Senior Compliance Consultant
2 weeks ago
Our client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant.
Key Responsibilities:
- Undertake day to day client management including supportive consultancy, firm audits & file checks
- Be capable of dealing with in-depth and highly technical compliance queries
- Have a comprehensive knowledge of FCA Handbook
- Be required to read and summarise important industry papers
- MiFIDPRU Knowledge desirable
- Be able to draft internal technical papers and contribute to manual/toolkit development
- Have existing knowledge /experience of Discretionary Fund Management & Retail Financial Advisers
- Operate at client offices or from home
Experience Required:
- Be qualified in the Diploma in Financial Planning (or equivalent)
- Advanced CII Qualification(s) desirable
- Possess excellent communication and consultancy skills
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Senior Compliance Consultant
5 days ago
Scotland, United Kingdom Clayton Davies Full timeOur client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant. Key Responsibilities : Undertake day to day client management including supportive consultancy,...
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Senior Compliance Consultant
2 weeks ago
Scotland, United Kingdom Clayton Davies Full timeOur client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant.Key Responsibilities:Undertake day to day client management including supportive consultancy, firm...
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Senior Compliance Consultant
2 weeks ago
Scotland,, UK, United Kingdom Clayton Davies Full timeOur client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant.Key Responsibilities:Undertake day to day client management including supportive consultancy, firm...
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Risk & Compliance Senior Consultant
5 days ago
Scotland, United Kingdom Clayton Davies Full timeOur client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant. Be capable of dealing with in-depth and highly technical compliance queries Be able to draft...
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Compliance Consultant
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Scotland, United Kingdom Iconic Resourcing Full timeReward Opportunities: Senior Consultant LevelFull Time, PermanentScotland based - Flexible/Remote WorkingCompetitive salary + excellent benefitsAre you looking to advance your career in the Reward space? We’re partnering with an organisation that is expanding its Reward function, offering exciting opportunities for professionals at Senior Consultant...
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Reward Opportunities
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Scotland, United Kingdom Iconic Resourcing Full timeReward Opportunities: Senior Consultant LevelFull Time, PermanentScotland based - Flexible/Remote WorkingCompetitive salary + excellent benefitsAre you looking to advance your career in the Reward space? We’re partnering with an organisation that is expanding its Reward function, offering exciting opportunities for professionals at Senior Consultant...
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