Risk & Compliance Senior Consultant

3 weeks ago


Scotland, United Kingdom Clayton Davies Full time

Our client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant.
Be capable of dealing with in-depth and highly technical compliance queries
Be able to draft internal technical papers and contribute to manual/toolkit development
Have existing knowledge /experience of Discretionary Fund Management & Retail Financial Advisers
Be qualified in the Diploma in Financial Planning (or equivalent)



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