Compliance Officer/File Review IFA

NEjobsNE1 is representing a prominent financial advisory firm in Brighton, currently seeking an experienced IFA Administrator to join their dynamic team. The core responsibility of this position is to provide comprehensive support to financial advisers and paraplanners. This involves maintaining accurate data in the back office system, facilitating...

Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. To identify emerging risks To oversee and lead...

In November 2023, the Board of Directors of the International Fertilizer Association (IFA) approved the Association’s Startup Strategy. i) development of an online permanent presence, (ii) renewal of the IFA Smart & Green conference; These three pillars aim to facilitate knowledge sharing, provide access to innovation, and connect fertilizer corporates and...

In November 2023, the Board of Directors of the International Fertilizer Association (IFA) approved the Association’s Startup Strategy. i) development of an online permanent presence, (ii) renewal of the IFA Smart & Green conference; These three pillars aim to facilitate knowledge sharing, provide access to innovation, and connect fertilizer corporates and...

Background   In November 2023, the Board of Directors of the International Fertilizer Association (IFA) approved the Association’s Startup Strategy. The Strategy builds on IFA’s experiences with startups since 2019 and extensive discussions with member companies and AgTech startups. The Strategy focuses on three main pillars: (i) development of an...

Background   In November 2023, the Board of Directors of the International Fertilizer Association (IFA) approved the Association’s Startup Strategy. The Strategy builds on IFA’s experiences with startups since 2019 and extensive discussions with member companies and AgTech startups. The Strategy focuses on three main pillars: (i) development of an...

My client is an Independent Financial Advisory firm, specialising in Financial Planning and Wealth Management, providing financial solutions that are tailored to the clients needs. We are seeking a Junior / Apprentice Investment / IFA Administrator to join the existing Administrative teams, generally you would be responsible for supporting both the...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments...

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...

Compliance Officer Financial Services Hull East Riding GBP29,000 GBP31,500 per annum plus bonus Permanent office-based role working full time Monday to Friday. Hawk 3 Talent Solutions are working with a well-established company based in Hull East Riding who are looking for an experienced Compliance Officer to join their team. The Role You will be an...

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation...

Compliance Officer Financial Services GBP29,000 GBP31,500 per annum plus bonus Permanent office-based role working full time Monday to Friday. Hawk 3 Talent Solutions are working with a well-established company based in Hull East Riding who are looking for an experienced Compliance Officer to join their team. You will be an experienced compliance...

The role requires an experienced Compliance professional with proven Risk Management and Compliance experience in financial, accounting services or trust & fiduciary services, who will beaccountable to run an efficient and effective Compliance function that ensures that all enterprise risks are monitored and addressed while enabling smooth business. The role...

Physical location of position: Olivedale, Johannesburg Position of reporting manager: Finance Company Culture Our culture is a defining characteristic of who we are. It is in our DNA and determines how we engage with each other and our Clients. It guides, motivates and inspires us and facilitates in creating a fun, happy and rewarding work environment. It...

Compliance Officer - Contract - 6-12 months rolling International Banking Client - London, EC2M - Hybrid Summary The main purpose of the role is support the Financial Crime Team within the Compliance Department with ensuring that the Branch complies with it AML and Fraud Prevention regulatory obligations by ensuring that payments alerts and fraud alerts...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. ...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed. ...

Role - Compliance Officer Location - Leeds Salary - £30k Job Description Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm’s Lexcel Accreditation Audit Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be...

Role - Compliance Officer Location - Leeds Salary - £30k Job Description Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. Manage the firm’s Lexcel Accreditation Audit Ensure continual monitoring and review of compliance procedures to help identify possible areas where improvements can be...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately managed.Key...