

    City Of London, United Kingdom Hydrogen Group Full time

    Location: London (Hybrid Working Arrangements)Excellent Salary and Benefits on offer (dependent upon experience) Are you a seasoned Compliance professional with a robust background in Asset Management? Do you excel in roles where you can drive meaningful change and ensure regulatory excellence? We are looking for a proactive and influential Head of...

  • Head of Compliance

    2 weeks ago

    London, United Kingdom Compliance Recruitment Solutions Full time

    Head of Compliance & MLRO – Wealth Management Experience Required     Ref: 4014G   £120K - £150K + Bonus & Benefits                                                     Hybrid (City of London)   We have been appointed by our Client, a leading Financial Services Group, who are looking to hire a Head of...

  • MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking

    Found in: beBee S GB - 3 weeks ago

    City of London, United Kingdom Page Executive Full time

    About Our Client A small Investment Bank with aggressive growth plans, specialising in Emerging Markets. Job Description Lead the regulatory compliance program within the Investment Banking department.Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.Implement and manage regulatory risk assessments and audits.Be hands on and a...